0001521951-21-000057.txt : 20210720 0001521951-21-000057.hdr.sgml : 20210720 20210720114630 ACCESSION NUMBER: 0001521951-21-000057 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210720 DATE AS OF CHANGE: 20210720 EFFECTIVENESS DATE: 20210720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BUSINESS FINANCIAL SERVICES, INC. CENTRAL INDEX KEY: 0001521951 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 391576570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15585 FILM NUMBER: 211099972 BUSINESS ADDRESS: STREET 1: 401 CHARMANY DRIVE CITY: MADISON STATE: WI ZIP: 53719 BUSINESS PHONE: 608-238-8008 MAIL ADDRESS: STREET 1: 401 CHARMANY DRIVE STREET 2: PO BOX 44961 CITY: MADISON STATE: WI ZIP: 53744 FORMER COMPANY: FORMER CONFORMED NAME: First Business Financial Services, Inc. DATE OF NAME CHANGE: 20110527 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001521951 XXXXXXXX 06-30-2021 06-30-2021 FIRST BUSINESS FINANCIAL SERVICES, INC.
401 CHARMANY DRIVE PO Box 44961 MADISON WI 53744
13F HOLDINGS REPORT 028-15585 N
Brendan Freeman President, Private Wealth 608-232-5951 /s/ Brendan Freeman Madison WI 07-09-2021 0 155 855497 false
INFORMATION TABLE 2 information_table.xml INFORMATION TABLE Invesco Short Term Municipal R Common 00141G377 17601 4619749 SH SOLE 4619749 0 0 AT&T Inc Common 00206R102 392 13605 SH SOLE 8033 0 5572 Ark Innovation Common 00214Q104 762 5827 SH SOLE 5827 0 0 Abbvie Inc Com Common 00287Y109 272 2412 SH SOLE 1992 0 420 Adobe Inc Common 00724F101 223 380 SH SOLE 380 0 0 Advanced Micro Devices Inc Common 007903107 223 2374 SH SOLE 2374 0 0 Air Prods Chems Inc Common 009158106 679 2360 SH SOLE 2360 0 0 Alibaba Group Hldg Ltd Sponsor Common 01609W102 428 1886 SH SOLE 1786 0 100 Allegheny Technologies Inc Common 01741R102 299 14325 SH SOLE 14325 0 0 Allstate Corp Common 020002101 1727 13239 SH SOLE 13239 0 0 Alphabet Inc Cap Stk Cl C Common 02079K107 774 309 SH SOLE 309 0 0 Alphabet Inc Cap Stk Cl A Common 02079K305 4302 1762 SH SOLE 1762 0 0 Altria Group Inc Common 02209S103 380 7961 SH SOLE 708 0 7253 Amazon.com Inc Common 023135106 819 238 SH SOLE 238 0 0 American Express CO Common 025816109 222 1343 SH SOLE 1343 0 0 American Tower Corp Common 03027X100 1955 7238 SH SOLE 7238 0 0 Amerisourcebergen Corp Common 03073E105 1038 9063 SH SOLE 9063 0 0 Ameriprise Financial Inc Common 03076C106 253 1015 SH SOLE 1015 0 0 Amgen Inc Common 031162100 1169 4797 SH SOLE 4797 0 0 Analog Devices Inc Common 032654105 2192 12734 SH SOLE 12734 0 0 Anthem Inc Common 036752103 1400 3666 SH SOLE 3666 0 0 Apple Inc Common 037833100 7239 52856 SH SOLE 47444 0 5412 Arista Networks Inc Common 040413106 1285 3548 SH SOLE 3548 0 0 Bank Of America Corp Common 060505104 574 13925 SH SOLE 13925 0 0 Bank Of Montreal Common 063671101 475 4635 SH SOLE 919 0 3716 BlackRock Inc Common 09247X101 699 799 SH SOLE 799 0 0 Bristol Myers Squibb Co Common 110122108 314 4700 SH SOLE 4675 0 25 Broadcom Inc Common 11135F101 1496 3138 SH SOLE 3138 0 0 CSX Corp Com Common 126408103 1219 38002 SH SOLE 38002 0 0 American Funds Capital Income Common 140193103 386 5644 SH SOLE 5644 0 0 Capital World Growth Income Cl Common 140543109 587 9032 SH SOLE 9032 0 0 Charles River Labs Intl Common 159864107 675 1825 SH SOLE 1825 0 0 Chevron Corp Common 166764100 439 4195 SH SOLE 760 0 3435 Cisco Systems Inc Common 17275R102 2126 40111 SH SOLE 37132 0 2979 Citigroup Inc Common 172967424 995 14058 SH SOLE 12658 0 1400 Coca-Cola Co Common 191216100 1372 25360 SH SOLE 1310 0 24050 Corning Inc Common 219350105 478 11694 SH SOLE 11694 0 0 Costco Wholesale Corp Common 22160K105 1128 2851 SH SOLE 2851 0 0 Darden Restaurants Inc Common 237194105 894 6124 SH SOLE 6124 0 0 Walt Disney Company Common 254687106 2484 14131 SH SOLE 14131 0 0 eBay Inc Common 278642103 1358 19348 SH SOLE 19348 0 0 Electronic Arts Inc Common 285512109 1275 8865 SH SOLE 8865 0 0 Emergent Biosolutions Common 29089Q105 809 12850 SH SOLE 12850 0 0 Essential Utilities, Inc Common 29670G102 1100 24075 SH SOLE 24075 0 0 Exact Sciences Corp Common 30063P105 459 3690 SH SOLE 1290 0 2400 Expedia Group Inc New Common 30212P303 1001 6114 SH SOLE 6114 0 0 Exxon Mobil Corp Common 30231G102 498 7895 SH SOLE 2482 0 5413 Facebook Inc Cl A Common 30303M102 344 988 SH SOLE 688 0 300 Fidelity National Information Common 31620M106 1866 13171 SH SOLE 6292 0 6879 First Business Financial Servi Common 319390100 9234 341117 SH SOLE 0 0 341117 Fiserv Inc Common 337738108 6958 65095 SH SOLE 901 0 64194 Franklin Managed Income Cl A Common 353612682 284 20812 SH SOLE 20812 0 0 Generac Holdings Inc Common 368736104 1391 3350 SH SOLE 3350 0 0 Home Depot Inc Common 437076102 1746 5475 SH SOLE 5145 0 330 Illinois Tool Works Inc Common 452308109 224 1001 SH SOLE 1001 0 0 Inovalon Hldgs Inc Cl A Common 45781D101 710 20833 SH SOLE 19633 0 1200 Intel Corp Common 458140100 1029 18337 SH SOLE 16937 0 1400 Intercontinental Exchange Inc Common 45866F104 1326 11171 SH SOLE 11171 0 0 Intuitive Surgical Inc Common 46120E602 340 370 SH SOLE 370 0 0 Invesco S & P 500 Equal Weight Common 46137V357 377 2498 SH SOLE 0 0 2498 Iqvia Holdings Inc Common 46266C105 203 838 SH SOLE 838 0 0 iShares S&P 500 Core Common 464287200 1356 3154 SH SOLE 3154 0 0 iShares Core US Aggregate Bond Common 464287226 60467 524298 SH SOLE 524298 0 0 iShares MSCI EAFE ETF Common 464287465 224 2837 SH SOLE 2837 0 0 iShares Core S&P Mid-Cap ETF Common 464287507 40010 148887 SH SOLE 148887 0 0 iShares Russell 1000 Value ETF Common 464287598 45064 284099 SH SOLE 284099 0 0 iShares Russell 1000 Growth ET Common 464287614 80401 296157 SH SOLE 296157 0 0 iShares Russell 1000 ETF Common 464287622 1350 5578 SH SOLE 5578 0 0 iShares Russell 2000 Value Common 464287630 773 4662 SH SOLE 4662 0 0 iShares Russell 2000 Growth Common 464287648 982 3152 SH SOLE 3152 0 0 iShares Russell 2000 Common 464287655 560 2443 SH SOLE 2443 0 0 iShares Core S&P Small-Cap ETF Common 464287804 62478 553000 SH SOLE 553000 0 0 iShares MSCI ACWI ex US Common 464288240 287 4987 SH SOLE 4987 0 0 iShares National Muni Bond ETF Common 464288414 4498 38375 SH SOLE 38375 0 0 iShares Edge MSCI Min Vol EAFE Common 46429B689 490 6484 SH SOLE 6484 0 0 iShares Edge MSCI Min Vol USA Common 46429B697 1167 15860 SH SOLE 15860 0 0 iShares Edge MSCI USA Momentum Common 46432F396 66504 383461 SH SOLE 383461 0 0 iShares Core MSCI EAFE ETF Common 46432F842 112888 1507987 SH SOLE 1507987 0 0 JPMorgan Chase & Co Common 46625H100 3666 23567 SH SOLE 23567 0 0 Johnson & Johnson Common 478160104 933 5665 SH SOLE 5065 0 600 Kla-tencor Corp Common 482480100 1476 4552 SH SOLE 4552 0 0 Kimberly-Clark Corp Common 494368103 309 2308 SH SOLE 1908 0 400 Kroger Co Common 501044101 736 19222 SH SOLE 19222 0 0 Lam Research Corporation Common 512807108 2035 3128 SH SOLE 3128 0 0 Lilly Eli Co Common 532457108 1281 5581 SH SOLE 5581 0 0 Lowe's Companies Inc Common 548661107 1444 7446 SH SOLE 7446 0 0 MGE Energy Inc Common 55277P104 508 6821 SH SOLE 4476 0 2345 Mastercard Inc Cl A Common 57636Q104 421 1154 SH SOLE 1154 0 0 McDonald's Corp Common 580135101 606 2625 SH SOLE 1504 0 1121 Merck & Co Inc Common 58933Y105 1403 18039 SH SOLE 17576 0 463 Microsoft Corp Common 594918104 3555 13124 SH SOLE 11231 0 1893 Microchip Technology Inc Common 595017104 280 1873 SH SOLE 1873 0 0 Micron Technology Inc Common 595112103 1105 13006 SH SOLE 13006 0 0 Mondelez Intl Inc Class A Common 609207105 810 12974 SH SOLE 1810 0 11164 NMI Holdings Inc Cl A Common 629209305 261 11604 SH SOLE 0 0 11604 Netflix Inc Common 64110L106 302 571 SH SOLE 571 0 0 Nextera Energy Inc Common 65339F101 285 3891 SH SOLE 775 0 3116 Nice Ltd Sponsored ADR Common 653656108 671 2713 SH SOLE 2713 0 0 Nike Inc Common 654106103 808 5230 SH SOLE 5230 0 0 Nvidia Corp Common 67066G104 590 738 SH SOLE 738 0 0 PNC Financial Services Group I Common 693475105 380 1993 SH SOLE 125 0 1868 Paychex Inc Common 704326107 1234 11500 SH SOLE 11500 0 0 Paypal Hldgs Inc Common 70450Y103 1259 4320 SH SOLE 4320 0 0 Pepsico Inc Common 713448108 1548 10445 SH SOLE 9945 0 500 Petroteq Energy Inc Common 71678B107 13 100000 SH SOLE 0 0 100000 Pfizer Inc Common 717081103 349 8901 SH SOLE 8601 0 300 Philip Morris International In Common 718172109 1048 10570 SH SOLE 1182 0 9388 Pimco Income Fund Imstl Common 72201F490 182 15058 SH SOLE 15058 0 0 Procter & Gamble Co Common 742718109 817 6057 SH SOLE 6057 0 0 Progressive Corp Common 743315103 1029 10477 SH SOLE 10477 0 0 Qualcomm Inc Common 747525103 1336 9344 SH SOLE 9344 0 0 Quanta Services Inc Common 74762E102 694 7668 SH SOLE 7668 0 0 Republic Services Inc Common 760759100 1165 10590 SH SOLE 10590 0 0 ResMed Inc Common 761152107 216 877 SH SOLE 877 0 0 Rio Tinto PLC Sponsored ADR Common 767204100 723 8618 SH SOLE 8618 0 0 Royal Dutch Shell ADR Common 780259206 391 9674 SH SOLE 9674 0 0 SPDR S&P 500 ETF Common 78462F103 19255 44983 SH SOLE 44983 0 0 Spdr Gold Trust Shs Common 78463V107 331 2000 SH SOLE 2000 0 0 SPDRA S&P MidCap 400 ETF Common 78467Y107 927 1888 SH SOLE 1888 0 0 Schwab US Large-Cap ETF Common 808524201 270 2598 SH SOLE 2598 0 0 Energy Select Sector SPDR ETF Common 81369Y506 1090 20225 SH SOLE 20225 0 0 Financial Select Sector SPDR E Common 81369Y605 862 23489 SH SOLE 23489 0 0 Industrials Select Sector SPDR Common 81369Y704 812 7928 SH SOLE 7928 0 0 Technology Select Sector SPDR Common 81369Y803 1969 13335 SH SOLE 13335 0 0 Starbucks Corp Common 855244109 1207 10799 SH SOLE 10745 0 54 Stryker Corp Common 863667101 1426 5491 SH SOLE 5491 0 0 TJX Companies Inc Common 872540109 1331 19740 SH SOLE 19740 0 0 T Mobile US Inc Common 872590104 1453 10033 SH SOLE 10033 0 0 American Tax Exempt Bond Fund Common 876902602 142 10328 SH SOLE 10328 0 0 Tetra Tech Inc New Common 88162G103 571 4676 SH SOLE 4676 0 0 Texas Instruments Inc Common 882508104 1894 9851 SH SOLE 9851 0 0 Thomson Reuters Corp Common 884903709 554 5581 SH SOLE 5581 0 0 Transdigm Group Inc Common 893641100 429 662 SH SOLE 662 0 0 US Bancorp Common 902973304 271 4755 SH SOLE 3655 0 1100 Union Pacific Corp Common 907818108 327 1489 SH SOLE 1489 0 0 UnitedHealth Group Inc Common 91324P102 1492 3726 SH SOLE 3726 0 0 Vanguard International Growth Common 921910501 888 5205 SH SOLE 5205 0 0 Vanguard FTSE Developed Market Common 921943858 266 5163 SH SOLE 5163 0 0 Vanguard Communication SVCS ET Common 92204A884 892 6200 SH SOLE 6200 0 0 Vanguard Mid-Cap ETF Common 922908629 705 2969 SH SOLE 2969 0 0 Vanguard Index Growth Common 922908736 431 1502 SH SOLE 1502 0 0 Vanguard Index Value Common 922908744 359 2614 SH SOLE 2614 0 0 Vanguard Small-Cap ETF Common 922908751 1047 4647 SH SOLE 4647 0 0 Vanguard Total Stock Market ET Common 922908769 199563 895626 SH SOLE 895626 0 0 Visa Inc Common 92826C839 340 1453 SH SOLE 1453 0 0 Vodafone Group Plc Adr Common 92857W308 254 14806 SH SOLE 14806 0 0 Wal-Mart Inc Common 931142103 306 2167 SH SOLE 2167 0 0 Waste Mgmt Inc Del Common 94106L109 209 1495 SH SOLE 1495 0 0 Western Digital Corp Common 958102105 432 6074 SH SOLE 6074 0 0 Amdocs Ltd ADR Common G02602103 544 7038 SH SOLE 7038 0 0 Aon PLC Shs Cl A Common G0403H108 459 1921 SH SOLE 1921 0 0 Accenture PLC Common G1151C101 476 1615 SH SOLE 1615 0 0 Eaton Corp PLC Common G29183103 219 1479 SH SOLE 1479 0 0 Johnson Controls Intl, PLC Common G51502105 1237 18027 SH SOLE 18027 0 0 TE Connectivity Ltd Common H84989104 382 2825 SH SOLE 2825 0 0