0001179110-16-017130.txt : 20160105 0001179110-16-017130.hdr.sgml : 20160105 20160105172804 ACCESSION NUMBER: 0001179110-16-017130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151229 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GWG Holdings, Inc. CENTRAL INDEX KEY: 0001522690 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 877-494-2388 MAIL ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACHESON WILLIAM CENTRAL INDEX KEY: 0001617991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36615 FILM NUMBER: 161323811 MAIL ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml FORM 4 - X0306 4 2015-12-29 0 0001522690 GWG Holdings, Inc. GWGH 0001617991 ACHESON WILLIAM 220 SOUTH SIXTH STREET, SUITE 1200 MINNEAPOLIS MN 55402 0 1 0 0 Chief Financial Officer Common Stock, $.001 par value 0 D Stock Options (right to buy) 7.77 2015-12-29 4 A 0 5000 0 A 2025-12-29 Common Stock, $.001 par value 5000 5000 D 1,667 shares vest on each of 12/29/2016 and 12/29/2017; 1,666 shares vest on 12/29/2018. /s/ William Acheson 2016-01-05