EX-99.(M)(13)(I) 11 d763346dex99m13i.htm FIRST AMENDMENT TO SHAREHOLDER SERVICES AGREEMENT WITH ING INST. PLAN SERVICES First Amendment to Shareholder Services Agreement with ING Inst. Plan Services

Exhibit (m)(13)(i)

FIRST AMENDMENT TO THE SHAREHOLDER SERVICES AGREEMENT BY

AND BETWEEN

ING INSTITUTIONAL PLAN SERVICES, LLC

AND

GMO SERIES TRUST

THIS AMENDMENT, dated as of the 14th day of March 2014, by and among GMO Series Trust (the “Company”) and ING Institutional Plan Services, LLC (“ING”).

WITNESSETH

WHEREAS, the Company and ING entered into a Shareholder Services Agreement dated December 13, 2013 (the “Agreement”);

WHEREAS, the Company and ING desire to amend the Agreement in accordance with the terms thereof.

NOW THEREFORE, in consideration of the above premises, the Company and ING hereby amend the Agreement as follows:

The existing Attachment A, Available Funds and Applicable Fee, shall be deleted in its entirety and replaced with the attached Amended and Restated Attachment A.

IN WITNESS WHEREOF, ING and the Company have caused this Amendment to be executed by their duly authorized officers effective as of the day and year first above written.

GMO SERIES TRUST, ON BEHALF OF EACH FUND ON ATTACHMENT A, SEVERALLY AND NOT JOINTLY*

 

By:   /s/ Megan Bunting
Name:   Megan Bunting
Title:   Vice President and Asst. Clerk
Date:   3/14/2014
ING INSTITUTIONAL PLAN SERVICES, LLC
By:   /s/ Michelle Sheiowitz
Name:   Michelle Sheiowitz
Title:   Vice President

 

* GMO Series Trust is a Massachusetts business trust and a copy of the Agreement and Declaration of Trust is on file with the Secretary of State of the Commonwealth of Massachusetts. Notice is hereby given that this Agreement is executed on behalf of the Trustees of GMO Series Trust as Trustees and not individually, and that the obligations of or arising out of this Agreement with respect to each series of GMO Series Trust are not binding upon any of the Trustees or shareholders individually, but are binding upon the assets and property of that series.

AMENDED AND RESTATED ATTACHMENT A

AVAILABLE FUNDS AND APPLICABLE FEE

Except as otherwise specified below, this Agreement applies to all Funds and shares of Funds that are offered by the Company or any of the Company’s affiliates.

For services rendered by ING under this Agreement, ING shall receive the following fees:

 

FUND

    Share
Class		      CUSIP#      12b-1
Fee		  

GMO Benchmark Free Allocation Series Fund R4

      R4         380131417         25   

GMO Benchmark Free Allocation Series Fund R5

      R5         380131391         10   

GMO Benchmark Free Allocation Series Fund R6

      R6         380131383         0   

GMO Core Plus Bond Series Fund R4

      R4         380131649         25   

GMO Core Plus Bond Series Fund R5

      R5         380131631         10   

GMO Core Plus Bond Series Fund R6

      R6         380131623         0   

GMO Emerging Countries Series Fund R4

      R4         380131672         25   

GMO Emerging Countries Series Fund R5

      R5         380131664         10   

GMO Emerging Countries Series Fund R6

      R6         380131656         0   

GMO Foreign Fund Series Fund R4

      R4         380131714         25   

GMO Foreign Fund Series Fund R5

      R5         380131698         10   

GMO Foreign Fund Series Fund R6

      R6         380131680         0   

GMO Global Asset Allocation Series Fund R4

      R4         380131441         25   

GMO Global Asset Allocation Series Fund R5

      R5         380131433         10   

GMO Global Asset Allocation Series Fund R6

      R6         380131425         0   

GMO Global Equity Allocation Series Fund R4

      R4         380131474         25   

GMO Global Equity Allocation Series Fund R5

      R5         380131466         10   

GMO Global Equity Allocation Series Fund R6

      R6         380131458         0   

GMO International Bond Series Fund R4

      R4         380131615         25   

GMO International Bond Series Fund R5

      R5         380131599         10   

GMO International Bond Series Fund R6

      R6         380131581         0   

GMO International Developed Equity Allocation Series Fund R4

      R4         380131375         25   

GMO International Developed Equity Allocation Series Fund R5

      R5         380131367         10   

GMO International Developed Equity Allocation Series Fund R6

      R6         380131359         0   

GMO International Equity Allocation Series Fund R4

      R4         380131516         25   

GMO International Equity Allocation Series Fund R5

      R5         380131490         10   

GMO International Equity Allocation Series Fund R6

      R6         380131482         0   

GMO Quality Series Fund R4

      R4         380131409         25   

GMO Quality Series Fund R5

      R5         380131508         10   

GMO Quality Series Fund R6

      R6         380131607         0   

GMO U.S. Core Equity Series Fund R4

      R4         380131102         25   

GMO U.S. Core Equity Series Fund R5

      R5         380131201         10   

GMO U.S. Core Equity Series Fund R6

      R6         380131300         0   

 

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