0001520309-19-000010.txt : 20191114
0001520309-19-000010.hdr.sgml : 20191114
20191113185731
ACCESSION NUMBER: 0001520309-19-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191113
EFFECTIVENESS DATE: 20191114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mizuho Securities Co. Ltd.
CENTRAL INDEX KEY: 0001520309
IRS NUMBER: 000000000
STATE OF INCORPORATION: M0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19142
FILM NUMBER: 191215750
BUSINESS ADDRESS:
STREET 1: OTEMACHI FIRST SQUARE, 1-5-1
STREET 2: OTEMACHI, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0004
BUSINESS PHONE: 81-35208-3210
MAIL ADDRESS:
STREET 1: OTEMACHI FIRST SQUARE, 1-5-1
STREET 2: OTEMACHI, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001520309
XXXXXXXX
09-30-2019
09-30-2019
Mizuho Securities Co. Ltd.
OTEMACHI FIRST SQUARE, 1-5-1
OTEMACHI, CHIYODA-KU
TOKYO
M0
100-0004
13F HOLDINGS REPORT
028-19142
N
Toru Udagawa
Director of Market Product Process Control Department
81-3-5208-3460
Toru Udagawa
Tokyo
M0
11-13-2019
0
132
149438
false
INFORMATION TABLE
2
InformationTable_20190930.xml
VISA INC
COM CL A
92826C839
26662
155000
SH
DFND
155000
0
0
AMAZON COM INC
COM
023135106
24627
14187
SH
DFND
14187
0
0
TESLA INC
COM
88160R101
12246
50841
SH
DFND
50841
0
0
MICROSOFT CORP
COM
594918104
11356
81677
SH
DFND
81677
0
0
SQUARE INC
CL A
852234103
6447
104075
SH
DFND
104075
0
0
PROCTER & GAMBLE CO
COM
742718109
6297
50630
SH
DFND
50630
0
0
AT&T INC
COM
00206R102
5934
156812
SH
DFND
156812
0
0
SALESFORCE COM INC
COM
79466L302
4482
30191
SH
DFND
30191
0
0
NVIDIA CORP
COM
67066G104
3838
22051
SH
DFND
22051
0
0
BROADCOM INC
COM
11135F101
3703
13412
SH
DFND
13412
0
0
NETFLIX INC
COM
64110L106
3142
11741
SH
DFND
11741
0
0
ALPHABET INC
CAP STK CL A
02079K305
2837
2323
SH
DFND
2323
0
0
XILINX INC
COM
983919101
2471
25767
SH
DFND
25767
0
0
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
2144
1025908
SH
DFND
1025908
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
2012
69419
SH
DFND
69419
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
1971
3650
SH
DFND
3650
0
0
NA
NA
88032Q109
1873
45000
SH
DFND
45000
0
0
GRUBHUB INC
COM
400110102
1719
30588
SH
DFND
30588
0
0
ON SEMICONDUCTOR CORP
COM
682189105
1445
75240
SH
DFND
75240
0
0
BOEING CO
COM
097023105
1256
3300
SH
DFND
3300
0
0
PALO ALTO NETWORKS INC
COM
697435105
1103
5410
SH
DFND
5410
0
0
MASTERCARD INC
CL A
57636Q104
1048
3860
SH
DFND
3860
0
0
KT CORP
SPONSORED ADR
48268K101
920
81300
SH
DFND
81300
0
0
ILLUMINA INC
COM
452327109
858
2820
SH
DFND
2820
0
0
ADOBE INC
COM
00724F101
856
3100
SH
DFND
3100
0
0
FACEBOOK INC
CL A
30303M102
855
4803
SH
DFND
4803
0
0
CISCO SYS INC
COM
17275R102
788
15950
SH
DFND
15950
0
0
UBER TECHNOLOGIES INC
COM
90353T100
778
25520
SH
DFND
25520
0
0
DISNEY WALT CO
COM DISNEY
254687106
770
5910
SH
DFND
5910
0
0
SERVICENOW INC
COM
81762P102
683
2690
SH
DFND
2690
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
645
6630
SH
DFND
6630
0
0
MCDONALDS CORP
COM
580135101
560
2610
SH
DFND
2610
0
0
ARISTA NETWORKS INC
COM
040413106
493
2063
SH
DFND
2063
0
0
ASE TECHNOLOGY HOLDING CO LT
SPONSORED ADS
00215W100
484
108587
SH
DFND
108587
0
0
APPLE INC
COM
037833100
484
2160
SH
DFND
2160
0
0
SVB FINL GROUP
COM
78486Q101
474
2270
SH
DFND
2270
0
0
JPMORGAN CHASE & CO
COM
46625H100
447
3800
SH
DFND
3800
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
431
2580
SH
DFND
2580
0
0
APPLIED MATLS INC
COM
038222105
415
8320
SH
DFND
8320
0
0
PNC FINL SVCS GROUP INC
COM
693475105
406
2900
SH
DFND
2900
0
0
BANK AMER CORP
COM
060505104
370
12700
SH
DFND
12700
0
0
WALMART INC
COM
931142103
329
2770
SH
DFND
2770
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
311
1500
SH
DFND
1500
0
0
PAYPAL HLDGS INC
COM
70450Y103
309
2980
SH
DFND
2980
0
0
NIKE INC
CL B
654106103
286
3040
SH
DFND
3040
0
0
MORGAN STANLEY
COM NEW
617446448
277
6490
SH
DFND
6490
0
0
CITIGROUP INC
COM NEW
172967424
256
3700
SH
DFND
3700
0
0
LOCKHEED MARTIN CORP
COM
539830109
226
580
SH
DFND
580
0
0
US BANCORP DEL
COM NEW
902973304
221
4000
SH
DFND
4000
0
0
TAL EDUCATION GROUP
SPONSORED ADS
874080104
218
6370
SH
DFND
6370
0
0
NORTHROP GRUMMAN CORP
COM
666807102
206
550
SH
DFND
550
0
0
AUTODESK INC
COM
052769106
202
1370
SH
DFND
1370
0
0
LG DISPLAY CO LTD
SPONS ADR REP
50186V102
147
24659
SH
DFND
24659
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
64
14400
SH
DFND
14400
0
0
AU OPTRONICS CORP
SPONSORED ADR
002255107
52
20960
SH
DFND
20960
0
0
CHEGG INC
COM
163092109
180
6000
SH
DFND
6000
0
0
BARRICK GOLD CORPORATION
COM
067901108
179
7800
SH
DFND
7800
0
0
JD COM INC
SPON ADR CL A
47215P106
151
5370
SH
DFND
5370
0
0
SKECHERS U S A INC
CL A
830566105
149
4000
SH
DFND
4000
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
148
1020
SH
DFND
1020
0
0
MICRON TECHNOLOGY INC
COM
595112103
144
3370
SH
DFND
3370
0
0
COSTCO WHSL CORP NEW
COM
22160K105
144
500
SH
DFND
500
0
0
BOOKING HLDGS INC
COM
09857L108
137
70
SH
DFND
70
0
0
ABIOMED INC
COM
003654100
135
760
SH
DFND
760
0
0
STARBUCKS CORP
COM
855244109
133
1500
SH
DFND
1500
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
132
3000
SH
DFND
3000
0
0
MARRIOTT INTL INC NEW
CL A
571903202
124
1000
SH
DFND
1000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
121
2000
SH
DFND
2000
0
0
CELGENE CORP
COM
151020104
120
1210
SH
DFND
1210
0
0
CATERPILLAR INC DEL
COM
149123101
120
950
SH
DFND
950
0
0
NOBLE ENERGY INC
COM
655044105
119
5300
SH
DFND
5300
0
0
STATE STR CORP
COM
857477103
118
2000
SH
DFND
2000
0
0
BANK NEW YORK MELLON CORP
COM
064058100
118
2600
SH
DFND
2600
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
115
2000
SH
DFND
2000
0
0
ORACLE CORP
COM
68389X105
110
2000
SH
DFND
2000
0
0
TARGET CORP
COM
87612E106
107
1000
SH
DFND
1000
0
0
CHEVRON CORP NEW
COM
166764100
107
900
SH
DFND
900
0
0
AMERICAN EXPRESS CO
COM
025816109
106
900
SH
DFND
900
0
0
PAYCOM SOFTWARE INC
COM
70432V102
105
500
SH
DFND
500
0
0
EXXON MOBIL CORP
COM
30231G102
99
1400
SH
DFND
1400
0
0
RAYTHEON CO
COM NEW
755111507
98
500
SH
DFND
500
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
96
500
SH
DFND
500
0
0
JOHNSON & JOHNSON
COM
478160104
96
740
SH
DFND
740
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
93
1000
SH
DFND
1000
0
0
GENERAL DYNAMICS CORP
COM
369550108
91
500
SH
DFND
500
0
0
ANALOG DEVICES INC
COM
032654105
89
800
SH
DFND
800
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
88
1400
SH
DFND
1400
0
0
NEWMONT GOLDCORP CORPORATION
COM
651639106
83
2200
SH
DFND
2200
0
0
TWITTER INC
COM
90184L102
82
2000
SH
DFND
2000
0
0
COCA COLA CO
COM
191216100
81
1480
SH
DFND
1480
0
0
M & T BK CORP
COM
55261F104
79
500
SH
DFND
500
0
0
NETAPP INC
COM
64110D104
76
1450
SH
DFND
1450
0
0
HUBSPOT INC
COM
443573100
76
500
SH
DFND
500
0
0
PFIZER INC
COM
717081103
75
2100
SH
DFND
2100
0
0
TTM TECHNOLOGIES INC
COM
87305R109
73
6000
SH
DFND
6000
0
0
MATCH GROUP INC
COM
57665R106
71
1000
SH
DFND
1000
0
0
SHINHAN FINANCIAL GROUP CO L
SPN ADR RESTRD
824596100
70
2000
SH
DFND
2000
0
0
3M CO
COM
88579Y101
69
420
SH
DFND
420
0
0
OKTA INC
CL A
679295105
69
700
SH
DFND
700
0
0
AVALARA INC
COM
05338G106
67
1000
SH
DFND
1000
0
0
ATLASSIAN CORP PLC
CL A
G06242104
63
500
SH
DFND
500
0
0
TWILIO INC
CL A
90138F102
55
500
SH
DFND
500
0
0
BED BATH & BEYOND INC
COM
075896100
53
5000
SH
DFND
5000
0
0
WORKDAY INC
CL A
98138H101
51
300
SH
DFND
300
0
0
INVESCO LTD
SHS
G491BT108
51
3000
SH
DFND
3000
0
0
ULTA BEAUTY INC
COM
90384S303
50
200
SH
DFND
200
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
50
2000
SH
DFND
2000
0
0
INPHI CORP
COM
45772F107
49
800
SH
DFND
800
0
0
WILLIAMS COS INC DEL
COM
969457100
48
2000
SH
DFND
2000
0
0
REGIONS FINL CORP NEW
COM
7591EP100
47
3000
SH
DFND
3000
0
0
VEEVA SYS INC
CL A COM
922475108
46
300
SH
DFND
300
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
46
600
SH
DFND
600
0
0
ALIGN TECHNOLOGY INC
COM
016255101
45
250
SH
DFND
250
0
0
ZSCALER INC
COM
98980G102
43
900
SH
DFND
900
0
0
INTEL CORP
COM
458140100
41
800
SH
DFND
800
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
39
970
SH
DFND
970
0
0
GILEAD SCIENCES INC
COM
375558103
39
620
SH
DFND
620
0
0
HALLIBURTON CO
COM
406216101
38
2000
SH
DFND
2000
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
36
400
SH
DFND
400
0
0
LULULEMON ATHLETICA INC
COM
550021109
33
170
SH
DFND
170
0
0
KOREA ELECTRIC PWR
SPONSORED ADR
500631106
33
3000
SH
DFND
3000
0
0
EOG RES INC
COM
26875P101
30
400
SH
DFND
400
0
0
CONCHO RES INC
COM
20605P101
27
400
SH
DFND
400
0
0
OCCIDENTAL PETE CORP
COM
674599105
27
600
SH
DFND
600
0
0
MARATHON OIL CORP
COM
565849106
26
2100
SH
DFND
2100
0
0
CONOCOPHILLIPS
COM
20825C104
23
400
SH
DFND
400
0
0
GENERAL ELECTRIC CO
COM
369604103
21
2300
SH
DFND
2300
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
16
300
SH
DFND
300
0
0
3-D SYS CORP DEL
COM NEW
88554D205
16
1920
SH
DFND
1920
0
0
ICICI BK LTD
ADR
45104G104
13
1030
SH
DFND
1030
0
0
CORNING INC
COM
219350105
3
100
SH
DFND
100
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
3
75
SH
DFND
75
0
0