0001140361-16-059234.txt : 20160329 0001140361-16-059234.hdr.sgml : 20160329 20160329104905 ACCESSION NUMBER: 0001140361-16-059234 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160328 FILED AS OF DATE: 20160329 DATE AS OF CHANGE: 20160329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Colwell Chris E CENTRAL INDEX KEY: 0001522348 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 161534107 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4/A 1 doc1.xml FORM 4/A X0306 4/A 2016-03-28 2016-03-29 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001522348 Colwell Chris E 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 President-Carlson Paving Common Stock 7267 D Phantom Stock 2016-03-28 4 A 0 5.1864 44.49 A Common Stock 5.1864 2312.8267 D Reported holdings are restricted stock unites that convert to common stock on a one-for-one basis at a later date. Corrected footnote--Transaction represents the automatic reinvestment of a cash dividend paid on phantom stock held in the participants SERP account that was used to purchase Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert Taylor, attorney in fact for Chris E. Colwell 2016-03-29