0001179110-20-005847.txt : 20200513 0001179110-20-005847.hdr.sgml : 20200513 20200513091015 ACCESSION NUMBER: 0001179110-20-005847 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200316 FILED AS OF DATE: 20200513 DATE AS OF CHANGE: 20200513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bailey Roy W CENTRAL INDEX KEY: 0001809754 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36615 FILM NUMBER: 20871289 MAIL ADDRESS: STREET 1: 5956 SHERRY LANE STREET 2: SUITE 800 CITY: DALLAS STATE: TX ZIP: 75225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GWG Holdings, Inc. CENTRAL INDEX KEY: 0001522690 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 877-494-2388 MAIL ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml FORM 4 - X0306 4 2020-03-16 0 0001522690 GWG Holdings, Inc. GWGH 0001809754 Bailey Roy W 5956 SHERRY LANE SUITE 800 DALLAS TX 75225 1 0 0 0 Common Stock, $.001 par value 0 D Restricted Stock Units 2020-03-16 4 A 0 7895 0 A 2021-03-16 Common Stock 7895 7895 D Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vested shares are delivered to the reporting person upon vesting. Exhibit 24.1 Power of Attorney filed with Reporting Person's Form 3 on 4/15/2020. /s/ Lennie Nicholson, as Attorney-in-fact for Roy W. Bailey 2020-05-13