0001179110-15-006104.txt : 20150408 0001179110-15-006104.hdr.sgml : 20150408 20150408163535 ACCESSION NUMBER: 0001179110-15-006104 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140918 FILED AS OF DATE: 20150408 DATE AS OF CHANGE: 20150408 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GWG Holdings, Inc. CENTRAL INDEX KEY: 0001522690 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 877-494-2388 MAIL ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gensch Shawn R CENTRAL INDEX KEY: 0001616785 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36615 FILM NUMBER: 15759407 MAIL ADDRESS: STREET 1: 220 SOUTH SIXTH STREET STREET 2: SUITE 1200 CITY: MINNEAPOLS STATE: MN ZIP: 55402 3/A 1 edgar.xml FORM 3/A - X0206 3/A 2014-09-18 2014-09-18 0 0001522690 GWG Holdings, Inc. GWGH 0001616785 Gensch Shawn R 220 SOUTH SIXTH STREET, SUITE 1200 MINNEAPOLIS MN 55402 1 0 0 0 Common Stock, $.001 par value 0 D Stock Options (right to buy) 7.46 2024-06-19 Common Stock, $.001 par value 19500 D Stock Options (right to buy) 7.46 2014-07-01 2024-06-30 Common Stock, $.001 par value 1500 D 1,500 shares are currently exercisable, the remaining 18,000 shares vest quarterly over 3 years. Option was originally incorrectly reported as a grant of 18,000 shares. Exhibit 24.1 Power of Attorney previously filed and incorporated herein by reference to Form 3 filed on 9/18/2014. /s/ William Acheson, as Attorney-in-fact 2015-04-08