0001567619-19-009290.txt : 20190429
0001567619-19-009290.hdr.sgml : 20190429
20190429141259
ACCESSION NUMBER: 0001567619-19-009290
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20190429
DATE AS OF CHANGE: 20190429
EFFECTIVENESS DATE: 20190429
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RWC Asset Management LLP
CENTRAL INDEX KEY: 0001520478
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14481
FILM NUMBER: 19775160
BUSINESS ADDRESS:
STREET 1: 60 PETTY FRANCE
CITY: LONDON
STATE: X0
ZIP: SW1H 9EU
BUSINESS PHONE: 011442072276000
MAIL ADDRESS:
STREET 1: 60 PETTY FRANCE
CITY: LONDON
STATE: X0
ZIP: SW1H 9EU
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001520478
XXXXXXXX
09-30-2016
09-30-2016
true
1
RESTATEMENT
RWC Asset Management LLP
60 PETTY FRANCE
LONDON
X0
SW1H 9EU
13F HOLDINGS REPORT
028-14481
N
Ms. Sophia Ohanessian
Compliance Attorney
011442072276111
Sophia Ohanessian
London
X0
04-29-2019
1
144
1638334
false
1
0001767714
028-19398
RWC Partners Ltd
INFORMATION TABLE
2
form13fInfoTable.xml
3M CO
COM
88579Y101
23226
131790
SH
DFND
1
37370
0
94420
51JOB INC
NOTE 3.250% 4/1
316827AC8
1287
1200000
PRN
DFND
1
0
0
1200000
ADVANCEPIERRE FOODS HLDGS IN
COM
00782L107
1450
52620
SH
DFND
1
0
0
52620
AIR LEASE CORP
NOTE 3.875%12/0
00912XAK0
6372
5150000
PRN
DFND
1
0
0
5150000
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2612
24692
SH
DFND
1
22857
0
1835
ALLSCRIPTS HEALTHCARE SOLUTN
NOTE 1.250% 7/0
01988PAD0
13291
13000000
PRN
DFND
1
0
0
13000000
AMAZON COM INC
COM
023135106
59727
71332
SH
DFND
1
22468
0
48864
AMC NETWORKS INC
CL A
00164V103
990
19093
SH
DFND
1
15060
0
4033
AMERICAN AIRLS GROUP INC
COM
02376R102
13285
362872
SH
DFND
1
234251
0
128621
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
9960
557645
SH
DFND
1
0
0
557645
AMERICAN INTL GROUP INC
COM NEW
026874784
12310
207443
SH
DFND
1
134179
0
73264
APPLE INC
COM
037833100
6445
57011
SH
DFND
1
0
0
57011
ARES CAP CORP
NOTE 4.375% 1/1
04010LAM5
11128
10700000
PRN
DFND
1
0
0
10700000
ARES CAP CORP
NOTE 4.750% 1/1
04010LAJ2
19576
18900000
PRN
DFND
1
0
0
18900000
AT&T INC
COM
00206R102
15462
380772
SH
DFND
1
91095
0
289677
BAKER HUGHES INC
COM
057224107
2306
45689
SH
DFND
1
27618
0
18071
BANK AMER CORP
COM
060505104
2895
185006
SH
DFND
1
114609
0
70397
BIOMARIN PHARMACEUTICAL INC
NOTE 0.750%10/1
09061GAE1
8462
7000000
PRN
DFND
1
0
0
7000000
BROCADE COMMUNICATIONS SYS I
NOTE 1.375% 1/0
111621AQ1
30480
30700000
PRN
DFND
1
0
0
30700000
CALATLANTIC GROUP INC
COM
128195104
2845
85092
SH
DFND
1
54934
0
30158
CAVCO INDS INC DEL
COM
149568107
3248
32788
SH
DFND
1
20876
0
11912
CBRE GROUP INC
CL A
12504L109
5386
192483
SH
DFND
1
125433
0
67050
CEMEX SAB DE CV
NOTE 3.750% 3/1
151290BC6
14494
12900000
PRN
DFND
1
0
0
12900000
CEMEX SAB DE CV
SPON ADR NEW
151290889
1304
164229
SH
DFND
1
164229
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
18572
68796
SH
DFND
1
22543
0
46253
CIENA CORP
COM NEW
171779309
14515
654915
SH
DFND
1
0
0
654915
CITIGROUP INC
COM NEW
172967424
4064
86057
SH
DFND
1
53681
0
32376
CITRIX SYS INC
NOTE 0.500% 4/1
177376AD2
23107
20450000
PRN
DFND
1
0
0
20450000
CME GROUP INC
COM
12572Q105
16386
156777
SH
DFND
1
0
0
156777
COLGATE PALMOLIVE CO
COM
194162103
23618
318564
SH
DFND
1
89563
0
229001
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
1416
102308
SH
DFND
1
102308
0
0
CONSOLIDATED EDISON INC
COM
209115104
9344
124088
SH
DFND
1
0
0
124088
CONSTELLATION BRANDS INC
CL A
21036P108
6893
41400
SH
DFND
1
0
0
41400
CORNING INC
COM
219350105
15616
660299
SH
DFND
1
0
0
660299
COSTCO WHSL CORP NEW
COM
22160K105
3718
24377
SH
DFND
1
14233
0
10144
CSX CORP
COM
126408103
12334
404370
SH
DFND
1
253859
0
150511
CTRIP COM INTL LTD
NOTE 1.000% 7/0
22943FAF7
15129
13900000
PRN
DFND
1
0
0
13900000
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
3023
64920
SH
DFND
1
64920
0
0
CVS HEALTH CORP
COM
126650100
15185
170637
SH
DFND
1
63587
0
107050
DEPOMED INC
NOTE 2.500% 9/0
249908AA2
3460
2500000
PRN
DFND
1
0
0
2500000
DEVON ENERGY CORP NEW
COM
25179M103
16745
379622
SH
DFND
1
0
0
379622
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
2954
112287
SH
DFND
1
70715
0
41572
DOVER CORP
COM
260003108
18377
249551
SH
DFND
1
66989
0
182562
DYCOM INDS INC
NOTE 0.750% 9/1
267475AB7
9896
9000000
PRN
DFND
1
0
0
9000000
EAGLE MATERIALS INC
COM
26969P108
8904
115182
SH
DFND
1
72470
0
42712
EBAY INC
COM
278642103
2254
68503
SH
DFND
1
40992
0
27511
ELECTRONICS FOR IMAGING INC
NOTE 0.750% 9/0
286082AC6
5366
4840000
PRN
DFND
1
0
0
4840000
EMERSON ELEC CO
COM
291011104
24760
454215
SH
DFND
1
214630
0
239585
ENERGIZER HLDGS INC NEW
COM
29272W109
13144
263094
SH
DFND
1
0
0
263094
EXPEDITORS INTL WASH INC
COM
302130109
3428
66520
SH
DFND
1
42195
0
24325
FIREEYE INC
NOTE 1.000% 6/0
31816QAB7
7955
8600000
PRN
DFND
1
0
0
8600000
GARTNER INC
COM
366651107
7533
85167
SH
DFND
1
53990
0
31177
GOLDCORP INC NEW
COM
380956409
1996
133692
SH
DFND
1
0
0
133692
GRUBHUB INC
COM
400110102
13592
316163
SH
DFND
1
0
0
316163
HANESBRANDS INC
COM
410345102
2269
89883
SH
DFND
1
57344
0
32539
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
13048
573555
SH
DFND
1
0
0
573555
HOLOGIC INC
FRNT 12/1
436440AG6
27164
22000000
PRN
DFND
1
0
0
22000000
HOLOGIC INC
DEBT 2.000% 3/0
436440AC5
3809
2800000
PRN
DFND
1
0
0
2800000
HP INC
COM
40434L105
11633
749085
SH
DFND
1
748936
0
149
HUNTINGTON BANCSHARES INC
COM
446150104
10458
1060612
SH
DFND
1
665825
0
394787
ILLUMINA INC
NOTE 6/1
452327AF6
2379
2300000
PRN
DFND
1
0
0
2300000
INTEL CORP SDCV
12/1
458140AD2
28321
20500000
PRN
DFND
1
0
0
20500000
INTERPUBLIC GROUP COS INC
COM
460690100
6508
291220
SH
DFND
1
185863
0
105357
IRONWOOD PHARMACEUTICALS INC
DBCV 2.250% 6/1
46333XAD0
6003
5000000
PRN
DFND
1
0
0
5000000
ISHARES TR
NASDQ BIOTEC ETF
464287556
333
1150
SH
DFND
1
0
0
1150
JAZZ INVESTMENTS I LTD
NOTE 1.875% 8/1
472145AB7
11783
11600000
PRN
DFND
1
0
0
11600000
JOHNSON & JOHNSON
COM
478160104
63785
539963
SH
DFND
1
384828
0
155135
KANSAS CITY SOUTHERN
COM NEW
485170302
5507
59020
SH
DFND
1
37845
0
21175
KAR AUCTION SVCS INC
COM
48238T109
5410
125344
SH
DFND
1
0
0
125344
KROGER CO
COM
501044101
4555
153432
SH
DFND
1
95709
0
57723
LAZARD LTD
SHS A
G54050102
9347
257066
SH
DFND
1
161550
0
95516
LENNAR CORP
CL A
526057104
5587
131966
SH
DFND
1
87279
0
44687
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
3876
117322
SH
DFND
1
68872
0
48450
LIBERTY INTERACTIVE CORP
QVC GP COM SER A
53071M104
1183
59135
SH
DFND
1
35018
0
24117
LIBERTY INTERACTIVE LLC
DEB 1.750% 9/3
530610AD6
9231
8650000
PRN
DFND
1
0
0
8650000
LIBERTY MEDIA CORP DELAWARE
NOTE 1.375%10/1
531229AB8
20278
19359000
PRN
DFND
1
0
0
19359000
LILLY ELI & CO
COM
532457108
57176
712392
SH
DFND
1
493386
0
219006
LIVE NATION ENTERTAINMENT IN
DBCV 2.500% 5/1
538034AJ8
9801
9050000
PRN
DFND
1
0
0
9050000
LIVE NATION ENTERTAINMENT IN
COM
538034109
3263
118758
SH
DFND
1
74598
0
44160
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
10871
130601
SH
DFND
1
0
0
130601
MANITOWOC FOODSERVICE INC
COM
563568104
945
58212
SH
DFND
1
32030
0
26182
MERCADOLIBRE INC
COM
58733R102
1417
7663
SH
DFND
1
7663
0
0
MERCK & CO INC
COM
58933Y105
65316
1046570
SH
DFND
1
743922
0
302648
MGM GROWTH PPTYS LLC
CL A COM
55303A105
6093
233718
SH
DFND
1
0
0
233718
MGM RESORTS INTERNATIONAL
COM
552953101
4116
158111
SH
DFND
1
0
0
158111
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
20228
15800000
PRN
DFND
1
0
0
15800000
MICRON TECHNOLOGY INC
NOTE 2.125% 2/1
595112AV5
5122
2900000
PRN
DFND
1
0
0
2900000
MICROSOFT CORP
COM
594918104
66611
1156452
SH
DFND
1
829452
0
327000
MOHAWK INDS INC
COM
608190104
7960
39731
SH
DFND
1
0
0
39731
MOLSON COORS BREWING CO
CL B
60871R209
616
4400
SH
Call
DFND
1
0
0
4400
MONSANTO CO NEW
COM
61166W101
5512
53934
SH
DFND
1
33334
0
20600
NEWMONT MINING CORP
NOTE 1.625% 7/1
651639AJ5
1092
1000000
PRN
DFND
1
0
0
1000000
NORDSTROM INC
COM
655664100
13592
261990
SH
DFND
1
0
0
261990
NORFOLK SOUTHERN CORP
COM
655844108
5396
55596
SH
DFND
1
0
0
55596
NXP SEMICONDUCTORS N V
DBCV 1.000%12/0
62952QAB6
25828
21750000
PRN
DFND
1
0
0
21750000
OFFICE DEPOT INC
COM
676220106
493
138143
SH
DFND
1
75677
0
62466
ON SEMICONDUCTOR CORP
NOTE 2.625%12/1
682189AH8
13091
11000000
PRN
DFND
1
0
0
11000000
ON SEMICONDUCTOR CORP
NOTE 1.000%12/0
682189AK1
7029
7000000
PRN
DFND
1
0
0
7000000
PACCAR INC
COM
693718108
5406
91962
SH
DFND
1
59248
0
32714
PALO ALTO NETWORKS INC
NOTE 7/0
697435AB1
6893
4600000
PRN
DFND
1
0
0
4600000
PAYPAL HLDGS INC
COM
70450Y103
2529
61717
SH
DFND
1
36622
0
25095
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
2541
272337
SH
DFND
1
272337
0
0
PFIZER INC
COM
717081103
56365
1664188
SH
DFND
1
1191397
0
472791
PHILIP MORRIS INTL INC
COM
718172109
11040
113557
SH
DFND
1
0
0
113557
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
8977
7000000
PRN
DFND
1
0
0
7000000
PRICESMART INC
COM
741511109
575
6860
SH
DFND
1
6860
0
0
PROCTER AND GAMBLE CO
COM
742718109
40978
456580
SH
DFND
1
191461
0
265119
RED HAT INC
NOTE 0.250%10/0
756577AD4
11533
9100000
PRN
DFND
1
0
0
9100000
RED ROCK RESORTS INC
CL A
75700L108
31359
1329315
SH
DFND
1
0
0
1329315
REGIONS FINL CORP NEW
COM
7591EP100
2535
256795
SH
DFND
1
169212
0
87583
RESTORATION HARDWARE HLDGS I
COM
761283100
7581
219221
SH
DFND
1
0
0
219221
REYNOLDS AMERICAN INC
COM
761713106
9644
204542
SH
DFND
1
0
0
204542
ROGERS COMMUNICATIONS INC
CL B
775109200
7982
143411
SH
DFND
1
93643
0
49768
SALESFORCE COM INC
NOTE 0.250% 4/0
79466LAD6
16925
14150000
PRN
DFND
1
0
0
14150000
SCOTTS MIRACLE GRO CO
CL A
810186106
8813
105837
SH
DFND
1
65795
0
40042
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
501
3000
SH
Call
DFND
1
0
0
3000
SERVICENOW INC
NOTE 11/0
81762PAB8
14096
11550000
PRN
DFND
1
0
0
11550000
SHERWIN WILLIAMS CO
COM
824348106
8627
31184
SH
DFND
1
0
0
31184
SOTHEBYS
COM
835898107
9070
238544
SH
DFND
1
151675
0
86869
SOUTHERN CO
COM
842587107
10031
195540
SH
DFND
1
0
0
195540
SPECTRUM BRANDS HLDGS INC
COM
84763R101
6496
47181
SH
DFND
1
0
0
47181
STANDARD PAC CORP NEW
NOTE 1.250% 8/0
85375CBC4
14639
14000000
PRN
DFND
1
0
0
14000000
STARWOOD PPTY TR INC
NOTE 4.550% 3/0
85571BAA3
20326
18500000
PRN
DFND
1
0
0
18500000
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
15568
15050000
PRN
DFND
1
0
0
15050000
SWIFT TRANSN CO
CL A
87074U101
2149
100103
SH
DFND
1
0
0
100103
SYNCHRONY FINL
COM
87165B103
4965
177304
SH
DFND
1
113039
0
64265
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
7069
231074
SH
DFND
1
147460
0
83614
TATA MTRS LTD
SPONSORED ADR
876568502
3248
81253
SH
DFND
1
81253
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
6677
189464
SH
DFND
1
121332
0
68132
TESLA MTRS INC
NOTE 0.250% 3/0
88160RAB7
10033
11100000
PRN
DFND
1
0
0
11100000
TOLL BROS FIN CORP
NOTE 0.500% 9/1
88947EAM2
393
400000
PRN
DFND
1
0
0
400000
TRINITY INDS INC
NOTE 3.875% 6/0
896522AF6
7809
6500000
PRN
DFND
1
0
0
6500000
TRIPADVISOR INC
COM
896945201
1249
19777
SH
DFND
1
12017
0
7760
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
18939
20100000
PRN
DFND
1
0
0
20100000
UNITED CONTL HLDGS INC
COM
910047109
7747
147641
SH
DFND
1
0
0
147641
UNITED STATES STL CORP NEW
COM
912909108
2710
143691
SH
DFND
1
91858
0
51833
VERIZON COMMUNICATIONS INC
COM
92343V104
5440
104664
SH
DFND
1
0
0
104664
VIPSHOP HLDGS LTD
NOTE 1.500% 3/1
92763WAA1
1508
1400000
PRN
DFND
1
0
0
1400000
WAL-MART STORES INC
COM
931142103
26896
372914
SH
DFND
1
307002
0
65912
WEATHERFORD INTL LTD
NOTE 5.875% 7/0
947075AH0
10722
9500000
PRN
DFND
1
0
0
9500000
WEX INC
COM
96208T104
2150
19887
SH
DFND
1
0
0
19887
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
5165
38908
SH
DFND
1
22504
0
16404
WORKDAY INC
NOTE 1.500% 7/1
98138HAD3
258
200000
PRN
DFND
1
0
0
200000
WRIGHT MED GROUP INC
NOTE 2.000% 2/1
98235TAE7
6317
5900000
PRN
DFND
1
0
0
5900000