0001179110-15-013721.txt : 20151002 0001179110-15-013721.hdr.sgml : 20151002 20151002165658 ACCESSION NUMBER: 0001179110-15-013721 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150818 FILED AS OF DATE: 20151002 DATE AS OF CHANGE: 20151002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GWG Holdings, Inc. CENTRAL INDEX KEY: 0001522690 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 877-494-2388 MAIL ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gangelhoff Jon CENTRAL INDEX KEY: 0001329719 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36615 FILM NUMBER: 151141108 MAIL ADDRESS: STREET 1: 701 NORTH THIRD STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55401 4 1 edgar.xml FORM 4 - X0306 4 2015-08-18 0 0001522690 GWG Holdings, Inc. GWGH 0001329719 Gangelhoff Jon 220 SOUTH SIXTH STREET, SUITE 1200 MINNEAPOLIS MN 55402 0 1 0 0 Chief Operating Officer Common Stock, $.001 par value 0 D Stock Options (right to buy) 7.77 2015-08-18 4 A 0 10000 0 A 2025-08-17 Common Stock, $.001 par value 10000 10000 D 3,334 shares vest on 8/18/2016; 3,333 shares vest on each of 8/18/2017 and 8/18/2018. Exhibit 24.1 Power of Attorney previously filed and incorporated herein by reference to Form 3 filed on 9/18/2014. /s/ William Acheson, as Attorney-in-fact for Jon Gangelhoff 2015-10-02