0001179110-20-008449.txt : 20200723 0001179110-20-008449.hdr.sgml : 20200723 20200723165111 ACCESSION NUMBER: 0001179110-20-008449 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200618 FILED AS OF DATE: 20200723 DATE AS OF CHANGE: 20200723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAVENSON DAVID CENTRAL INDEX KEY: 0001777262 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36615 FILM NUMBER: 201044091 MAIL ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GWG Holdings, Inc. CENTRAL INDEX KEY: 0001522690 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 325 N. ST. PAUL STREET STREET 2: SUITE 2650 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 877-494-2388 MAIL ADDRESS: STREET 1: 325 N. ST. PAUL STREET STREET 2: SUITE 2650 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml FORM 4 - X0306 4 2020-06-18 0 0001522690 GWG Holdings, Inc. GWGH 0001777262 CHAVENSON DAVID 325 NORTH ST. PAUL STREET SUITE 2650 DALLAS TX 75201 1 0 0 0 Common Stock, $.001 par value 2020-06-18 4 M 0 8169 0 A 8169 D Restricted Stock Units 2020-06-18 4 M 0 8169 0 D 2020-06-18 Common Stock 8169 0 D Each restricted stock unit represented a contingent right to receive one share of Issuer common stock. Shares have now vested and are being delivered to the reporting person. Exhibit 24.1 Power of Attorney filed with Reporting Person's Form 3 on 5/21/2019. /s/ Craig Opp, as Attorney-in-Fact for David Chavenson 2020-07-23