N-PX 1 multistrategynpx.htm N-PX GemCom, LLC

                                                                                        --------------------------

                                                             

      OMB APPROVAL

                                                      

      --------------------------

                                                          OMB Number: 3235-0582

Expires: January 31, 2015

Estimated average burden

hours per response…7.2

                                                     

      ---------------------------


UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549


FORM N-PX


ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY


Investment Company Act file number:  811-22572

                        

MULTI-STRATEGY GROWTH & INCOME FUND

(Exact name of registrant as specified in charter)


80 Arkay Drive                                    Hauppauge, NY  11788

(Address of principal executive offices)                                (Zip code)

 

The Corporation Trust Company

Corporation Trust Center

1209 Orange Street

Wilmington, DE 19801

________________________________________________________________________

(Name and address of agent for service)


Registrant's telephone number, including area code: (631) 470-2600


Date of fiscal year end:   February 28th


Date of reporting period:  July 1, 2012 - June 30, 2013


Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.  


A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number.  Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609.  The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §. 3507.  






Registrant:

Multi-Strategy Growth & Income Fund

 

 

 

 

 

 

Investment Company Act file number:  

811-22572

 

 

 

 

 

 

Reporting Period: July 1, 2012 through June 30, 2013

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS

 

(a) Issuer's Name

(b) Exchange Ticker Symbol

(c)"CUSIP" #

(d) Shareholder Meeting Date

(e) Matter Identification

(f) Proposal Type

(g) Voted

(h) Vote Cast

(I) For/Against Management

 

ARC BDCA

 

 

6/6/2012

 

1. election of directors 2. to consider and act on such matters as may properly come before the annual meeting and any adjournment thereof

MGMT

Yes

For All

For

 

ARC Hlth Care

 

 

6/6/2012

 

1. elect five directors for one year terms expiring in 2013 and until their successors are duly elected and qualified 2. vote on certain amendments to the company charter 3. consider and act on such matters as may properly come before the annual meeting other than the matters set forth above

MGMT

Yes

For All

For

 

Steadfast

 

 

8/8/2012

 

1. for the election of R. Emery, S. Barker, L. Dale, E. Neyland, and J. Shepherdson to serve as directors 2. Ratification of the appointment of Ernst & Young LLP to act as the company's independent registered public account firm

MGMT

Yes

For All

For

 

Hines

 

 

8/23/2012

 

1. Elections of Directors 2. Approve the appointment of Deloitte & Touché LLP as independent registered public account firm

MGMT

Yes

For

For

 

ARC

 

 

2/26/2013

 

1. To approve the merger of the company w/ Tiger Acquistion LLC 2. to adjourn the special meeting to another time and place to solicit additional proxies in favor if necessary and appropriate

MGMT

Yes

For

For

 

Bank of Montreal

BMO

 

4/10/2013

 

 

 

 

 

 

 

Nustar GP Holdings, LLC

NSH

 

4/24/2013

 

1. To vote on election of directors 2. Ratify the appointment of KPMG LLP as NuStar GP Holdings, LLC independent registered accounting firm for 2013

MGMT

Yes

For

For

 

E.I. Du Pont De Nemours & Com

DD

 

4/24/2013

 

1. To vote on election of directors 2. ratification of independent registrered public accounting firm 3. Executive Comp 4. Vote on indep board chair 5. lobbing report 4. genetically engineered seed 7. executive comp report

MGMT

Yes

For

For

 

Lockheed Martin Corp

LMT

 

4/25/2013

 

1. elect board of directors 2. ratify Ernst & Young as ind auditors 3. approve comp for exec 4. stockholders action by written consent 5. adopt a ploicy that requires board of chairman 6. rept copr lobbying expenditures

MGMT

Yes

For

For

 

Bank of Hawaii

MOH

 

4/26/2013

 

1. vote election of directors 2. Say on Pay 3. Ratification of selection of an independent reg public acting firm

MGMT

Yes

For

For

 

AT&T Inc

T

 

4/26/2013

 

1. elect board of directors 2. ratify of inde auditors 3. approval of exec comp 4. approve stock purchase and deferral plan 5. political contributions rept 6. lead batteries rept 7. comp packages 8. inde board chairman

MGMT

Yes

For

For

 

AGL Resources INC

GAS

 

4/30/2013

 

1. Vote election of directors 2. ratification of the PricewaterhouseCoopers LLC as our indep reg public acct firm 2013 3. approval of non-binding resolution on comp 4. vote on shareholder proposal regardig gender identity

MGMT

Yes

For

For

 

Eli Lilly & Com

LLY

 

5/6/2013

 

1. Vote election of directors 2. ratification of Ernst & Young LLC as indep reg auditor 2013 3. comp for executive officers 4. reapprove material terms of performance goals for 2002 Lilly Stock Plan

MGMT

Yes

For

For

 

Senior Husing Prop Trust

SNH

 

5/9/2013

 

1. elect nominee into Board of trustees 2. elect another nominee into Board of Trustees 3. approve nonbinding executive comp 4. ratify Ernst & Young as indep reg public acct firm for Dec 2013

MGMT

Yes

For

For

 

Reynolds American INC

RAI

 

5/9/2013

 

1. election of directors 2. adv vote to approve the comp of named execut offices 3. rafity appt of KPMG LLP as independent auditors 4.  vote against sharholder propsal on elimination of classified

MGMT

Yes

For

For

 

Waste Management

WM

 

5/10/2013

 

1. election of directors 2. ratify Ernst & Young as indep public accting 2013 3. approval of executive comp 4. stockholders proposal on aquity awards until retirement 5. stockholders proposal of political contributions 6. stockholders proposal on comp benchmarking cap

MGMT

Yes

For

For

 

Hospitality  Prop Turst

HPT

 

5/15/2013

 

1.election of nominee to Board of Trustees 2. approve nonbinding resolution on exec comp 3. ratify Ernst & Young as indep reg accting firm Dec 2013 4. shareholders properly presented 5. same

MGMT

Yes

For

For

 

NorthStar

 

 

 

 

1. election of directions 2. rafity appt. of Grant Thornton LLP as Comp independent reg public acct firm

MGMT

Yes

For

For

 

Diamond Offshore Drilling

DO

 

5/15/2013

 

1. election of directors 2. for ratify the appt of Deloitte & Touche LLP as independent auditors 3. to approve advisory basis exective comp

MGMT

Yes

For

For

 

PPL Corp

PPL

 

5/15/2013

 

1. election of directors 2. approve amendment to PPL copr to impelment majority vote on uncontested elections of directors 3. ratify of the appt of independent reg public acct firm 4. advisory vote to approve named exec officer comp 4. against shareown proposal

MGMT

Yes

For

For

 

Intel Corp

INTC

 

5/16/2013

 

1. election of directors 2. ratify election of Rnst & Young LLP as reg public acct firm 3. advisory vote to approve exec comp 4. approval of amendment and extenstion of 2006 equity incentive plan 5. against shtockholder "exec to retain significant stock

MGMT

Yes

For

For

 

Hasbro Inc

HAS

 

5/23/2013

 

1. election of directors 2. the adoption of approving comp on "Compensation Discussion & Analysis and Exec Comp" sections 3. approve amendments to restated 2003 stock incentive plan 4. ratify KPMG LLP as reg public acct firm 5. against shareholders supplier  sustainability reporting

MGMT

Yes

For

For

 

Merck & Co Inc

MRK

 

5/28/2013

 

1. election of directors 2. ratify the Company's reg public acct firm 3. advisor to approve exec comp 4. against shareholder right to act by written consent 5. against shareholders special shareowner meeting 6. sagainst shareholder report on charitable and political contributions 7. against shareholder report on lobbying activities

MGMT

Yes

For

For

 

Corporate Capital Trust

 

 

 

 

1. election of two directors 2. ratify of Deloitte & Touche LLP as reg public acct firm 3. approval of suitability standards Proposed Ammendments to the charter of the Comp 4. aproval of the approval process proposed amendment to the charter of the Comp

MGMT

Yes

For

For

 

Markwest Energy Partners

MWE

 

5/29/2013

 

1. election of recommended directors 2. ratification of Deloitte & touche LLP

MGMT

n/a

For All

For

 

Buckeye Partners

BPL

 

6/4/2013

 

1. election of recommended directors 2. approval of the Buckeye Partners long term incentive plan 3. rafification of the Deloitte & Touche LLP

MGMT

Yes

For All

For

 

American Realty Cap

ARCP

 

6/4/2013

 

1. election of recommend directors 2. ratify the appointment of Grant Thornton LLP

MGMT

Yes

For All

For

 

United Development Funding

 

 

6/26/2013

 

1. election of five trustees for 2014 year 2. ratify the election of Whitley Penn LLP

MGMT

 

For All

For

 

Carey WaterMark

 

 

6/27/2013

 

1. election of recommended directors

MGMT

Yes

For All

For

 

CV Mission Critical REIT

 

 

6/29/2013

 

1. election of recommended directors

MGMT

Yes

For All

For





SIGNATURES



Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant)

MULTI-STRATEGY GROWTH & INCOME FUND


By (Signature and Title)*     /s/Raymond J. Lucia, Jr.

Raymond J. Lucia, Jr., President


Date:  August 7, 2013


* Print the name and title of each signing officer under his or her signature.