0001179110-20-008449.txt : 20200723
0001179110-20-008449.hdr.sgml : 20200723
20200723165111
ACCESSION NUMBER: 0001179110-20-008449
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200618
FILED AS OF DATE: 20200723
DATE AS OF CHANGE: 20200723
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHAVENSON DAVID
CENTRAL INDEX KEY: 0001777262
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36615
FILM NUMBER: 201044091
MAIL ADDRESS:
STREET 1: 220 SOUTH SIXTH STREET
STREET 2: SUITE 1200
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GWG Holdings, Inc.
CENTRAL INDEX KEY: 0001522690
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 325 N. ST. PAUL STREET
STREET 2: SUITE 2650
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 877-494-2388
MAIL ADDRESS:
STREET 1: 325 N. ST. PAUL STREET
STREET 2: SUITE 2650
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
edgar.xml
FORM 4 -
X0306
4
2020-06-18
0
0001522690
GWG Holdings, Inc.
GWGH
0001777262
CHAVENSON DAVID
325 NORTH ST. PAUL STREET
SUITE 2650
DALLAS
TX
75201
1
0
0
0
Common Stock, $.001 par value
2020-06-18
4
M
0
8169
0
A
8169
D
Restricted Stock Units
2020-06-18
4
M
0
8169
0
D
2020-06-18
Common Stock
8169
0
D
Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person.
Exhibit 24.1 Power of Attorney filed with Reporting Person's Form 3 on 5/21/2019.
/s/ Craig Opp, as Attorney-in-Fact for David Chavenson
2020-07-23