0001104659-25-059332.txt : 20250613 0001104659-25-059332.hdr.sgml : 20250613 20250613160023 ACCESSION NUMBER: 0001104659-25-059332 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250611 FILED AS OF DATE: 20250613 DATE AS OF CHANGE: 20250613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fish James C Jr CENTRAL INDEX KEY: 0001523568 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 251046291 MAIL ADDRESS: STREET 1: 800 CAPITOL STREET 3000 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] ORGANIZATION NAME: 06 Technology EIN: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728917700 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 4 1 tm2517984-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2025-06-11 0 0000018230 CATERPILLAR INC CAT 0001523568 Fish James C Jr 5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING TX 75039 1 0 0 0 0 Common Stock 2025-06-11 4 A 0 482 352.53 A 4472 D Common Stock 250 I Held by The Nicole M. Fish GST Trust. Common Stock 250 I Held by The Stephanie M. Fish GST Trust. Includes adjustments for dividends accrued. /s/ Nicole M. Puza, POA for James Fish, Jr. 2025-06-13