0001567619-21-005650.txt : 20210304 0001567619-21-005650.hdr.sgml : 20210304 20210304161954 ACCESSION NUMBER: 0001567619-21-005650 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210111 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parallax Volatility Advisers, L.P. CENTRAL INDEX KEY: 0001521001 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56199 FILM NUMBER: 21714400 BUSINESS ADDRESS: STREET 1: 88 KEARNY STREET STREET 2: 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: 415-445-6646 MAIL ADDRESS: STREET 1: 88 KEARNY STREET STREET 2: 20TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94108 FORMER NAME: FORMER CONFORMED NAME: Parallax Volatility Advisers, LLC DATE OF NAME CHANGE: 20110517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MedMen Enterprises, Inc. CENTRAL INDEX KEY: 0001776932 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 981431779 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10115 JEFFERSON BOULEVARD CITY: CULVER CITY STATE: CA ZIP: 90232 BUSINESS PHONE: 4243302082 MAIL ADDRESS: STREET 1: 10115 JEFFERSON BOULEVARD CITY: CULVER CITY STATE: CA ZIP: 90232 3 1 doc1.xml FORM 3 X0206 3 2021-01-11 0 0001776932 MedMen Enterprises, Inc. MMNFF 0001521001 Parallax Volatility Advisers, L.P. 88 KEARNY STREET 20TH FLOOR SAN FRANCISCO CA 94108 0 0 1 0 Warrants 0.1529 2021-01-11 2025-09-14 Class B Subordinate Voting Shares 32701112 I See Notes 1 and 2 Senior Secured Convertible Note 0.1529 2021-01-11 2022-04-23 Class B Subordinate Voting Shares 36781522 I See Notes 1 and 2 The filing persons (the "Filers") are Parallax Volatility Advisers, L.P. ("PVA"), Parallax Partners, LLC (the "GP"), Parallax Master Fund, L.P. (the "Master Fund"), S. Daniel Hutchison and William F. Bartlett. PVA and the GP are the investment adviser and general partner, respectively, of investment funds, including the Master Fund (the "Funds"). Mr. Hutchison and Mr. Bartlett are the managers and control persons of PVA and the GP. The securities are held directly by the Funds for the benefit of their investors and are indirectly beneficially owned by PVA and the GP as the investment adviser and general partner, respectively, of the Funds, and by Mr. Hutchison and Mr. Bartlett as PVA's and the GP's control persons. PVA is filing this Form 3 for itself and the other Filers. The Filers are filing this Form 3 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein. This represents the number of Class B Subordinate Voting Shares issuable on conversion of the outstanding principal amount of the Note. The ultimate number of shares issuable on conversion may vary based on the accrued interest payable on the Note at the time of conversion. Easton Chen, Chief Compliance Officer of Parallax Volatility Advisers, L.P. 2021-03-03