0001567619-21-005650.txt : 20210304
0001567619-21-005650.hdr.sgml : 20210304
20210304161954
ACCESSION NUMBER: 0001567619-21-005650
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210111
FILED AS OF DATE: 20210304
DATE AS OF CHANGE: 20210304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Parallax Volatility Advisers, L.P.
CENTRAL INDEX KEY: 0001521001
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56199
FILM NUMBER: 21714400
BUSINESS ADDRESS:
STREET 1: 88 KEARNY STREET
STREET 2: 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 415-445-6646
MAIL ADDRESS:
STREET 1: 88 KEARNY STREET
STREET 2: 20TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
FORMER NAME:
FORMER CONFORMED NAME: Parallax Volatility Advisers, LLC
DATE OF NAME CHANGE: 20110517
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MedMen Enterprises, Inc.
CENTRAL INDEX KEY: 0001776932
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990]
IRS NUMBER: 981431779
STATE OF INCORPORATION: A1
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10115 JEFFERSON BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
BUSINESS PHONE: 4243302082
MAIL ADDRESS:
STREET 1: 10115 JEFFERSON BOULEVARD
CITY: CULVER CITY
STATE: CA
ZIP: 90232
3
1
doc1.xml
FORM 3
X0206
3
2021-01-11
0
0001776932
MedMen Enterprises, Inc.
MMNFF
0001521001
Parallax Volatility Advisers, L.P.
88 KEARNY STREET
20TH FLOOR
SAN FRANCISCO
CA
94108
0
0
1
0
Warrants
0.1529
2021-01-11
2025-09-14
Class B Subordinate Voting Shares
32701112
I
See Notes 1 and 2
Senior Secured Convertible Note
0.1529
2021-01-11
2022-04-23
Class B Subordinate Voting Shares
36781522
I
See Notes 1 and 2
The filing persons (the "Filers") are Parallax Volatility Advisers, L.P. ("PVA"), Parallax Partners, LLC (the "GP"), Parallax Master Fund, L.P. (the "Master Fund"), S. Daniel Hutchison and William F. Bartlett. PVA and the GP are the investment adviser and general partner, respectively, of investment funds, including the Master Fund (the "Funds"). Mr. Hutchison and Mr. Bartlett are the managers and control persons of PVA and the GP. The securities are held directly by the Funds for the benefit of their investors and are indirectly beneficially owned by PVA and the GP as the investment adviser and general partner, respectively, of the Funds, and by Mr. Hutchison and Mr. Bartlett as PVA's and the GP's control persons. PVA is filing this Form 3 for itself and the other Filers.
The Filers are filing this Form 3 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein.
This represents the number of Class B Subordinate Voting Shares issuable on conversion of the outstanding principal amount of the Note. The ultimate number of shares issuable on conversion may vary based on the accrued interest payable on the Note at the time of conversion.
Easton Chen, Chief Compliance Officer of Parallax Volatility Advisers, L.P.
2021-03-03