0001567619-19-009265.txt : 20190429 0001567619-19-009265.hdr.sgml : 20190429 20190429125554 ACCESSION NUMBER: 0001567619-19-009265 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20190429 DATE AS OF CHANGE: 20190429 EFFECTIVENESS DATE: 20190429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RWC Asset Management LLP CENTRAL INDEX KEY: 0001520478 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14481 FILM NUMBER: 19774895 BUSINESS ADDRESS: STREET 1: 60 PETTY FRANCE CITY: LONDON STATE: X0 ZIP: SW1H 9EU BUSINESS PHONE: 011442072276000 MAIL ADDRESS: STREET 1: 60 PETTY FRANCE CITY: LONDON STATE: X0 ZIP: SW1H 9EU 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001520478 XXXXXXXX 12-31-2014 12-31-2014 true 1 RESTATEMENT RWC Asset Management LLP

60 PETTY FRANCE LONDON X0 SW1H 9EU

13F HOLDINGS REPORT 028-14481 N Ms. Sophia Ohanessian 011442072276111 Sophia Ohanessian London X0 04-29-2019 1 154 1297128 false 1 0001767714 028-19398 RWC Partners Ltd INFORMATION TABLE 2 form13fInfoTable.xml 3M CO COM 88579Y101 7889 48009 SH DFND 1 27396 0 20613 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1497 14400 SH DFND 1 0 0 14400 AMAZON COM INC COM 023135106 5486 17677 SH DFND 1 12461 0 5216 AMC NETWORKS INC CL A 00164V103 1400 21947 SH DFND 1 5158 0 16789 AMERICAN AIRLS GROUP INC COM 02376R102 2572 47967 SH DFND 1 16882 0 31085 AMERICAN EXPRESS CO COM 025816109 429 4615 SH DFND 1 4615 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2697 48147 SH DFND 1 48147 0 0 ANNALY CAP MGMT INC NOTE 5.000% 5/1 035710AB8 10285 10200000 PRN DFND 1 0 0 10200000 AOL INC COM 00184X105 773 16748 SH DFND 1 16748 0 0 APPLE INC COM 037833100 8078 73175 SH DFND 1 0 0 73175 ARES CAP CORP NOTE 5.750% 2/0 04010LAB9 45166 43800000 PRN DFND 1 0 0 43800000 ARES CAP CORP NOTE 5.125% 6/0 04010LAD5 12881 12500000 PRN DFND 1 0 0 12500000 AT&T INC COM 00206R102 9151 272419 SH DFND 1 155422 0 116997 BAIDU INC SPON ADR REP A 056752108 7787 34162 SH DFND 1 0 0 34162 BAKER HUGHES INC COM 057224107 552 9843 SH DFND 1 9843 0 0 BANK AMER CORP COM 060505104 595 33247 SH DFND 1 32827 0 420 BED BATH & BEYOND INC COM 075896100 7845 102997 SH DFND 1 0 0 102997 BLOCK H & R INC COM 093671105 16667 494882 SH DFND 1 0 0 494882 BOYD GAMING CORP COM 103304101 19340 1446424 SH DFND 1 0 0 1446424 BROOKDALE SR LIVING INC NOTE 2.750% 6/1 112463AA2 8156 6000000 PRN DFND 1 0 0 6000000 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 1309 63439 SH DFND 1 63439 0 0 CAVCO INDS INC DEL COM 149568107 444 5598 SH DFND 1 5598 0 0 CBRE GROUP INC CL A 12504L109 793 23154 SH DFND 1 23154 0 0 CEMEX SAB DE CV NOTE 4.875% 3/1 151290AV5 17506 16920000 PRN DFND 1 0 0 16920000 CHARTER COMMUNICATIONS INC D CL A NEW 16117M305 379 2275 SH DFND 1 2275 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167BZ9 195 200000 PRN DFND 1 0 0 200000 CITIGROUP INC COM NEW 172967424 830 15326 SH DFND 1 15224 0 102 CME GROUP INC COM 12572Q105 12488 140873 SH DFND 1 0 0 140873 COLGATE PALMOLIVE CO COM 194162103 7317 105742 SH DFND 1 61664 0 44078 COLONY FINL INC NOTE 3.875% 1/1 19624RAB2 11592 11650000 PRN DFND 1 0 0 11650000 CONSOLIDATED EDISON INC COM 209115104 4594 69601 SH DFND 1 0 0 69601 CONSTELLATION BRANDS INC CL A 21036P108 4888 49794 SH DFND 1 0 0 49794 COSTCO WHSL CORP NEW COM 22160K105 613 4325 SH DFND 1 4325 0 0 CRITEO S A SPONS ADS 226718104 964 23848 SH DFND 1 0 0 23848 CTRIP COM INTL LTD NOTE 1.250%10/1 22943FAD2 12004 12250000 PRN DFND 1 0 0 12250000 CUBIST PHARMACEUTICALS INC NOTE 1.875% 9/0 229678AH0 3400 2500000 PRN DFND 1 0 0 2500000 CVS HEALTH CORP COM 126650100 8386 87076 SH DFND 1 52086 0 34990 DELTA AIR LINES INC DEL COM NEW 247361702 321 6532 SH DFND 1 6532 0 0 DEVON ENERGY CORP NEW COM 25179M103 573 9356 SH DFND 1 9356 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 479 14196 SH DFND 1 14196 0 0 DOVER CORP COM 260003108 6036 84165 SH DFND 1 46770 0 37395 EAGLE MATERIALS INC COM 26969P108 471 6200 SH DFND 1 6200 0 0 EBAY INC COM 278642103 633 11277 SH DFND 1 11277 0 0 ELECTRONIC ARTS INC NOTE 0.750% 7/1 285512AA7 9800 6500000 PRN DFND 1 0 0 6500000 EMERSON ELEC CO COM 291011104 6911 111967 SH DFND 1 64223 0 47744 ENERGIZER HLDGS INC COM 29266R108 12155 94548 SH DFND 1 0 0 94548 EXPEDITORS INTL WASH INC COM 302130109 534 11960 SH DFND 1 11960 0 0 FACEBOOK INC CL A 30303M102 1856 23791 SH DFND 1 0 0 23791 FIRST REP BK SAN FRANCISCO C COM 33616C100 741 14221 SH DFND 1 14221 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 4923 33102 SH DFND 1 0 0 33102 GARTNER INC COM 366651107 847 10057 SH DFND 1 10057 0 0 GENERAL ELECTRIC CO COM 369604103 880 34827 SH DFND 1 34827 0 0 GOOGLE INC CL A 38259P508 1399 2636 SH DFND 1 0 0 2636 HANESBRANDS INC COM 410345102 465 4170 SH DFND 1 4170 0 0 HEWLETT PACKARD CO COM 428236103 17557 437501 SH DFND 1 301694 0 135807 HOLOGIC INC FRNT 2.000%12/1 436440AB7 12029 9500000 PRN DFND 1 0 0 9500000 HOLOGIC INC DEBT 2.000% 3/0 436440AC5 3364 3000000 PRN DFND 1 0 0 3000000 HUNTINGTON BANCSHARES INC COM 446150104 1295 123113 SH DFND 1 123113 0 0 INTEL CORP SDCV 2.950%12/1 458140AD2 16483 12500000 PRN DFND 1 0 0 12500000 INTEL CORP SDCV 3.250% 8/0 458140AF7 8716 5000000 PRN DFND 1 0 0 5000000 INTERPUBLIC GROUP COS INC COM 460690100 1081 52057 SH DFND 1 52057 0 0 INTUIT COM 461202103 6282 68141 SH DFND 1 0 0 68141 JARDEN CORP NOTE 1.500% 6/1 471109AL2 17950 13500000 PRN DFND 1 0 0 13500000 JOHNSON & JOHNSON COM 478160104 41518 397035 SH DFND 1 369204 0 27831 KANSAS CITY SOUTHERN COM NEW 485170302 608 4980 SH DFND 1 4980 0 0 KAR AUCTION SVCS INC COM 48238T109 12366 356878 SH DFND 1 0 0 356878 KB HOME COM 48666K109 6477 391379 SH DFND 1 0 0 391379 KROGER CO COM 501044101 1385 21572 SH DFND 1 21572 0 0 LAM RESEARCH CORP COM 512807108 1594 20089 SH DFND 1 0 0 20089 LAM RESEARCH CORP NOTE 0.500% 5/1 512807AJ7 12635 9500000 PRN DFND 1 0 0 9500000 LAZARD LTD SHS A G54050102 893 17858 SH DFND 1 17858 0 0 LENNAR CORP CL A 526057104 731 16319 SH DFND 1 16319 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 623 12408 SH DFND 1 0 0 12408 LIBERTY GLOBAL PLC SHS CL C G5480U120 1263 26146 SH DFND 1 26146 0 0 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 200 5307 SH DFND 1 5307 0 0 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 6605 224511 SH DFND 1 9962 0 214549 LIBERTY INTERACTIVE LLC DEB 0.750% 3/3 530610AC8 17938 12500000 PRN DFND 1 0 0 12500000 LIBERTY MEDIA CORP DELAWARE CL A 531229102 215 6097 SH DFND 1 6097 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C 531229300 428 12215 SH DFND 1 12215 0 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 22275 22500000 PRN DFND 1 0 0 22500000 LILLY ELI & CO COM 532457108 52583 762177 SH DFND 1 717538 0 44639 LINKEDIN CORP COM CL A 53578A108 3132 13634 SH DFND 1 0 0 13634 LIVE NATION ENTERTAINMENT IN COM 538034109 7070 270753 SH DFND 1 19975 0 250778 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 10235 143967 SH DFND 1 0 0 143967 MASTERCARD INC CL A 57636Q104 2311 26822 SH DFND 1 0 0 26822 MCGRAW HILL FINL INC COM 580645109 608 6828 SH DFND 1 0 0 6828 MERCK & CO INC NEW COM 58933Y105 48585 855510 SH DFND 1 807216 0 48294 MGM RESORTS INTERNATIONAL NOTE 4.250% 4/1 55303QAE0 15348 13000000 PRN DFND 1 0 0 13000000 MICRON TECHNOLOGY INC COM 595112103 658 18795 SH DFND 1 0 0 18795 MICROSOFT CORP COM 594918104 42005 904289 SH DFND 1 841659 0 62630 MOLSON COORS BREWING CO CL B 60871R209 12593 168982 SH DFND 1 0 0 168982 MONSANTO CO NEW COM 61166W101 2819 23600 SH DFND 1 11099 0 12501 NETSUITE INC NOTE 0.250% 6/0 64118QAB3 11760 10500000 PRN DFND 1 0 0 10500000 NVIDIA CORP NOTE 1.000%12/0 67066GAC8 36880 32000000 PRN DFND 1 0 0 32000000 NXP SEMICONDUCTORS N V COM N6596X109 1000 13091 SH DFND 1 0 0 13091 OFFICE DEPOT INC COM 676220106 10749 1253565 SH DFND 1 56194 0 1197371 PALO ALTO NETWORKS INC COM 697435105 1350 11017 SH DFND 1 0 0 11017 PFIZER INC COM 717081103 48955 1571590 SH DFND 1 1472525 0 99065 PHILIP MORRIS INTL INC COM 718172109 4423 54304 SH DFND 1 6647 0 47657 PRICELINE GRP INC COM NEW 741503403 1909 1674 SH DFND 1 0 0 1674 PRICELINE GRP INC DEBT 1.000% 3/1 741503AQ9 19680 14850000 PRN DFND 1 0 0 14850000 PROCTER & GAMBLE CO COM 742718109 8640 94843 SH DFND 1 60585 0 34258 PROLOGIS NOTE 3.250% 3/1 74340XAT8 6683 6000000 PRN DFND 1 0 0 6000000 PULTE GROUP INC COM 745867101 11181 520995 SH DFND 1 0 0 520995 RALPH LAUREN CORP CL A 751212101 4897 26446 SH DFND 1 0 0 26446 REALOGY HLDGS CORP COM 75605Y106 18699 420289 SH DFND 1 0 0 420289 REDWOOD TR INC NOTE 4.625% 4/1 758075AB1 12448 12574000 PRN DFND 1 0 0 12574000 REGIONS FINL CORP NEW COM 7591EP100 317 30005 SH DFND 1 30005 0 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 500 51513 SH DFND 1 0 0 51513 REYNOLDS AMERICAN INC COM 761713106 4387 68264 SH DFND 1 0 0 68264 ROBERT HALF INTL INC COM 770323103 5601 95942 SH DFND 1 0 0 95942 ROGERS COMMUNICATIONS INC CL B 775109200 694 15363 SH DFND 1 15363 0 0 RYLAND GROUP INC NOTE 0.250% 6/0 783764AS2 186 200000 PRN DFND 1 0 0 200000 RYLAND GROUP INC NOTE 1.625% 5/1 783764AQ6 13542 10000000 PRN DFND 1 0 0 10000000 SALESFORCE COM INC NOTE 0.250% 4/0 79466LAD6 41465 36400000 PRN DFND 1 0 0 36400000 SANDISK CORP NOTE 0.500%10/1 80004CAF8 30015 25000000 PRN DFND 1 0 0 25000000 SCOTTS MIRACLE GRO CO CL A 810186106 624 10012 SH DFND 1 10012 0 0 SEALED AIR CORP NEW COM 81211K100 12170 286828 SH DFND 1 0 0 286828 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 216 3000 SH DFND 1 0 0 3000 SERVICENOW INC NOTE 11/0 81762PAB8 13635 12000000 PRN DFND 1 0 0 12000000 SOTHEBYS COM 835898107 1400 32412 SH DFND 1 32412 0 0 SOUFUN HLDGS LTD NOTE 2.000%12/1 836034AB4 534 600000 PRN DFND 1 0 0 600000 SOUTHERN CO COM 842587107 4461 90840 SH DFND 1 0 0 90840 SOUTHWEST AIRLS CO COM 844741108 6314 149203 SH DFND 1 0 0 149203 SPECTRUM BRANDS HLDGS INC COM 84763R101 4894 51150 SH DFND 1 0 0 51150 SPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 84860WAA0 19301 20000000 PRN DFND 1 0 0 20000000 STANDARD PAC CORP NEW COM 85375C101 481 66003 SH DFND 1 66003 0 0 STARWOOD PPTY TR INC NOTE 4.550% 3/0 85571BAA3 31077 29180000 PRN DFND 1 0 0 29180000 SWIFT TRANSN CO CL A 87074U101 9359 326898 SH DFND 1 0 0 326898 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 906 40503 SH DFND 1 40503 0 0 TAKE-TWO INTERACTIVE SOFTWAR NOTE 1.750%12/0 874054AC3 6688 4400000 PRN DFND 1 0 0 4400000 TAKE-TWO INTERACTIVE SOFTWAR NOTE 1.000% 7/0 874054AD1 8450 6000000 PRN DFND 1 0 0 6000000 TD AMERITRADE HLDG CORP COM 87236Y108 696 19463 SH DFND 1 19463 0 0 TESLA MTRS INC NOTE 1.250% 3/0 88160RAC5 13483 14900000 PRN DFND 1 0 0 14900000 TIME WARNER CABLE INC COM 88732J207 687 4520 SH DFND 1 4520 0 0 TOWERS WATSON & CO CL A 891894107 739 6532 SH DFND 1 6532 0 0 TREE COM INC COM 894675107 6516 134805 SH DFND 1 0 0 134805 TRI POINTE HOMES INC COM 87265H109 7886 517104 SH DFND 1 0 0 517104 TRIPADVISOR INC COM 896945201 1053 14107 SH DFND 1 14107 0 0 TWITTER INC COM 90184L102 6346 176916 SH DFND 1 0 0 176916 UNITED RENTALS INC COM 911363109 1241 12169 SH DFND 1 0 0 12169 UNITED STATES STL CORP NEW COM 912909108 703 26287 SH DFND 1 26287 0 0 UNITED TECHNOLOGIES CORP UNIT 99/99/9999 913017117 9506 155000 SH DFND 1 0 0 155000 VEEVA SYS INC CL A COM 922475108 856 32416 SH DFND 1 0 0 32416 VERIZON COMMUNICATIONS INC COM 92343V104 9033 193080 SH DFND 1 110381 0 82699 VIPSHOP HLDGS LTD NOTE 1.500% 3/1 92763WAA1 13273 11100000 PRN DFND 1 0 0 11100000 VISA INC COM CL A 92826C839 1857 7084 SH DFND 1 0 0 7084 WAL-MART STORES INC COM 931142103 36444 424350 SH DFND 1 387380 0 36970 WEIGHT WATCHERS INTL INC NEW COM 948626106 598 24076 SH DFND 1 24076 0 0 WESTERN DIGITAL CORP COM 958102105 1714 15485 SH DFND 1 0 0 15485 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 247 200000 PRN DFND 1 0 0 200000 WRIGHT MED GROUP INC NOTE 2.000% 8/1 98235TAC1 10474 8500000 PRN DFND 1 0 0 8500000 YAHOO INC NOTE 12/0 984332AF3 40160 35500000 PRN DFND 1 0 0 35500000 ZIONS BANCORPORATION COM 989701107 715 25083 SH DFND 1 25083 0 0