0001315863-13-000244.txt : 20130515 0001315863-13-000244.hdr.sgml : 20130515 20130515160449 ACCESSION NUMBER: 0001315863-13-000244 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Tactics Advisors, LLC CENTRAL INDEX KEY: 0001523905 IRS NUMBER: 271074081 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14597 FILM NUMBER: 13846949 BUSINESS ADDRESS: STREET 1: 100 CRESCENT COURT STREET 2: SUITE 575 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214.273.5208 MAIL ADDRESS: STREET 1: 100 CRESCENT COURT STREET 2: SUITE 575 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 capitaltactics1q2013.txt CAPITAL TACTICS ADVISORS, LLC 13F 1Q 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital Tactics Advisors, LLC Address: 100 Crescent Court Suite 575 Dallas, Texas 75201 13F File Number: 028-14597 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: W.C. Davis Parr Title: Manager Phone: 214.273.5208 Signature, Place, and Date of Signing: /s/ W.C. Davis Parr Dallas, Texas/USA May 15, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 33 Form 13F Information Table Value Total: $88,782 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBVIE INC COM 00287Y109 3332 81716 SH SOLE 81716 AMERICAN INTL GROUP INC COM NEW 026874784 4930 127000 SH SOLE 127000 AMERICAN INTL GROUP INC COM NEW 026874784 84 50000 SH CALL SOLE 50000 AMERISTAR CASINOS INC COM 03070Q101 8124 309726 SH SOLE 309726 ANADARKO PETE CORP COM 032511107 4918 56235 SH SOLE 56235 ARRIS GROUP INC COM 04269Q100 3675 214025 SH SOLE 214025 BABCOCK & WILCOX CO NEW COM 05615F102 38 128700 SH CALL SOLE 128700 BABCOCK & WILCOX CO NEW COM 05615F102 7402 260530 SH SOLE 260530 COASTAL CONTACTS INC COM NEW 19044R207 1751 280100 SH SOLE 280100 FIFTH & PAC COS INC COM 316645100 38 50000 SH CALL SOLE 50000 FIFTH & PAC COS INC COM 316645100 4773 252825 SH SOLE 252825 GROUPON INC COM CL A 399473107 2760 451000 SH SOLE 451000 HEINZ H J CO COM 423074103 1590 22000 SH SOLE 22000 HERTZ GLOBAL HOLDINGS INC COM 42805T105 1926 86538 SH SOLE 86538 HESS CORP COM 42809H107 2583 36065 SH SOLE 36065 HILLTOP HOLDINGS INC COM 432748101 915 67818 SH SOLE 67818 LAMAR ADVERTISING CO CL A 512815101 3671 75575 SH SOLE 75575 LIVE NATION ENTERTAINMENT IN COM 538034109 2797 226150 SH SOLE 226150 MACERICH CO COM 554382101 1 10100 SH PUT SOLE 10100 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 2271 60000 SH SOLE 60000 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 74 100000 SH CALL SOLE 100000 METROCORP BANCSHARES INC COM 591650106 430 42647 SH SOLE 42647 NOVACOPPER INC COM 66988K102 1485 811456 SH SOLE 811456 OMNIAMERICAN BANCORP INC COM 68216R107 6713 265552 SH SOLE 265552 PENNEY J C INC COM 708160106 193 130000 SH CALL SOLE 130000 PENNEY J C INC COM 708160106 75 100000 SH PUT SOLE 100000 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 9310 53200 SH PUT SOLE 53200 RUBICON MINERALS CORP COM 780911103 4802 1992710 SH SOLE 1992710 SAIC INC COM 78390X101 4539 335000 SH SOLE 335000 SAIC INC COM 78390X101 130 200000 SH CALL SOLE 200000 SIMON PPTY GROUP INC NEW COM 828806109 58 25000 SH PUT SOLE 25000 TRUE RELIGION APPAREL INC COM 89784N104 1893 72500 SH SOLE 72500 VIEWPOINT FINL GROUP INC MD COM 92672A101 1501 74620 SH SOLE 74620