0001520309-22-000001.txt : 20220204
0001520309-22-000001.hdr.sgml : 20220204
20220203191753
ACCESSION NUMBER: 0001520309-22-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220204
DATE AS OF CHANGE: 20220203
EFFECTIVENESS DATE: 20220204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mizuho Securities Co. Ltd.
CENTRAL INDEX KEY: 0001520309
IRS NUMBER: 000000000
STATE OF INCORPORATION: M0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19142
FILM NUMBER: 22590331
BUSINESS ADDRESS:
STREET 1: OTEMACHI FIRST SQUARE, 1-5-1
STREET 2: OTEMACHI, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0004
BUSINESS PHONE: 81-35208-3210
MAIL ADDRESS:
STREET 1: OTEMACHI FIRST SQUARE, 1-5-1
STREET 2: OTEMACHI, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001520309
XXXXXXXX
12-31-2021
12-31-2021
Mizuho Securities Co. Ltd.
OTEMACHI FIRST SQUARE, 1-5-1
OTEMACHI, CHIYODA-KU
TOKYO
M0
100-0004
13F HOLDINGS REPORT
028-19142
N
Toru Udagawa
Vice President of Market Product Process Control Department
81-3-5208-3460
Toru Udagawa
Tokyo
M0
02-03-2022
0
201
277947
false
INFORMATION TABLE
2
InformationTable_20211231.xml
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
229335
1930592
SH
DFND
1930592
0
0
SEA LTD
SPONSORD ADS
81141R100
7517
33600
SH
DFND
33600
0
0
DIREXION SHS ETF TR
DRX S&P500BULL
25459W862
5566
38810
SH
DFND
38810
0
0
MICRON TECHNOLOGY INC
COM
595112103
4116
44189
SH
DFND
44189
0
0
NVIDIA CORPORATION
COM
67066G104
3250
11049
SH
DFND
11049
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
2530
4461
SH
DFND
4461
0
0
META PLATFORMS INC
CL A
30303M102
2191
6514
SH
DFND
6514
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
2169
15074
SH
DFND
15074
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
1657
4611
SH
DFND
4611
0
0
MICROSOFT CORP
COM
594918104
998
2968
SH
DFND
2968
0
0
BLOCK INC
CL A
852234103
968
5995
SH
DFND
5995
0
0
PAYPAL HLDGS INC
COM
70450Y103
941
4990
SH
DFND
4990
0
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
902
66179
SH
DFND
66179
0
0
TESLA INC
COM
88160R101
879
831
SH
DFND
831
0
0
APPLIED MATLS INC
COM
038222105
870
5531
SH
DFND
5531
0
0
UBER TECHNOLOGIES INC
COM
90353T100
866
20651
SH
DFND
20651
0
0
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
809
69130
SH
DFND
69130
0
0
VISA INC
COM CL A
92826C839
764
3525
SH
DFND
3525
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
630
1754
SH
DFND
1754
0
0
APPLE INC
COM
037833100
575
3240
SH
DFND
3240
0
0
SALESFORCE COM INC
COM
79466L302
568
2235
SH
DFND
2235
0
0
AMAZON COM INC
COM
023135106
562
169
SH
DFND
169
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
555
1340
SH
DFND
1340
0
0
INTEL CORP
COM
458140100
438
8510
SH
DFND
8510
0
0
MORGAN STANLEY
COM NEW
617446448
432
4400
SH
DFND
4400
0
0
BROADCOM INC
COM
11135F101
384
577
SH
DFND
577
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
379
1850
SH
DFND
1850
0
0
CISCO SYS INC
COM
17275R102
363
5730
SH
DFND
5730
0
0
PALO ALTO NETWORKS INC
COM
697435105
328
589
SH
DFND
589
0
0
TOYOTA MOTOR CORP
ADS
892331307
317
1709
SH
DFND
1709
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
276
6621
SH
DFND
6621
0
0
LAUDER ESTEE COS INC
CL A
518439104
263
711
SH
DFND
711
0
0
AT&T INC
COM
00206R102
255
10378
SH
DFND
10378
0
0
PROCTER AND GAMBLE CO
COM
742718109
243
1487
SH
DFND
1487
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
243
6221
SH
DFND
6221
0
0
INTUIT
COM
461202103
241
375
SH
DFND
375
0
0
ON SEMICONDUCTOR CORP
COM
682189105
231
3400
SH
DFND
3400
0
0
ABBVIE INC
COM
00287Y109
220
1622
SH
DFND
1622
0
0
EXXON MOBIL CORP
COM
30231G102
218
3566
SH
DFND
3566
0
0
ALPHABET INC
CAP STK CL A
02079K305
215
74
SH
DFND
74
0
0
SHINHAN FINANCIAL GROUP CO L
SPN ADR RESTRD
824596100
201
6500
SH
DFND
6500
0
0
NIKE INC
CL B
654106103
180
1079
SH
DFND
1079
0
0
NUCOR CORP
COM
670346105
178
1560
SH
DFND
1560
0
0
QUALCOMM INC
COM
747525103
146
797
SH
DFND
797
0
0
DISNEY WALT CO
COM
254687106
132
851
SH
DFND
851
0
0
WALMART INC
COM
931142103
124
854
SH
DFND
854
0
0
COSTCO WHSL CORP NEW
COM
22160K105
123
216
SH
DFND
216
0
0
COCA COLA CO
COM
191216100
122
2067
SH
DFND
2067
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
118
2806
SH
DFND
2806
0
0
FEDEX CORP
COM
31428X106
107
413
SH
DFND
413
0
0
POSCO
SPONSORED ADR
693483109
105
1800
SH
DFND
1800
0
0
CATERPILLAR INC
COM
149123101
105
506
SH
DFND
506
0
0
GENERAL MTRS CO
COM
37045V100
88
1502
SH
DFND
1502
0
0
BOOKING HOLDINGS INC
COM
09857L108
86
36
SH
DFND
36
0
0
JPMORGAN CHASE & CO
COM
46625H100
81
509
SH
DFND
509
0
0
ALBEMARLE CORP
COM
012653101
75
320
SH
DFND
320
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
70
105
SH
DFND
105
0
0
NETFLIX INC
COM
64110L106
65
108
SH
DFND
108
0
0
BOEING CO
COM
097023105
63
312
SH
DFND
312
0
0
MARRIOTT INTL INC NEW
CL A
571903202
63
380
SH
DFND
380
0
0
NEXTERA ENERGY INC
COM
65339F101
62
659
SH
DFND
659
0
0
SPLUNK INC
COM
848637104
61
530
SH
DFND
530
0
0
LULULEMON ATHLETICA INC
COM
550021109
55
140
SH
DFND
140
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
50
240
SH
DFND
240
0
0
MERCK & CO INC
COM
58933Y105
49
639
SH
DFND
639
0
0
WELLS FARGO CO NEW
COM
949746101
49
1014
SH
DFND
1014
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
48
110
SH
DFND
110
0
0
MCDONALDS CORP
COM
580135101
48
179
SH
DFND
179
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
47
122
SH
DFND
122
0
0
APTIV PLC
SHS
G6095L109
41
250
SH
DFND
250
0
0
ALIGN TECHNOLOGY INC
COM
016255101
39
60
SH
DFND
60
0
0
LENNAR CORP
CL A
526057104
34
290
SH
DFND
290
0
0
LG DISPLAY CO LTD
SPONS ADR REP
50186V102
29
2863
SH
DFND
2863
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
29
156
SH
DFND
156
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
29
96
SH
DFND
96
0
0
PFIZER INC
COM
717081103
26
445
SH
DFND
445
0
0
JOHNSON & JOHNSON
COM
478160104
23
132
SH
DFND
132
0
0
BARRICK GOLD CORP
COM
067901108
21
1100
SH
DFND
1100
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
21
90
SH
DFND
90
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
18
36
SH
DFND
36
0
0
HOME DEPOT INC
COM
437076102
17
42
SH
DFND
42
0
0
BK OF AMERICA CORP
COM
060505104
16
349
SH
DFND
349
0
0
SCHWAB CHARLES CORP
COM
808513105
13
160
SH
DFND
160
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
13
100
SH
DFND
100
0
0
COINBASE GLOBAL INC
COM CL A
19260Q107
12
49
SH
DFND
49
0
0
CLOUDFLARE INC
CL A COM
18915M107
10
79
SH
DFND
79
0
0
BLACKSTONE INC
COM
09260D107
10
81
SH
DFND
81
0
0
XILINX INC
COM
983919101
10
47
SH
DFND
47
0
0
PEPSICO INC
COM
713448108
10
55
SH
DFND
55
0
0
DANAHER CORPORATION
COM
235851102
9
29
SH
DFND
29
0
0
ZOETIS INC
CL A
98978V103
9
39
SH
DFND
39
0
0
DOMINOS PIZZA INC
COM
25754A201
9
17
SH
DFND
17
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
9
176
SH
DFND
176
0
0
CITIGROUP INC
COM NEW
172967424
9
147
SH
DFND
147
0
0
COMCAST CORP NEW
CL A
20030N101
9
176
SH
DFND
176
0
0
CARNIVAL CORP
COMMON STOCK
143658300
9
432
SH
DFND
432
0
0
SNOWFLAKE INC
CL A
833445109
9
25
SH
DFND
25
0
0
CHEVRON CORP NEW
COM
166764100
8
72
SH
DFND
72
0
0
CVS HEALTH CORP
COM
126650100
8
81
SH
DFND
81
0
0
UNITY SOFTWARE INC
COM
91332U101
8
57
SH
DFND
57
0
0
HCA HEALTHCARE INC
COM
40412C101
8
31
SH
DFND
31
0
0
YUM BRANDS INC
COM
988498101
8
57
SH
DFND
57
0
0
TRAVELERS COMPANIES INC
COM
89417E109
8
50
SH
DFND
50
0
0
TARGET CORP
COM
87612E106
8
34
SH
DFND
34
0
0
ORACLE CORP
COM
68389X105
8
89
SH
DFND
89
0
0
HP INC
COM
40434L105
7
197
SH
DFND
197
0
0
HERSHEY CO
COM
427866108
7
38
SH
DFND
38
0
0
NORTHROP GRUMMAN CORP
COM
666807102
7
19
SH
DFND
19
0
0
GILEAD SCIENCES INC
COM
375558103
7
98
SH
DFND
98
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
7
81
SH
DFND
81
0
0
MONDELEZ INTL INC
CL A
609207105
7
105
SH
DFND
105
0
0
TEXAS INSTRS INC
COM
882508104
7
36
SH
DFND
36
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
7
78
SH
DFND
78
0
0
DOXIMITY INC
CL A
26622P107
7
133
SH
DFND
133
0
0
PHILIP MORRIS INTL INC
COM
718172109
7
70
SH
DFND
70
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
7
154
SH
DFND
154
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
7
31
SH
DFND
31
0
0
STARBUCKS CORP
COM
855244109
7
56
SH
DFND
56
0
0
AMERICAN EXPRESS CO
COM
025816109
6
40
SH
DFND
40
0
0
PINTEREST INC
CL A
72352L106
6
175
SH
DFND
175
0
0
LOCKHEED MARTIN CORP
COM
539830109
6
18
SH
DFND
18
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
6
100
SH
DFND
100
0
0
DOORDASH INC
CL A
25809K105
6
41
SH
DFND
41
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
6
16
SH
DFND
16
0
0
DRAFTKINGS INC
COM CL A
26142R104
6
223
SH
DFND
223
0
0
ISHARES TR
MSCI USA ESG SLC
464288802
6
58
SH
DFND
58
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
6
35
SH
DFND
35
0
0
OKTA INC
CL A
679295105
6
26
SH
DFND
26
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
6
113
SH
DFND
113
0
0
COGNEX CORP
COM
192422103
6
76
SH
DFND
76
0
0
SHOPIFY INC
CL A
82509L107
6
4
SH
DFND
4
0
0
ALTRIA GROUP INC
COM
02209S103
6
123
SH
DFND
123
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6
12
SH
DFND
12
0
0
AMGEN INC
COM
031162100
6
26
SH
DFND
26
0
0
RALPH LAUREN CORP
CL A
751212101
6
48
SH
DFND
48
0
0
GENERAL ELECTRIC CO
COM NEW
369604301
6
60
SH
DFND
60
0
0
KRAFT HEINZ CO
COM
500754106
6
157
SH
DFND
157
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
6
23
SH
DFND
23
0
0
3M CO
COM
88579Y101
6
32
SH
DFND
32
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
6
49
SH
DFND
49
0
0
COSTAR GROUP INC
COM
22160N109
6
70
SH
DFND
70
0
0
TAPESTRY INC
COM
876030107
5
135
SH
DFND
135
0
0
MERCADOLIBRE INC
COM
58733R102
5
4
SH
DFND
4
0
0
CAMPBELL SOUP CO
COM
134429109
5
125
SH
DFND
125
0
0
ZSCALER INC
COM
98980G102
5
17
SH
DFND
17
0
0
DOW INC
COM
260557103
5
92
SH
DFND
92
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
5
3
SH
DFND
3
0
0
AVALARA INC
COM
05338G106
5
41
SH
DFND
41
0
0
DLOCAL LTD
CLASS A COM
G29018101
5
146
SH
DFND
146
0
0
XEROX HOLDINGS CORP
COM NEW
98421M106
5
223
SH
DFND
223
0
0
MODERNA INC
COM
60770K107
5
20
SH
DFND
20
0
0
UPSTART HLDGS INC
COM
91680M107
5
33
SH
DFND
33
0
0
ROBINHOOD MKTS INC
COM CL A
770700102
5
281
SH
DFND
281
0
0
AIRBNB INC
COM CL A
009066101
5
29
SH
DFND
29
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
5
20
SH
DFND
20
0
0
AFFIRM HLDGS INC
COM CL A
00827B106
5
48
SH
DFND
48
0
0
FUELCELL ENERGY INC
COM
35952H601
5
900
SH
DFND
900
0
0
SNAP INC
CL A
83304A106
5
99
SH
DFND
99
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
5
257
SH
DFND
257
0
0
3-D SYS CORP DEL
COM NEW
88554D205
4
200
SH
DFND
200
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
4
64
SH
DFND
64
0
0
DOCUSIGN INC
COM
256163106
4
27
SH
DFND
27
0
0
PALANTIR TECHNOLOGIES INC
CL A
69608A108
4
223
SH
DFND
223
0
0
ROKU INC
COM CL A
77543R102
4
17
SH
DFND
17
0
0
LYFT INC
CL A COM
55087P104
4
91
SH
DFND
91
0
0
ZYNGA INC
CL A
98986T108
4
594
SH
DFND
594
0
0
TWITTER INC
COM
90184L102
4
88
SH
DFND
88
0
0
SPDR GOLD TR
GOLD SHS
78463V107
4
21
SH
DFND
21
0
0
NOVAVAX INC
COM NEW
670002401
4
25
SH
DFND
25
0
0
PLUG POWER INC
COM NEW
72919P202
4
127
SH
DFND
127
0
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
4
46
SH
DFND
46
0
0
GAP INC
COM
364760108
3
196
SH
DFND
196
0
0
ISHARES TR
PFD AND INCM SEC
464288687
3
79
SH
DFND
79
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
3
35
SH
DFND
35
0
0
ISHARES TR
USD INV GRDE ETF
464288620
3
51
SH
DFND
51
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
3
27
SH
DFND
27
0
0
FASTLY INC
CL A
31188V100
3
80
SH
DFND
80
0
0
BEYOND MEAT INC
COM
08862E109
3
42
SH
DFND
42
0
0
INVITAE CORP
COM
46185L103
3
170
SH
DFND
170
0
0
LEMONADE INC
COM
52567D107
2
58
SH
DFND
58
0
0
ZILLOW GROUP INC
CL A
98954M101
2
38
SH
DFND
38
0
0
ILLUMINA INC
COM
452327109
2
6
SH
DFND
6
0
0
MAIN STR CAP CORP
COM
56035L104
2
50
SH
DFND
50
0
0
DIREXION SHS ETF TR
20YR TRES BULL
25459W540
2
80
SH
DFND
80
0
0
DIREXION SHS ETF TR
DLY R/E BULL3X
25459W755
2
72
SH
DFND
72
0
0
ARES CAPITAL CORP
COM
04010L103
2
102
SH
DFND
102
0
0
C3 AI INC
CL A
12468P104
2
68
SH
DFND
68
0
0
ISHARES TR
20 YR TR BD ETF
464287432
2
14
SH
DFND
14
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
2
54
SH
DFND
54
0
0
ISHARES TR
SHORT TREAS BD
464288679
2
17
SH
DFND
17
0
0
TAL EDUCATION GROUP
SPONSORED ADS
874080104
2
450
SH
DFND
450
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
2
36
SH
DFND
36
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
2
59
SH
DFND
59
0
0
VANECK ETF TRUST
OIL SERVICES ETF
92189H607
2
9
SH
DFND
9
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
1
41
SH
DFND
41
0
0
DIREXION SHS ETF TR
20YR TRES BEAR
25460G849
1
25
SH
DFND
25
0
0
DIREXION SHS ETF TR
DAILY MSCI EMERG
25460E547
1
117
SH
DFND
117
0
0
NETEASE INC
SPONSORED ADS
64110W102
1
10
SH
DFND
10
0
0
DIREXION SHS ETF TR
DLY S&P500 BR 3X
25460E265
0
30
SH
DFND
30
0
0
DIREXION SHS ETF TR
DLY EMG MK BL 3X
25490K281
0
6
SH
DFND
6
0
0
DIREXION SHS ETF TR
DAILY MSCI OCT21
25460G419
0
13
SH
DFND
13
0
0