0000897101-18-001142.txt : 20181115 0000897101-18-001142.hdr.sgml : 20181115 20181115124717 ACCESSION NUMBER: 0000897101-18-001142 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181114 ITEM INFORMATION: Results of Operations and Financial Condition FILED AS OF DATE: 20181115 DATE AS OF CHANGE: 20181115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Triton Pacific Investment Corporation, Inc. CENTRAL INDEX KEY: 0001521945 IRS NUMBER: 452460782 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00908 FILM NUMBER: 181186616 BUSINESS ADDRESS: STREET 1: 10877 WILSHIRE BLVD., 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: 310-943-4990 MAIL ADDRESS: STREET 1: 10877 WILSHIRE BLVD., 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: Triton Pacific Investment Company, Inc. DATE OF NAME CHANGE: 20110527 8-K 1 triton182487_8k.htm 8-K

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

Current Report Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 14, 2018 

 

 

 

Triton Pacific Investment Corporation, Inc.

(Exact name of registrant as specified in its charter)

     
Maryland 333-174873 45-2460782

(State or other jurisdiction of

incorporation or organization)

 Commission File
Number

(I.R.S. Employer

Identification No.)

 

6701 Center Drive West, Suite 1450

Los Angeles, CA 90045

(Address of principal executive offices)

 

(310) 943-4990

(Registrant’s telephone number, including area code)

 

(Former name, former address and former fiscal year, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

☐Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Item 2.02. Results of Operations and Financial Condition.

On November 14, 2018, Triton Pacific Investment Corporation, Inc. decreased its offering price from $12.86 per share to $12.66 per share. The decrease in the offering price is effective for all closings occurring on or after November 14, 2018.

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

             
Dated: November 15, 2018       Triton Pacific Investment Corporation, Inc.
       
        By   /s/ Craig J. Faggen
           

Craig J. Faggen

Chief Executive Officer

(Principal Executive Officer)