485BPOS 1 a18-15749_6485bpos.htm POST-EFFECTIVE AMENDMENT FILED PURSUANT TO SECURITIES ACT RULE 485(B)

 

As filed with the Securities and Exchange Commission on September 11, 2018

Securities Act File No. 333-174323
Investment Company Act File No. 811-22558

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-1A

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

x

 

 

Pre-Effective Amendment No.

o

 

 

Post-Effective Amendment No. 40

x

 

 

and/or

 

 

 

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

x

 

 

Amendment No. 42

x

(Check appropriate box or boxes)

 

 

Brookfield Investment Funds

(Exact Name of Registrant as Specified in Charter)

 

Brookfield Place, 250 Vesey Street

New York, New York 10281-1023
(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s Telephone Number, including Area Code: (212) 549-8408

 

Brian F. Hurley, Esq.
Brookfield Investment Management Inc.

Brookfield Place, 250 Vesey Street
New York, New York 10281-1023
(Name and Address of Agent for Service)

 

Copies to:

 

Thomas D. Peeney, Esq.

 

Michael R. Rosella, Esq.

Brookfield Investment Management Inc.

 

Paul Hastings LLP

Brookfield Place
250 Vesey Street

 

75 East 55th Street
New York, New York 10022

New York, New York 10281-1023

 

 

 

Approximate Date of Proposed Public Offering: As soon as practicable after the effective date of this registration statement.

 

It is proposed that this filing will become effective: (check appropriate box)

 

x

 

immediately upon filing pursuant to paragraph (b)

o

 

on (date) pursuant to paragraph (b)

o

 

60 days after filing pursuant to paragraph (a) (1)

o

 

on (date) pursuant to paragraph (a)(1)

o

 

75 days after filing pursuant to paragraph (a)(2)

o

 

on (date) pursuant to paragraph (a)(2) of Rule 485

 

If appropriate, check the following box:

 

o

 

this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 


 

Explanatory Note: This Post-Effective Amendment (“PEA”) No. 40 to the Registration Statement of Brookfield Investment Funds (the “Trust”) on Form N-1A hereby incorporates Parts A, B and C from the Trust’s PEA No. 39 on Form N-1A filed on September 5, 2018.  This PEA No. 40 is filed for the sole purpose of submitting the XBRL exhibit for the risk/return summary first provided in PEA No. 39 to the Trust’s Registration Statement.

 


 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant, BROOKFIELD INVESTMENT FUNDS, certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment No. 40 to its Registration Statement pursuant to Rule 485(b) of the Securities Act of 1933, as amended, and has duly caused this Post-Effective Amendment to its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, and State of New York, on the 11th day of September, 2018.

 

 

BROOKFIELD INVESTMENT FUNDS

 

 

 

 

By:

/s/ Brian F. Hurley

 

 

Brian F. Hurley

 

 

President

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 40 to the Registration Statement has been signed below by the following persons in the capacities and on the date(s) indicated.

 

SIGNATURE

 

CAPACITY

 

DATE

 

 

 

 

 

/s/ Brian F. Hurley

 

President and Principal Executive Officer

 

September 11, 2018

Brian F. Hurley

 

 

 

 

 

 

 

 

 

/s/ Heather S. Goldman*

 

Trustee

 

September 11, 2018

Heather S. Goldman

 

 

 

 

 

 

 

 

 

/s/ David Levi*

 

Trustee

 

September 11, 2018

David Levi

 

 

 

 

 

 

 

 

 

/s/ Angela W. Ghantous

 

Treasurer (Principal Financial and Accounting Officer)

 

September 11, 2018

Angela W. Ghantous

 

 

 

 

 

 

 

 

 

/s/ Edward A. Kuczmarski*

 

Trustee

 

September 11, 2018

Edward A. Kuczmarski

 

 

 

 

 

 

 

 

 

/s/ Stuart A. McFarland*

 

Trustee

 

September 11, 2018

Stuart McFarland

 

 

 

 

 

 

 

 

 

/s/ Louis P. Salvatore*

 

Trustee

 

September 11, 2018

Louis P. Salvatore

 

 

 

 

 

 

 

 

 

*By:

/s/ Brian F. Hurley

 

 

September 11, 2018

 

Brian F. Hurley

 

 

 

 

Attorney-In-Fact, pursuant to Power of Attorney

 

 

 


 

EXHIBIT INDEX

 

Index No.

 

Description of Exhibit

 

 

 

EX-101.INS

 

XBRL Instance Document

EX-101.SCH

 

XBRL Taxonomy Extension Schema Document

EX-101.CAL

 

XBRL Taxonomy Extension Calculation Linkbase

EX-101.DEF

 

XBRL Taxonomy Extension Definition Linkbase

EX-101.LAB

 

XBRL Taxonomy Extension Labels Linkbase

EX-101.PRE

 

XBRL Taxonomy Extension Presentation Linkbase