0001520309-21-000004.txt : 20211105
0001520309-21-000004.hdr.sgml : 20211105
20211105061856
ACCESSION NUMBER: 0001520309-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211105
DATE AS OF CHANGE: 20211105
EFFECTIVENESS DATE: 20211105
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mizuho Securities Co. Ltd.
CENTRAL INDEX KEY: 0001520309
IRS NUMBER: 000000000
STATE OF INCORPORATION: M0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19142
FILM NUMBER: 211382222
BUSINESS ADDRESS:
STREET 1: OTEMACHI FIRST SQUARE, 1-5-1
STREET 2: OTEMACHI, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0004
BUSINESS PHONE: 81-35208-3210
MAIL ADDRESS:
STREET 1: OTEMACHI FIRST SQUARE, 1-5-1
STREET 2: OTEMACHI, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001520309
XXXXXXXX
09-30-2021
09-30-2021
Mizuho Securities Co. Ltd.
OTEMACHI FIRST SQUARE, 1-5-1
OTEMACHI, CHIYODA-KU
TOKYO
M0
100-0004
13F HOLDINGS REPORT
028-19142
N
Toru Udagawa
Vice President of Market Product Process Control Department
81-3-5208-3460
Toru Udagawa
Tokyo
M0
11-05-2021
0
194
344221
false
INFORMATION TABLE
2
InformationTable_20210930.xml
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
286609
1935892
SH
DFND
1935892
0
0
TESLA INC
COM
88160R101
6366
8210
SH
DFND
8210
0
0
SEA LTD
SPONSORD ADS
81141R100
5482
17200
SH
DFND
17200
0
0
NVIDIA CORPORATION
COM
67066G104
2962
14300
SH
DFND
14300
0
0
PAYPAL HLDGS INC
COM
70450Y103
2094
8049
SH
DFND
8049
0
0
PROCTER AND GAMBLE CO
COM
742718109
1968
14076
SH
DFND
14076
0
0
VISA INC
COM CL A
92826C839
1957
8786
SH
DFND
8786
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
1936
1948
SH
DFND
1948
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
1859
3230
SH
DFND
3230
0
0
SQUARE INC
CL A
852234103
1850
7715
SH
DFND
7715
0
0
MICROSOFT CORP
COM
594918104
1660
5888
SH
DFND
5888
0
0
SALESFORCE COM INC
COM
79466L302
1607
5926
SH
DFND
5926
0
0
AMAZON COM INC
COM
023135106
1492
454
SH
DFND
454
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
1483
13287
SH
DFND
13287
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
1278
5201
SH
DFND
5201
0
0
FACEBOOK INC
CL A
30303M102
1226
3613
SH
DFND
3613
0
0
BOEING CO
COM
097023105
1192
5422
SH
DFND
5422
0
0
APPLE INC
COM
037833100
1124
7940
SH
DFND
7940
0
0
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
1084
66179
SH
DFND
66179
0
0
DISNEY WALT CO
COM
254687106
1037
6131
SH
DFND
6131
0
0
NETFLIX INC
COM
64110L106
920
1507
SH
DFND
1507
0
0
ALPHABET INC
CAP STK CL A
02079K305
893
334
SH
DFND
334
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
839
2413
SH
DFND
2413
0
0
MERCK & CO INC
COM
58933Y105
789
10500
SH
DFND
10500
0
0
MICRON TECHNOLOGY INC
COM
595112103
768
10819
SH
DFND
10819
0
0
BOOKING HOLDINGS INC
COM
09857L108
725
305
SH
DFND
305
0
0
MARRIOTT INTL INC NEW
CL A
571903202
689
4650
SH
DFND
4650
0
0
ON SEMICONDUCTOR CORP
COM
682189105
618
13500
SH
DFND
13500
0
0
PALO ALTO NETWORKS INC
COM
697435105
598
1248
SH
DFND
1248
0
0
APPLIED MATLS INC
COM
038222105
528
4101
SH
DFND
4101
0
0
QUALCOMM INC
COM
747525103
503
3896
SH
DFND
3896
0
0
TWITTER INC
COM
90184L102
475
7868
SH
DFND
7868
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
441
1380
SH
DFND
1380
0
0
FEDEX CORP
COM
31428X106
421
1922
SH
DFND
1922
0
0
UBER TECHNOLOGIES INC
COM
90353T100
417
9302
SH
DFND
9302
0
0
SERVICENOW INC
COM
81762P102
411
660
SH
DFND
660
0
0
SPLUNK INC
COM
848637104
404
2790
SH
DFND
2790
0
0
COMCAST CORP NEW
CL A
20030N101
388
6944
SH
DFND
6944
0
0
TERADYNE INC
COM
880770102
320
2930
SH
DFND
2930
0
0
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
319
27930
SH
DFND
27930
0
0
AUTODESK INC
COM
052769106
311
1090
SH
DFND
1090
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
304
1709
SH
DFND
1709
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
302
1156
SH
DFND
1156
0
0
AT&T INC
COM
00206R102
277
10258
SH
DFND
10258
0
0
STARBUCKS CORP
COM
855244109
252
2285
SH
DFND
2285
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
244
5737
SH
DFND
5737
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
232
2253
SH
DFND
2253
0
0
DIREXION SHS ETF TR
DRX S&P500BULL
25459W862
223
2087
SH
DFND
2087
0
0
SHINHAN FINANCIAL GROUP CO L
SPN ADR RESTRD
824596100
219
6500
SH
DFND
6500
0
0
COSTCO WHSL CORP NEW
COM
22160K105
201
448
SH
DFND
448
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
201
531
SH
DFND
531
0
0
ASE TECHNOLOGY HLDG CO LTD
SPONSORED ADS
00215W100
172
21866
SH
DFND
21866
0
0
JPMORGAN CHASE & CO
COM
46625H100
179
1093
SH
DFND
1093
0
0
UNITED RENTALS INC
COM
911363109
175
500
SH
DFND
500
0
0
MORGAN STANLEY
COM NEW
617446448
162
1660
SH
DFND
1660
0
0
INTEL CORP
COM
458140100
158
2959
SH
DFND
2959
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
144
420
SH
DFND
420
0
0
NETAPP INC
COM
64110D104
143
1590
SH
DFND
1590
0
0
SCHWAB CHARLES CORP
COM
808513105
140
1920
SH
DFND
1920
0
0
CORNING INC
COM
219350105
131
3600
SH
DFND
3600
0
0
NEXTERA ENERGY INC
COM
65339F101
130
1651
SH
DFND
1651
0
0
CATERPILLAR INC
COM
149123101
124
647
SH
DFND
647
0
0
POSCO
SPONSORED ADR
693483109
124
1800
SH
DFND
1800
0
0
GENERAL MTRS CO
COM
37045V100
124
2352
SH
DFND
2352
0
0
MCDONALDS CORP
COM
580135101
123
509
SH
DFND
509
0
0
SVB FINANCIAL GROUP
COM
78486Q101
110
170
SH
DFND
170
0
0
APTIV PLC
SHS
G6095L109
97
650
SH
DFND
650
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
96
2961
SH
DFND
2961
0
0
PFIZER INC
COM
717081103
87
2023
SH
DFND
2023
0
0
JOHNSON & JOHNSON
COM
478160104
84
521
SH
DFND
521
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
74
450
SH
DFND
450
0
0
EXXON MOBIL CORP
COM
30231G102
68
1156
SH
DFND
1156
0
0
BROADCOM INC
COM
11135F101
66
137
SH
DFND
137
0
0
ABBVIE INC
COM
00287Y109
48
441
SH
DFND
441
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
47
1206
SH
DFND
1206
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
44
565
SH
DFND
565
0
0
WALMART INC
COM
931142103
35
253
SH
DFND
253
0
0
LAUDER ESTEE COS INC
CL A
518439104
30
101
SH
DFND
101
0
0
COCA COLA CO
COM
191216100
27
506
SH
DFND
506
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
26
95
SH
DFND
95
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
26
45
SH
DFND
45
0
0
LG DISPLAY CO LTD
SPONS ADR REP
50186V102
23
2863
SH
DFND
2863
0
0
NIKE INC
CL B
654106103
20
140
SH
DFND
140
0
0
ROBINHOOD MKTS INC
COM CL A
770700102
19
450
SH
DFND
450
0
0
ORACLE CORP
COM
68389X105
16
188
SH
DFND
188
0
0
LOCKHEED MARTIN CORP
COM
539830109
16
47
SH
DFND
47
0
0
BK OF AMERICA CORP
COM
060505104
15
349
SH
DFND
349
0
0
AMGEN INC
COM
031162100
14
66
SH
DFND
66
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
14
100
SH
DFND
100
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
14
35
SH
DFND
35
0
0
HOME DEPOT INC
COM
437076102
14
41
SH
DFND
41
0
0
WELLS FARGO CO NEW
COM
949746101
13
285
SH
DFND
285
0
0
COINBASE GLOBAL INC
COM CL A
19260Q107
11
50
SH
DFND
50
0
0
CITIGROUP INC
COM NEW
172967424
10
147
SH
DFND
147
0
0
BLACKSTONE INC
COM
09260D107
9
80
SH
DFND
80
0
0
CLOUDFLARE INC
CL A COM
18915M107
9
80
SH
DFND
80
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
9
166
SH
DFND
166
0
0
DOORDASH INC
CL A
25809K105
9
43
SH
DFND
43
0
0
CISCO SYS INC
COM
17275R102
9
159
SH
DFND
159
0
0
BIOGEN INC
COM
09062X103
8
30
SH
DFND
30
0
0
ILLUMINA INC
COM
452327109
8
21
SH
DFND
21
0
0
DANAHER CORPORATION
COM
235851102
8
28
SH
DFND
28
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
8
97
SH
DFND
97
0
0
3-D SYS CORP DEL
COM NEW
88554D205
8
300
SH
DFND
300
0
0
PEPSICO INC
COM
713448108
8
54
SH
DFND
54
0
0
LULULEMON ATHLETICA INC
COM
550021109
8
20
SH
DFND
20
0
0
DOMINOS PIZZA INC
COM
25754A201
8
17
SH
DFND
17
0
0
HCA HEALTHCARE INC
COM
40412C101
8
32
SH
DFND
32
0
0
INTUIT
COM
461202103
8
15
SH
DFND
15
0
0
SNOWFLAKE INC
CL A
833445109
8
26
SH
DFND
26
0
0
TARGET CORP
COM
87612E106
8
34
SH
DFND
34
0
0
ZOETIS INC
CL A
98978V103
8
39
SH
DFND
39
0
0
MODERNA INC
COM
60770K107
8
20
SH
DFND
20
0
0
GILEAD SCIENCES INC
COM
375558103
8
108
SH
DFND
108
0
0
TRAVELERS COMPANIES INC
COM
89417E109
8
50
SH
DFND
50
0
0
CHEVRON CORP NEW
COM
166764100
7
74
SH
DFND
74
0
0
SNAP INC
CL A
83304A106
7
101
SH
DFND
101
0
0
DOCUSIGN INC
COM
256163106
7
28
SH
DFND
28
0
0
XILINX INC
COM
983919101
7
48
SH
DFND
48
0
0
NORTHROP GRUMMAN CORP
COM
666807102
7
20
SH
DFND
20
0
0
UNITY SOFTWARE INC
COM
91332U101
7
56
SH
DFND
56
0
0
AVALARA INC
COM
05338G106
7
40
SH
DFND
40
0
0
TEXAS INSTRS INC
COM
882508104
7
37
SH
DFND
37
0
0
CVS HEALTH CORP
COM
126650100
7
82
SH
DFND
82
0
0
YUM BRANDS INC
COM
988498101
7
57
SH
DFND
57
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
7
154
SH
DFND
154
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
7
30
SH
DFND
30
0
0
AMERICAN EXPRESS CO
COM
025816109
7
39
SH
DFND
39
0
0
HERSHEY CO
COM
427866108
6
38
SH
DFND
38
0
0
PHILIP MORRIS INTL INC
COM
718172109
6
68
SH
DFND
68
0
0
SHOPIFY INC
CL A
82509L107
6
5
SH
DFND
5
0
0
OKTA INC
CL A
679295105
6
26
SH
DFND
26
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
6
40
SH
DFND
40
0
0
GENERAL ELECTRIC CO
COM NEW
369604301
6
60
SH
DFND
60
0
0
MONDELEZ INTL INC
CL A
609207105
6
106
SH
DFND
106
0
0
COSTAR GROUP INC
COM
22160N109
6
70
SH
DFND
70
0
0
COGNEX CORP
COM
192422103
6
74
SH
DFND
74
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
6
99
SH
DFND
99
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
6
16
SH
DFND
16
0
0
KRAFT HEINZ CO
COM
500754106
6
158
SH
DFND
158
0
0
ALTRIA GROUP INC
COM
02209S103
6
123
SH
DFND
123
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6
13
SH
DFND
13
0
0
3M CO
COM
88579Y101
6
31
SH
DFND
31
0
0
HP INC
COM
40434L105
5
197
SH
DFND
197
0
0
PALANTIR TECHNOLOGIES INC
CL A
69608A108
5
224
SH
DFND
224
0
0
ISHARES TR
MSCI USA ESG SLC
464288802
5
55
SH
DFND
55
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
5
258
SH
DFND
258
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
5
34
SH
DFND
34
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
5
24
SH
DFND
24
0
0
RALPH LAUREN CORP
CL A
751212101
5
47
SH
DFND
47
0
0
ROKU INC
COM CL A
77543R102
5
17
SH
DFND
17
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
5
111
SH
DFND
111
0
0
CAMPBELL SOUP CO
COM
134429109
5
124
SH
DFND
124
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
5
50
SH
DFND
50
0
0
DIREXION SHS ETF TR
DLY S&P500 BR 3X
25460E265
5
221
SH
DFND
221
0
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
5
45
SH
DFND
45
0
0
DOW INC
COM
260557103
5
88
SH
DFND
88
0
0
LYFT INC
CL A COM
55087P104
5
93
SH
DFND
93
0
0
TAPESTRY INC
COM
876030107
5
134
SH
DFND
134
0
0
AIRBNB INC
COM CL A
009066101
5
29
SH
DFND
29
0
0
INVITAE CORP
COM
46185L103
5
169
SH
DFND
169
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
5
53
SH
DFND
53
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
5
20
SH
DFND
20
0
0
ZYNGA INC
CL A
98986T108
4
593
SH
DFND
593
0
0
GAP INC
COM
364760108
4
196
SH
DFND
196
0
0
XEROX HOLDINGS CORP
COM NEW
98421M106
4
215
SH
DFND
215
0
0
PINTEREST INC
CL A
72352L106
4
84
SH
DFND
84
0
0
BEYOND MEAT INC
COM
08862E109
4
40
SH
DFND
40
0
0
LEMONADE INC
COM
52567D107
4
59
SH
DFND
59
0
0
SPDR GOLD TR
GOLD SHS
78463V107
4
22
SH
DFND
22
0
0
ZILLOW GROUP INC
CL A
98954M101
3
38
SH
DFND
38
0
0
PLUG POWER INC
COM NEW
72919P202
3
126
SH
DFND
126
0
0
FASTLY INC
CL A
31188V100
3
79
SH
DFND
79
0
0
C3 AI INC
CL A
12468P104
3
68
SH
DFND
68
0
0
ISHARES TR
USD INV GRDE ETF
464288620
3
51
SH
DFND
51
0
0
ISHARES TR
PFD AND INCM SEC
464288687
3
78
SH
DFND
78
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
3
34
SH
DFND
34
0
0
DIREXION SHS ETF TR
20YR TRES BULL
25459W540
2
87
SH
DFND
87
0
0
FUELCELL ENERGY INC
COM
35952H601
2
327
SH
DFND
327
0
0
ARES CAPITAL CORP
COM
04010L103
2
108
SH
DFND
108
0
0
ISHARES TR
20 YR TR BD ETF
464287432
2
15
SH
DFND
15
0
0
DIREXION SHS ETF TR
DLY R/E BULL3X
25459W755
2
99
SH
DFND
99
0
0
MAIN STR CAP CORP
COM
56035L104
2
50
SH
DFND
50
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
2
39
SH
DFND
39
0
0
ISHARES TR
SHORT TREAS BD
464288679
2
18
SH
DFND
18
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
2
58
SH
DFND
58
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
2
44
SH
DFND
44
0
0
VANECK ETF TRUST
OIL SERVICES ETF
92189H607
2
9
SH
DFND
9
0
0
DIREXION SHS ETF TR
20YR TRES BEAR
25460G849
1
23
SH
DFND
23
0
0
DIREXION SHS ETF TR
DAILY MSCI REAL
25460E141
1
272
SH
DFND
272
0
0
DIREXION SHS ETF TR
DLY EMG MK BL 3X
25490K281
1
11
SH
DFND
11
0
0
NETEASE INC
SPONSORED ADS
64110W102
1
10
SH
DFND
10
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
1
5
SH
DFND
5
0
0
DIREXION SHS ETF TR
DAILY MSCI EMERG
25460E547
0
50
SH
DFND
50
0
0