Director of Market Product Process Control Department

0001520309-22-000005.txt : 20221102 0001520309-22-000005.hdr.sgml : 20221102 20221101190927 ACCESSION NUMBER: 0001520309-22-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221102 DATE AS OF CHANGE: 20221101 EFFECTIVENESS DATE: 20221102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mizuho Securities Co. Ltd. CENTRAL INDEX KEY: 0001520309 IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-19142 FILM NUMBER: 221351906 BUSINESS ADDRESS: STREET 1: OTEMACHI FIRST SQUARE, 1-5-1 STREET 2: OTEMACHI, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0004 BUSINESS PHONE: 81-35208-3210 MAIL ADDRESS: STREET 1: OTEMACHI FIRST SQUARE, 1-5-1 STREET 2: OTEMACHI, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0004 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001520309 XXXXXXXX 09-30-2022 09-30-2022 true 1 RESTATEMENT Mizuho Securities Co. Ltd.

OTEMACHI FIRST SQUARE, 1-5-1 OTEMACHI, CHIYODA-KU TOKYO M0 100-0004

13F HOLDINGS REPORT 028-19142 N Toru Udagawa Director of Market Product Process Control Department 81-3-5208-3460 Toru Udagawa Tokyo M0 11-01-2022 0 207 295200 false INFORMATION TABLE 2 InformationTable_20220930.xml DIREXION SHS ETF TR DRX S&P500BULL 25459W862 134188 2504450 SH DFND 2504450 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 54998 153979 SH DFND 153979 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 43680 163436 SH DFND 163436 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 10429 152111 SH DFND 152111 0 0 SPDR GOLD TR GOLD SHS 78463V107 9113 58918 SH DFND 58918 0 0 APPLE INC COM 037833100 6660 48194 SH DFND 48194 0 0 MICROSOFT CORP COM 594918104 4348 18669 SH DFND 18669 0 0 SEA LTD SPONSORD ADS 81141R100 4293 76600 SH DFND 76600 0 0 AMAZON COM INC COM 023135106 2927 25898 SH DFND 25898 0 0 TESLA INC COM 88160R101 2899 10929 SH DFND 10929 0 0 ALPHABET INC CAP STK CL A 02079K305 1996 20871 SH DFND 20871 0 0 VISA INC COM CL A 92826C839 1481 8337 SH DFND 8337 0 0 ABBVIE INC COM 00287Y109 1136 8461 SH DFND 8461 0 0 COSTCO WHSL CORP NEW COM 22160K105 1038 2197 SH DFND 2197 0 0 BIOGEN INC COM 09062X103 1025 3840 SH DFND 3840 0 0 DISNEY WALT CO COM 254687106 951 10082 SH DFND 10082 0 0 SALESFORCE INC COM 79466L302 799 5555 SH DFND 5555 0 0 META PLATFORMS INC CL A 30303M102 756 5573 SH DFND 5573 0 0 NVIDIA CORPORATION COM 67066G104 745 6140 SH DFND 6140 0 0 APPLIED MATLS INC COM 038222105 727 8871 SH DFND 8871 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 589 2140 SH DFND 2140 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 581 104225 SH DFND 104225 0 0 GRAB HOLDINGS LIMITED CLASS A ORD G4124C109 579 220000 SH DFND 220000 0 0 NETFLIX INC COM 64110L106 555 2358 SH DFND 2358 0 0 PAYPAL HLDGS INC COM 70450Y103 485 5629 SH DFND 5629 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 393 4890 SH DFND 4890 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 366 3079 SH DFND 3079 0 0 JPMORGAN CHASE & CO COM 46625H100 366 3499 SH DFND 3499 0 0 BLOCK INC CL A 852234103 339 6164 SH DFND 6164 0 0 MASTERCARD INCORPORATED CL A 57636Q104 336 1183 SH DFND 1183 0 0 UBER TECHNOLOGIES INC COM 90353T100 329 12410 SH DFND 12410 0 0 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 324 9117 SH DFND 9117 0 0 STARBUCKS CORP COM 855244109 290 3445 SH DFND 3445 0 0 LOCKHEED MARTIN CORP COM 539830109 262 678 SH DFND 678 0 0 JOHNSON & JOHNSON COM 478160104 254 1555 SH DFND 1555 0 0 BAIDU INC SPON ADR REP A 056752108 246 2097 SH DFND 2097 0 0 NIKE INC CL B 654106103 243 2928 SH DFND 2928 0 0 PALO ALTO NETWORKS INC COM 697435105 243 1485 SH DFND 1485 0 0 JD.COM INC SPON ADR CL A 47215P106 212 4220 SH DFND 4220 0 0 PROCTER AND GAMBLE CO COM 742718109 205 1626 SH DFND 1626 0 0 GOPRO INC CL A 38268T103 52 10600 SH DFND 10600 0 0 MARRIOTT INTL INC NEW CL A 571903202 163 1160 SH DFND 1160 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 158 961 SH DFND 961 0 0 ADVANCED MICRO DEVICES INC COM 007903107 153 2413 SH DFND 2413 0 0 MICRON TECHNOLOGY INC COM 595112103 152 3028 SH DFND 3028 0 0 BROADCOM INC COM 11135F101 141 317 SH DFND 317 0 0 SCHWAB CHARLES CORP COM 808513105 139 1940 SH DFND 1940 0 0 WELLS FARGO CO NEW COM 949746101 136 3384 SH DFND 3384 0 0 ILLUMINA INC COM 452327109 134 700 SH DFND 700 0 0 AT&T INC COM 00206R102 127 8278 SH DFND 8278 0 0 NEXTERA ENERGY INC COM 65339F101 118 1499 SH DFND 1499 0 0 COCA COLA CO COM 191216100 110 1966 SH DFND 1966 0 0 EXXON MOBIL CORP COM 30231G102 103 1176 SH DFND 1176 0 0 MORGAN STANLEY COM NEW 617446448 101 1280 SH DFND 1280 0 0 KINDER MORGAN INC DEL COM 49456B101 93 5570 SH DFND 5570 0 0 CORTEVA INC COM 22052L104 91 1590 SH DFND 1590 0 0 FREEPORT-MCMORAN INC CL B 35671D857 89 3261 SH DFND 3261 0 0 SPLUNK INC COM 848637104 86 1150 SH DFND 1150 0 0 BOOKING HOLDINGS INC COM 09857L108 82 50 SH DFND 50 0 0 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 80 3500 SH DFND 3500 0 0 NORTHROP GRUMMAN CORP COM 666807102 80 170 SH DFND 170 0 0 GILEAD SCIENCES INC COM 375558103 73 1176 SH DFND 1176 0 0 POSCO HOLDINGS INC SPONSORED ADR 693483109 66 1800 SH DFND 1800 0 0 CATERPILLAR INC COM 149123101 60 367 SH DFND 367 0 0 WALMART INC COM 931142103 59 453 SH DFND 453 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 54 183 SH DFND 183 0 0 CF INDS HLDGS INC COM 125269100 49 510 SH DFND 510 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 48 255 SH DFND 255 0 0 GENERAL MTRS CO COM 37045V100 47 1463 SH DFND 1463 0 0 MARTIN MARIETTA MATLS INC COM 573284106 45 140 SH DFND 140 0 0 BOEING CO COM 097023105 45 372 SH DFND 372 0 0 DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E265 44 1484 SH DFND 1484 0 0 ON SEMICONDUCTOR CORP COM 682189105 37 600 SH DFND 600 0 0 ISHARES TR MSCI USA ESG SLC 464288802 37 490 SH DFND 490 0 0 SERVICENOW INC COM 81762P102 34 90 SH DFND 90 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 34 1210 SH DFND 1210 0 0 VEEVA SYS INC CL A COM 922475108 33 200 SH DFND 200 0 0 AMERICAN ELEC PWR CO INC COM 025537101 33 380 SH DFND 380 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 30 380 SH DFND 380 0 0 LAS VEGAS SANDS CORP COM 517834107 30 800 SH DFND 800 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 25 95 SH DFND 95 0 0 ISHARES TR USD INV GRDE ETF 464288620 20 416 SH DFND 416 0 0 UNITEDHEALTH GROUP INC COM 91324P102 18 35 SH DFND 35 0 0 MERCK & CO INC COM 58933Y105 17 199 SH DFND 199 0 0 HOME DEPOT INC COM 437076102 11 41 SH DFND 41 0 0 BK OF AMERICA CORP COM 060505104 11 349 SH DFND 349 0 0 CHEVRON CORP NEW COM 166764100 10 72 SH DFND 72 0 0 PFIZER INC COM 717081103 10 227 SH DFND 227 0 0 OCCIDENTAL PETE CORP COM 674599105 9 150 SH DFND 150 0 0 PEPSICO INC COM 713448108 9 54 SH DFND 54 0 0 HERSHEY CO COM 427866108 9 39 SH DFND 39 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 9 117 SH DFND 117 0 0 ISHARES TR TIPS BD ETF 464287176 9 81 SH DFND 81 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 8 16 SH DFND 16 0 0 CVS HEALTH CORP COM 126650100 8 82 SH DFND 82 0 0 TRAVELERS COMPANIES INC COM 89417E109 8 50 SH DFND 50 0 0 DANAHER CORPORATION COM 235851102 7 28 SH DFND 28 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 7 101 SH DFND 101 0 0 BLACKSTONE INC COM 09260D107 7 81 SH DFND 81 0 0 MCDONALDS CORP COM 580135101 7 29 SH DFND 29 0 0 CISCO SYS INC COM 17275R102 6 159 SH DFND 159 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 6 166 SH DFND 166 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 6 30 SH DFND 30 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 6 77 SH DFND 77 0 0 CITIGROUP INC COM NEW 172967424 6 147 SH DFND 147 0 0 HCA HEALTHCARE INC COM 40412C101 6 32 SH DFND 32 0 0 BOSTON SCIENTIFIC CORP COM 101137107 6 154 SH DFND 154 0 0 AMGEN INC COM 031162100 6 26 SH DFND 26 0 0 YUM BRANDS INC COM 988498101 6 55 SH DFND 55 0 0 CAMPBELL SOUP CO COM 134429109 6 125 SH DFND 125 0 0 MONDELEZ INTL INC CL A 609207105 6 106 SH DFND 106 0 0 LULULEMON ATHLETICA INC COM 550021109 6 21 SH DFND 21 0 0 ZOETIS INC CL A 98978V103 6 39 SH DFND 39 0 0 TEXAS INSTRS INC COM 882508104 6 37 SH DFND 37 0 0 INTUIT COM 461202103 6 15 SH DFND 15 0 0 ORACLE CORP COM 68389X105 5 89 SH DFND 89 0 0 AMERICAN EXPRESS CO COM 025816109 5 40 SH DFND 40 0 0 PHILIP MORRIS INTL INC COM 718172109 5 64 SH DFND 64 0 0 QUALCOMM INC COM 747525103 5 47 SH DFND 47 0 0 KRAFT HEINZ CO COM 500754106 5 157 SH DFND 157 0 0 DOMINOS PIZZA INC COM 25754A201 5 17 SH DFND 17 0 0 COMCAST CORP NEW CL A 20030N101 5 174 SH DFND 174 0 0 ALTRIA GROUP INC COM 02209S103 5 124 SH DFND 124 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 5 81 SH DFND 81 0 0 TARGET CORP COM 87612E106 5 33 SH DFND 33 0 0 HP INC COM 40434L105 5 198 SH DFND 198 0 0 ACTIVISION BLIZZARD INC COM 00507V109 5 65 SH DFND 65 0 0 COSTAR GROUP INC COM 22160N109 5 69 SH DFND 69 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 5 35 SH DFND 35 0 0 LAUDER ESTEE COS INC CL A 518439104 5 21 SH DFND 21 0 0 SNOWFLAKE INC CL A 833445109 5 26 SH DFND 26 0 0 CLOUDFLARE INC CL A COM 18915M107 4 79 SH DFND 79 0 0 ROBLOX CORP CL A 771049103 4 117 SH DFND 117 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 4 23 SH DFND 23 0 0 PINTEREST INC CL A 72352L106 4 175 SH DFND 175 0 0 INTEL CORP COM 458140100 4 157 SH DFND 157 0 0 DOXIMITY INC CL A 26622P107 4 133 SH DFND 133 0 0 RALPH LAUREN CORP CL A 751212101 4 47 SH DFND 47 0 0 VALE S A SPONSORED ADS 91912E105 4 300 SH DFND 300 0 0 DOW INC COM 260557103 4 91 SH DFND 91 0 0 TWITTER INC COM 90184L102 4 89 SH DFND 89 0 0 TAPESTRY INC COM 876030107 4 135 SH DFND 135 0 0 AVALARA INC COM 05338G106 4 42 SH DFND 42 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 4 2 SH DFND 2 0 0 FERRARI N V COM N3167Y103 4 21 SH DFND 21 0 0 GENERAL ELECTRIC CO COM NEW 369604301 4 59 SH DFND 59 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 4 114 SH DFND 114 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4 45 SH DFND 45 0 0 SOUTHERN CO COM 842587107 3 51 SH DFND 51 0 0 3M CO COM 88579Y101 3 31 SH DFND 31 0 0 DRAFTKINGS INC NEW COM CL A 26142V105 3 223 SH DFND 223 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 3 35 SH DFND 35 0 0 DIREXION SHS ETF TR 20YR TRES BEAR 25460G849 3 25 SH DFND 25 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 3 50 SH DFND 50 0 0 UNION PAC CORP COM 907818108 3 16 SH DFND 16 0 0 FEDEX CORP COM 31428X106 3 21 SH DFND 21 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 3 257 SH DFND 257 0 0 COGNEX CORP COM 192422103 3 75 SH DFND 75 0 0 FUELCELL ENERGY INC COM 35952H601 3 900 SH DFND 900 0 0 MERCADOLIBRE INC COM 58733R102 3 4 SH DFND 4 0 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 3 46 SH DFND 46 0 0 AIRBNB INC COM CL A 009066101 3 29 SH DFND 29 0 0 CARNIVAL CORP COMMON STOCK 143658300 3 430 SH DFND 430 0 0 DLOCAL LTD CLASS A COM G29018101 3 146 SH DFND 146 0 0 XEROX HOLDINGS CORP COM NEW 98421M106 3 223 SH DFND 223 0 0 ROBINHOOD MKTS INC COM CL A 770700102 3 280 SH DFND 280 0 0 PLUG POWER INC COM NEW 72919P202 3 126 SH DFND 126 0 0 ISHARES TR PFD AND INCM SEC 464288687 3 80 SH DFND 80 0 0 ZSCALER INC COM 98980G102 2 15 SH DFND 15 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 2 200 SH DFND 200 0 0 ISHARES TR IBOXX HI YD ETF 464288513 2 34 SH DFND 34 0 0 MODERNA INC COM 60770K107 2 20 SH DFND 20 0 0 ISHARES TR JPMORGAN USD EMG 464288281 2 28 SH DFND 28 0 0 DOORDASH INC CL A 25809K105 2 42 SH DFND 42 0 0 VANECK ETF TRUST OIL SERVICES ETF 92189H607 2 9 SH DFND 9 0 0 ISHARES TR SHORT TREAS BD 464288679 2 17 SH DFND 17 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 2 224 SH DFND 224 0 0 UNITY SOFTWARE INC COM 91332U101 2 57 SH DFND 57 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 2 61 SH DFND 61 0 0 DIREXION SHS ETF TR DAILY MSCI EMERG 25460E547 2 87 SH DFND 87 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 2 20 SH DFND 20 0 0 GAP INC COM 364760108 2 196 SH DFND 196 0 0 BARRICK GOLD CORP COM 067901108 2 100 SH DFND 100 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2 15 SH DFND 15 0 0 OKTA INC CL A 679295105 2 27 SH DFND 27 0 0 DOCUSIGN INC COM 256163106 1 27 SH DFND 27 0 0 SHOPIFY INC CL A 82509L107 1 49 SH DFND 49 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1 37 SH DFND 37 0 0 LEMONADE INC COM 52567D107 1 59 SH DFND 59 0 0 LYFT INC CL A COM 55087P104 1 93 SH DFND 93 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 1 42 SH DFND 42 0 0 ZILLOW GROUP INC CL A 98954M101 1 38 SH DFND 38 0 0 SNAP INC CL A 83304A106 1 99 SH DFND 99 0 0 ROKU INC COM CL A 77543R102 1 16 SH DFND 16 0 0 AFFIRM HLDGS INC COM CL A 00827B106 1 48 SH DFND 48 0 0 C3 AI INC CL A 12468P104 1 67 SH DFND 67 0 0 FASTLY INC CL A 31188V100 1 81 SH DFND 81 0 0 DIREXION SHS ETF TR 20YR TRES BULL 25459W540 1 84 SH DFND 84 0 0 UPSTART HLDGS INC COM 91680M107 1 32 SH DFND 32 0 0 DIREXION SHS ETF TR DAILY REAL EST B 25459W755 1 65 SH DFND 65 0 0 BEYOND MEAT INC COM 08862E109 1 42 SH DFND 42 0 0 DIREXION SHS ETF TR DAILY REAL ESTAT 25460G419 1 8 SH DFND 8 0 0 NOVAVAX INC COM NEW 670002401 0 25 SH DFND 25 0 0 INVITAE CORP COM 46185L103 0 169 SH DFND 169 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 0 54 SH DFND 54 0 0 DIREXION SHS ETF TR DLY EMG MK BL 3X 25490K281 0 1 SH DFND 1 0 0 MAIN STR CAP CORP COM 56035L104 0 1 SH DFND 1 0 0