0001865112-23-000009.txt : 20230906 0001865112-23-000009.hdr.sgml : 20230906 20230906172421 ACCESSION NUMBER: 0001865112-23-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230901 FILED AS OF DATE: 20230906 DATE AS OF CHANGE: 20230906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kern Randall F. CENTRAL INDEX KEY: 0001865112 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40465 FILM NUMBER: 231240207 MAIL ADDRESS: STREET 1: C/O MARQETA, INC. STREET 2: 180 GRAND AVE., FLR 6 CITY: OAKLAND STATE: CA ZIP: 94612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marqeta, Inc. CENTRAL INDEX KEY: 0001522540 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 274306690 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 180 GRAND AVENUE STREET 2: 6TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 888-462-7738 MAIL ADDRESS: STREET 1: 180 GRAND AVENUE STREET 2: 6TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94612 4 1 wk-form4_1694035451.xml FORM 4 X0508 4 2023-09-01 0 0001522540 Marqeta, Inc. MQ 0001865112 Kern Randall F. 180 GRAND AVENUE 6TH FLOOR OAKLAND CA 94612 0 1 0 0 See Remarks 0 Class A Common Stock 2023-09-01 4 M 0 8851 0 A 69490 D Class A Common Stock 2023-09-01 4 F 0 3061 6.26 D 66429 D Class A Common Stock 2023-09-01 4 M 0 39592 0 A 106021 D Class A Common Stock 2023-09-01 4 F 0 13691 6.26 D 92330 D Restricted Stock Units 2023-09-01 4 M 0 8851 0 D Class A Common Stock 8851 79658 D Restricted Stock Units 2023-09-01 4 M 0 39592 0 D Class A Common Stock 39592 395920 D Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Each restricted stock unit is convertible into one share of Class A Common Stock. One-sixteenth (1/16th) of the restricted stock units vested on March 21, 2022, and one-sixteenth (1/16th) of the restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. One-twelfth (1/12th) of the restricted stock units vested on June 1, 2023, and one-twelfth (1/12th) of the restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Chief Technology and Product Officer /s/ Tracy Foard, Attorney-in-Fact 2023-09-06