8-K 1 sicp20210520_8k.htm FORM 8-K sicp20210520_8k.htm





Washington, D.C. 20549


Current Report Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 17, 2021

Sierra Income Corporation

(Exact Name of Registrant as Specified in its Charter)







(State or other jurisdiction of incorporation)



(Commission File Number)


(I.R.S. Employer Identification No.)


280 Park Avenue, 6th Floor East
New York, NY 10017

(Address of Principal Executive Offices and Zip Code)

Registrant’s telephone number, including area code: (212) 759-0777


Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Exchange Act: None


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).


Emerging growth company ☐


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐





Item 5.02          Departure of Directors or Certain Officers; Decrease of the Size of the Board.



On May 17, 2021, Brook Taube notified the Company’s board of directors (the “Board”) that he was resigning as a Class II director of the Board, effective immediately. In submitting his resignation, Mr. Taube did not express any disagreement on any matter relating to the Company’s operations, policies or practices. In connection with Mr. Taube’s resignation, the Board determined to reduce the size of the Board from six (6) directors to five (5) directors, effective May 17, 2021.







Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



Date: May 21, 2021






/s/ Richard T. Allorto, Jr.




Richard T. Allorto, Jr.




Chief Financial Officer