0001865112-23-000007.txt : 20230605 0001865112-23-000007.hdr.sgml : 20230605 20230605172721 ACCESSION NUMBER: 0001865112-23-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230601 FILED AS OF DATE: 20230605 DATE AS OF CHANGE: 20230605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kern Randall F. CENTRAL INDEX KEY: 0001865112 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40465 FILM NUMBER: 23993960 MAIL ADDRESS: STREET 1: C/O MARQETA, INC. STREET 2: 180 GRAND AVE., FLR 6 CITY: OAKLAND STATE: CA ZIP: 94612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marqeta, Inc. CENTRAL INDEX KEY: 0001522540 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 274306690 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 180 GRAND AVENUE STREET 2: 6TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94612 BUSINESS PHONE: 888-462-7738 MAIL ADDRESS: STREET 1: 180 GRAND AVENUE STREET 2: 6TH FLOOR CITY: OAKLAND STATE: CA ZIP: 94612 4 1 wk-form4_1686000432.xml FORM 4 X0407 4 2023-06-01 0 0001522540 Marqeta, Inc. MQ 0001865112 Kern Randall F. 180 GRAND AVENUE 6TH FLOOR OAKLAND CA 94612 0 1 0 0 See Remarks 0 Class A Common Stock 2023-06-01 4 M 0 8850 0 A 37799 D Class A Common Stock 2023-06-01 4 F 0 3061 4.78 D 34738 D Class A Common Stock 2023-06-01 4 M 0 39592 0 A 74330 D Class A Common Stock 2023-06-01 4 F 0 13691 4.78 D 60639 D Restricted Stock Units 2023-06-01 4 M 0 8850 0 D Class A Common Stock 8850 88509 D Restricted Stock Units 2023-06-01 4 M 0 39592 0 D Class A Common Stock 39592 435512 D Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act. Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated under the Act. Restricted stock unit grants for the Reporting Person were previously reported on an aggregated basis. The restricted stock units have varying vesting schedules that necessitate reporting on a grant-by-grant basis going forward. Each restricted stock unit is convertible into one share of Class A Common Stock. One-sixteenth (1/16th) of the restricted stock units vest on March 21, 2022, and one-sixteenth (1/16th) of the remaining restricted stock units vest on each June 1, September 1, December 1, and March 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. One-twelfth (1/12th) of the restricted stock units vest on June 1, 2023, and one-twelfth (1/12th) of the remaining restricted stock units vest on each September 1, December 1, March 1 and June 1 thereafter, subject to the Reporting Person's continued service with the Issuer as of each vesting date. Chief Technology and Product Officer /s/ Tracy Foard, Attorney-in-Fact 2023-06-05