0000929638-23-000062.txt : 20230110
0000929638-23-000062.hdr.sgml : 20230110
20230110163323
ACCESSION NUMBER: 0000929638-23-000062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220721
FILED AS OF DATE: 20230110
DATE AS OF CHANGE: 20230110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pleasant Lake Onshore Feeder Fund LP
CENTRAL INDEX KEY: 0001567434
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35535
FILM NUMBER: 23521537
BUSINESS ADDRESS:
STREET 1: 100 CARR 115 UNIT 1900
CITY: RINCON
STATE: PR
ZIP: 00677
BUSINESS PHONE: (212) 554-0685
MAIL ADDRESS:
STREET 1: 100 CARR 115 UNIT 1900
CITY: RINCON
STATE: PR
ZIP: 00677
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fund 1 Investments, LLC
CENTRAL INDEX KEY: 0001959730
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35535
FILM NUMBER: 23521538
BUSINESS ADDRESS:
STREET 1: 100 CARR 115
STREET 2: UNIT 1900
CITY: RINCON
STATE: PR
ZIP: 00677
BUSINESS PHONE: 804-363-4458
MAIL ADDRESS:
STREET 1: 100 CARR 115
STREET 2: UNIT 1900
CITY: RINCON
STATE: PR
ZIP: 00677
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pleasant Lake Partners LLC
CENTRAL INDEX KEY: 0001580144
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35535
FILM NUMBER: 23521536
BUSINESS ADDRESS:
STREET 1: 100 CARR 115 UNIT 1900
CITY: RINCON
STATE: PR
ZIP: 00677
BUSINESS PHONE: 212-554-0680
MAIL ADDRESS:
STREET 1: 100 CARR 115 UNIT 1900
CITY: RINCON
STATE: PR
ZIP: 00677
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TILLY'S, INC.
CENTRAL INDEX KEY: 0001524025
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 452164791
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0128
BUSINESS ADDRESS:
STREET 1: 10 WHATNEY
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: (949) 609-5599
MAIL ADDRESS:
STREET 1: 10 WHATNEY
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
form4.xml
X0306
4
2022-07-21
0001524025
TILLY'S, INC.
TLYS
0001959730
Fund 1 Investments, LLC
100 CARR 115
UNIT 1900
RINCON
PR
00677
PUERTO RICO
true
0001567434
Pleasant Lake Onshore Feeder Fund LP
100 CARR 115
UNIT 1900
RINCON
PR
00677
PUERTO RICO
true
0001580144
Pleasant Lake Partners LLC
100 CARR 115
UNIT 1900
RINCON
PR
00677
PUERTO RICO
true
Class A Common Stock
2022-07-21
4
P
0
10000
7.9961
A
1886106
I
See Footnotes
Class A Common Stock
2022-07-26
4
P
0
18000
7.537
A
1904106
I
See Footnotes
Class A Common Stock
2022-07-27
4
P
0
21000
7.5443
A
1925106
I
See Footnotes
Class A Common Stock
2022-07-29
4
P
0
20000
7.578
A
1945106
I
See Footnotes
Class A Common Stock
2022-08-05
4
P
0
15000
7.7627
A
1960106
I
See Footnotes
Class A Common Stock
2022-08-09
4
P
0
10000
7.5687
A
1970106
I
See Footnotes
Class A Common Stock
2022-08-10
4
P
0
16000
7.7368
A
1986106
I
See Footnotes
Class A Common Stock
2022-08-12
4
P
0
3900
8.1022
A
1990006
I
See Footnotes
Class A Common Stock
2022-08-15
4
P
0
5000
8.1173
A
1995006
I
See Footnotes
Class A Common Stock
2022-08-16
4
P
0
60096
8.3004
A
60096
I
See Footnotes
Class A Common Stock
2022-08-16
4
P
0
15000
8.1569
A
2010006
I
See Footnotes
Class A Common Stock
2022-08-19
4
P
0
33306
8.3748
A
93402
I
See Footnotes
Class A Common Stock
2022-08-22
4
P
0
55000
8.0237
A
148402
I
See Footnotes
Class A Common Stock
2022-08-22
4
P
0
55000
8.0237
A
2065006
I
See Footnotes
Class A Common Stock
2022-08-23
4
P
0
8000
8.025
A
156402
I
See Footnotes
Class A Common Stock
2022-08-23
4
P
0
8000
8.016
A
2073006
I
See Footnotes
Class A Common Stock
2022-08-24
4
P
0
20000
7.9332
A
176402
I
See Footnotes
Class A Common Stock
2022-08-29
4
P
0
30000
7.8679
A
206402
I
See Footnotes
Class A Common Stock
2022-08-30
4
P
0
25000
7.7117
A
231402
I
See Footnotes
Class A Common Stock
2022-08-31
4
P
0
17772
7.5142
A
2090778
I
See Footnotes
Class A Common Stock
2022-09-01
4
P
0
80000
7.3097
A
311402
I
See Footnotes
Class A Common Stock
2022-09-01
4
P
0
1000
7.3991
A
2091778
I
See Footnotes
Class A Common Stock
2022-09-02
4
P
0
41000
6.773
A
2132778
I
See Footnotes
Class A Common Stock
2022-09-02
4
P
0
1000
6.9831
A
2133778
I
See Footnotes
Class A Common Stock
2022-09-02
4
P
0
1000
7.0548
A
2134778
I
See Footnotes
Class A Common Stock
2022-09-06
4
P
0
1300
6.8
A
2136078
I
See Footnotes
Class A Common Stock
2022-09-07
4
P
0
20000
7.0434
A
2156078
I
See Footnotes
Class A Common Stock
2022-09-08
4
P
0
25000
6.8681
A
2181078
I
See Footnotes
Class A Common Stock
2022-09-08
4
P
0
15000
6.8832
A
2196078
I
See Footnotes
Class A Common Stock
2022-09-09
4
P
0
10800
6.9499
A
2206878
I
See Footnotes
Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
Shares held for the account of the PL Fund.
Reserved.
Shares held for the account of an unaffiliated private fund for which PLP serves as investment adviser ("Client 3").
This Form 4 constitutes part one of six Forms 4 (collectively, the "Reports") filed by the Reporting Persons to report transactions in securities of the Issuer since March 21, 2022. The Reporting Persons have determined that certain sales made by accounts for which PLP serves as investment adviser, as reported in the Reports, were matchable with purchases by such accounts under Section 16(b) of the Securities Exchange Act of 1934. The Reporting Persons have sent the Company payment of the full amount of their pecuniary interest in the disgorgeable profits arising from such transactions.
/s/ Fund 1 Investments, LLC
By: Benjamin C. Cable, Chief Operating Officer
2023-01-10
/s/ Pleasant Lake Onshore Feeder Fund, LP, by Pleasant Lake Partners LLC, its Investment Adviser, by Fund 1 Investments, LLC, its Managing Member, by Benjamin C. Cable, Chief Operating Officer
2023-01-10
/s/ Pleasant Lake Partners LLC, by Fund 1 Investments, LLC, its Managing Member, by Benjamin C. Cable, Chief Operating Officer
2023-01-10