0001493152-21-013207.txt : 20210528 0001493152-21-013207.hdr.sgml : 20210528 20210528160202 ACCESSION NUMBER: 0001493152-21-013207 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120813 FILED AS OF DATE: 20210528 DATE AS OF CHANGE: 20210528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Susman William CENTRAL INDEX KEY: 0001522258 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36312 FILM NUMBER: 21980043 MAIL ADDRESS: STREET 1: 3 EAST 84TH STREET CITY: NEW YORK STATE: NY ZIP: 10028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Power REIT CENTRAL INDEX KEY: 0001532619 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 453116572 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 301 WINDING ROAD CITY: OLD BETHPAGE STATE: NY ZIP: 11804 BUSINESS PHONE: 212-750-0373 MAIL ADDRESS: STREET 1: 301 WINDING ROAD CITY: OLD BETHPAGE STATE: NY ZIP: 11804 4/A 1 ownership.xml X0306 4/A 2012-08-13 2012-08-15 0 0001532619 Power REIT PW 0001522258 Susman William 301 WINDING ROAD OLD BETHPAGE NY 11804 1 0 0 0 Common Shares 1000 D Stock Option (Right to Buy) 7.96 2012-08-13 4 A 0 2000 0 A 2013-08-13 2022-08-12 Common Stock 2000 2000 D The reporting person was granted a non-qualified stock option to acquire 2,000 shares of common stock (the "Option") on August 13, 2012 pursuant to the Trust's 2012 Equity Incentive Plan. The Option award vests in three-equal annual installments beginning with the first anniversary of the respective grants. The Options have a 10-year term and a strike price of $7.96, which is the price equal to the closing price of the common stock on August 13, 2012. The reporting person is filing this Form 4/A to correct the Form 4 filed by the reporting person on August 15, 2012 for transactions that took place on August 13, 2012 (the "Original Form 4"), which disclosed the granting of such stock options in Table I rather than Table II. Subsequently to the filing of the Original Form 4, the reporting person also included the unexercised stock options in the total amount of shares owned by the reporting person in subsequently filed Form 4s. Additionally, the Original Form 4 included shares in column 5 of Table I that were owned directly and indirectly by the reporting person, which has also been corrected. /s/ William Susman 2021-05-28