0001964406-23-000006.txt : 20231218 0001964406-23-000006.hdr.sgml : 20231218 20231218174726 ACCESSION NUMBER: 0001964406-23-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231201 FILED AS OF DATE: 20231218 DATE AS OF CHANGE: 20231218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pollak Todd CENTRAL INDEX KEY: 0001964406 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40465 FILM NUMBER: 231494958 MAIL ADDRESS: STREET 1: 180 GRAND AVENUE STREET 2: 6TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marqeta, Inc. CENTRAL INDEX KEY: 0001522540 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 274306690 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 180 GRAND AVENUE STREET 2: 6TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 877-962-7738 MAIL ADDRESS: STREET 1: 180 GRAND AVENUE STREET 2: 6TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94612 4 1 wk-form4_1702939638.xml FORM 4 X0508 4 2023-12-01 0 0001522540 Marqeta, Inc. MQ 0001964406 Pollak Todd 180 GRAND AVENUE 6TH FLOOR OAKLAND CA 94612 0 1 0 0 Chief Revenue Officer 0 Class A Common Stock 2023-12-01 4 M 0 201467 0 A 201467 D Class A Common Stock 2023-12-01 4 F 0 84974 6.37 D 116493 D Restricted Stock Units 2023-12-01 4 M 0 201467 0 D Class A Common Stock 201467 604399 D Restricted Stock Units Class A Common Stock 190041 190041 D Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Each restricted stock unit is convertible into one share of Class A Common Stock. One-fourth (1/4th) of the restricted stock units vested on December 1, 2023, and an additional one-sixteenth (1/16th) of the restricted stock units vest on each March 1, June 1, September 1, and December 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. One-third (1/3rd) of the restricted stock units vest on March 1, 2024, and an additional one-twelfth (1/12th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. /s/ Tracy Foard, Attorney-in-Fact 2023-12-18