0000897101-19-000177.txt : 20190308 0000897101-19-000177.hdr.sgml : 20190308 20190308142957 ACCESSION NUMBER: 0000897101-19-000177 CONFORMED SUBMISSION TYPE: 425 PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20190308 DATE AS OF CHANGE: 20190308 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Pathway Capital Opportunity Fund, Inc. CENTRAL INDEX KEY: 0001570335 IRS NUMBER: 462081438 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 425 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22807 FILM NUMBER: 19668730 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET STREET 2: 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: (212) 448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET STREET 2: 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: Pathway Energy Infrastructure Fund, Inc. DATE OF NAME CHANGE: 20130221 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Triton Pacific Investment Corporation, Inc. CENTRAL INDEX KEY: 0001521945 IRS NUMBER: 452460782 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 425 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD., 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: 310-943-4990 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BLVD., 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: Triton Pacific Investment Company, Inc. DATE OF NAME CHANGE: 20110527 425 1 a190546.htm FORM 425

Filed by Triton Pacific Investment Corporation, Inc.
pursuant to Rule 425 under the Securities Act of 1933
and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934
Subject Company: Pathway Capital Opportunity Fund, Inc.

File No. of Related Registration Statement: 333-226811

 

 (TRITON PACIFIC LOGO)
Shareholder Services

 

March 8, 2019

 

Shareholder Name
Address 1
Address 2
Address 3

 

IMPORTANT NOTICE

 

Re: Triton Pacific Investment Corporation, Inc.

 

Dear Shareholder:

 

We have tried unsuccessfully to contact you regarding a very important matter concerning your investment in Triton Pacific Investment Corporation, Inc. (the “Company”). This matter pertains to important operating initiatives for the Company which requires your response.

 

It is very important that we speak to you regarding this matter. The call will only take a few moments of your time and there is no confidential information required.

 

Please contact us toll-free at 1-800-207-3156 between 9:00 a.m. and 10:00 p.m. Eastern time Monday through Friday. At the time of the call please reference the number listed below. Please contact us before March 15, 2019.

 

Thank you.

 

Sincerely,

 

(SIGNATURE OF - Craig Faggen)

 

Craig Faggen 

Chairman and Chief Executive Officer

 

REFERENCE NUMBER: 123456789
 

 

Triton Pacific Investment Corporation, Inc.

6701 Center Drive, Suite 1450 ● Los Angles, California 90045

 

 

GRAPHIC 2 ah190494001_v1.jpg GRAPHIC begin 644 ah190494001_v1.jpg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end GRAPHIC 3 ah190494002_v1.jpg GRAPHIC begin 644 ah190494002_v1.jpg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end