0001520309-19-000009.txt : 20190731
0001520309-19-000009.hdr.sgml : 20190731
20190730203728
ACCESSION NUMBER: 0001520309-19-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190731
DATE AS OF CHANGE: 20190730
EFFECTIVENESS DATE: 20190731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mizuho Securities Co. Ltd.
CENTRAL INDEX KEY: 0001520309
IRS NUMBER: 000000000
STATE OF INCORPORATION: M0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19142
FILM NUMBER: 19987032
BUSINESS ADDRESS:
STREET 1: OTEMACHI FIRST SQUARE, 1-5-1
STREET 2: OTEMACHI, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0004
BUSINESS PHONE: 81-35208-3210
MAIL ADDRESS:
STREET 1: OTEMACHI FIRST SQUARE, 1-5-1
STREET 2: OTEMACHI, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0004
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001520309
XXXXXXXX
06-30-2019
06-30-2019
Mizuho Securities Co. Ltd.
OTEMACHI FIRST SQUARE, 1-5-1
OTEMACHI, CHIYODA-KU
TOKYO
M0
100-0004
13F HOLDINGS REPORT
028-19142
N
Toru Udagawa
Director of Market Product Process Control Department
81-3-5208-3460
Toru Udagawa
Tokyo
M0
07-30-2019
0
149
76979
false
INFORMATION TABLE
2
InformationTable20190630.xml
AMAZON COM INC
COM
023135106
7476
3948
SH
DFND
3948
0
0
NETFLIX INC
COM
64110L106
4664
12698
SH
DFND
12698
0
0
XILINX INC
COM
983919101
4179
35440
SH
DFND
35440
0
0
VISA INC
COM CL A
92826C839
4122
23750
SH
DFND
23750
0
0
TESLA INC
COM
88160R101
3870
17320
SH
DFND
17320
0
0
MASTERCARD INC
CL A
57636Q104
3320
12550
SH
DFND
12550
0
0
NVIDIA CORP
COM
67066G104
3244
19750
SH
DFND
19750
0
0
SQUARE INC
CL A
852234103
2958
40780
SH
DFND
40780
0
0
ALPHABET INC
CAP STK CL A
02079K305
2677
2472
SH
DFND
2472
0
0
BROADCOM INC
COM
11135F101
2404
8352
SH
DFND
8352
0
0
MICROSOFT CORP
COM
594918104
2389
17830
SH
DFND
17830
0
0
SALESFORCE COM INC
COM
79466L302
2273
14980
SH
DFND
14980
0
0
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
2267
1025908
SH
DFND
1025908
0
0
GRUBHUB INC
COM
400110102
2155
27630
SH
DFND
27630
0
0
FACEBOOK INC
CL A
30303M102
1999
10360
SH
DFND
10360
0
0
PAYPAL HLDGS INC
COM
70450Y103
1419
12400
SH
DFND
12400
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
1364
2600
SH
DFND
2600
0
0
UBER TECHNOLOGIES INC
COM
90353T100
1357
29250
SH
DFND
29250
0
0
APPLIED MATLS INC
COM
038222105
1217
27100
SH
DFND
27100
0
0
ARISTA NETWORKS INC
COM
040413106
1127
4340
SH
DFND
4340
0
0
MICRON TECHNOLOGY INC
COM
595112103
1081
28000
SH
DFND
28000
0
0
KT CORP
SPONSORED ADR
48268K101
1006
81300
SH
DFND
81300
0
0
AT&T INC
COM
00206R102
974
29060
SH
DFND
29060
0
0
PALO ALTO NETWORKS INC
COM
697435105
817
4010
SH
DFND
4010
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
783
20000
SH
DFND
20000
0
0
TAL EDUCATION GROUP
SPONSORED ADS
874080104
751
19710
SH
DFND
19710
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
695
108480
SH
DFND
108480
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
662
57000
SH
DFND
57000
0
0
ADOBE INC
COM
00724F101
563
1910
SH
DFND
1910
0
0
CISCO SYS INC
COM
17275R102
531
9710
SH
DFND
9710
0
0
APPLE INC
COM
037833100
524
2650
SH
DFND
2650
0
0
ILLUMINA INC
COM
452327109
512
1390
SH
DFND
1390
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
511
5690
SH
DFND
5690
0
0
DISNEY WALT CO
COM DISNEY
254687106
492
3520
SH
DFND
3520
0
0
INTEL CORP
COM
458140100
474
9910
SH
DFND
9910
0
0
ASE TECHNOLOGY HOLDING CO LT
SPONSORED ADS
00215W100
429
108587
SH
DFND
108587
0
0
TWITTER INC
COM
90184L102
339
9720
SH
DFND
9720
0
0
JD COM INC
SPON ADR CL A
47215P106
327
10810
SH
DFND
10810
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
324
1910
SH
DFND
1910
0
0
MORGAN STANLEY
COM NEW
617446448
276
6300
SH
DFND
6300
0
0
CHEGG INC
COM
163092109
232
6000
SH
DFND
6000
0
0
WALMART INC
COM
931142103
220
1990
SH
DFND
1990
0
0
CHEVRON CORP NEW
COM
166764100
217
1740
SH
DFND
1740
0
0
PFIZER INC
COM
717081103
208
4800
SH
DFND
4800
0
0
ABIOMED INC
COM
003654100
206
790
SH
DFND
790
0
0
JPMORGAN CHASE & CO
COM
46625H100
201
1800
SH
DFND
1800
0
0
LG DISPLAY CO LTD
SPONS ADR REP
50186V102
191
24659
SH
DFND
24659
0
0
FORD MTR CO DEL
COM
345370860
123
12000
SH
DFND
12000
0
0
ENSCO ROWAN PLC
SHS CLASS A
G3166L100
102
12000
SH
DFND
12000
0
0
LENDINGCLUB CORP
COM
52603A109
66
20000
SH
DFND
20000
0
0
AU OPTRONICS CORP
SPONSORED ADR
002255107
62
20960
SH
DFND
20960
0
0
ON SEMICONDUCTOR CORP
COM
682189105
192
9480
SH
DFND
9480
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
171
5640
SH
DFND
5640
0
0
STRATASYS LTD
SHS
M85548101
159
5400
SH
DFND
5400
0
0
CITIGROUP INC
COM NEW
172967424
154
2200
SH
DFND
2200
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
151
740
SH
DFND
740
0
0
BANK AMER CORP
COM
060505104
151
5200
SH
DFND
5200
0
0
BARRICK GOLD CORPORATION
COM
067901108
145
7000
SH
DFND
7000
0
0
MARATHON OIL CORP
COM
565849106
136
9600
SH
DFND
9600
0
0
CONOCOPHILLIPS
COM
20825C104
134
2200
SH
DFND
2200
0
0
NORTHROP GRUMMAN CORP
COM
666807102
129
400
SH
DFND
400
0
0
BOOKING HLDGS INC
COM
09857L108
127
68
SH
DFND
68
0
0
SKECHERS U S A INC
CL A
830566105
126
4000
SH
DFND
4000
0
0
NIKE INC
CL B
654106103
126
1500
SH
DFND
1500
0
0
PNC FINL SVCS GROUP INC
COM
693475105
124
900
SH
DFND
900
0
0
PHILLIPS 66
COM
718546104
122
1300
SH
DFND
1300
0
0
NOBLE ENERGY INC
COM
655044105
119
5300
SH
DFND
5300
0
0
GENERAL MTRS CO
COM
37045V100
116
3000
SH
DFND
3000
0
0
EXXON MOBIL CORP
COM
30231G102
115
1500
SH
DFND
1500
0
0
BANK NEW YORK MELLON CORP
COM
064058100
115
2600
SH
DFND
2600
0
0
AUTODESK INC
COM
052769106
112
690
SH
DFND
690
0
0
STATE STR CORP
COM
857477103
112
2000
SH
DFND
2000
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
111
1300
SH
DFND
1300
0
0
COCA COLA CO
COM
191216100
103
2020
SH
DFND
2020
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
99
2100
SH
DFND
2100
0
0
EDITAS MEDICINE INC
COM
28106W103
99
4000
SH
DFND
4000
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
96
1400
SH
DFND
1400
0
0
WELLS FARGO CO NEW
COM
949746101
95
2000
SH
DFND
2000
0
0
UNITED RENTALS INC
COM
911363109
93
700
SH
DFND
700
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
91
3000
SH
DFND
3000
0
0
ANALOG DEVICES INC
COM
032654105
90
800
SH
DFND
800
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
87
1000
SH
DFND
1000
0
0
HUBSPOT INC
COM
443573100
85
500
SH
DFND
500
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
83
500
SH
DFND
500
0
0
GENERAL ELECTRIC CO
COM
369604103
82
7830
SH
DFND
7830
0
0
SYMANTEC CORP
COM
871503108
81
3700
SH
DFND
3700
0
0
SHINHAN FINANCIAL GROUP CO L
SPN ADR RESTRD
824596100
78
2000
SH
DFND
2000
0
0
QUALCOMM INC
COM
747525103
75
980
SH
DFND
980
0
0
L3 TECHNOLOGIES INC
COM
502413107
74
300
SH
DFND
300
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
73
300
SH
DFND
300
0
0
COLGATE PALMOLIVE CO
COM
194162103
72
1000
SH
DFND
1000
0
0
ULTA BEAUTY INC
COM
90384S303
69
200
SH
DFND
200
0
0
SVB FINL GROUP
COM
78486Q101
67
300
SH
DFND
300
0
0
KIMBERLY CLARK CORP
COM
494368103
67
500
SH
DFND
500
0
0
PROCTER AND GAMBLE CO
COM
742718109
66
600
SH
DFND
600
0
0
PEPSICO INC
COM
713448108
66
500
SH
DFND
500
0
0
TIFFANY & CO NEW
COM
886547108
66
700
SH
DFND
700
0
0
INTELLIA THERAPEUTICS INC
COM
45826J105
64
3900
SH
DFND
3900
0
0
LENNAR CORP
CL A
526057104
63
1310
SH
DFND
1310
0
0
ALBEMARLE CORP
COM
012653101
63
890
SH
DFND
890
0
0
WORKDAY INC
CL A
98138H101
62
300
SH
DFND
300
0
0
TTM TECHNOLOGIES INC
COM
87305R109
61
6000
SH
DFND
6000
0
0
LAS VEGAS SANDS CORP
COM
517834107
59
1000
SH
DFND
1000
0
0
VMWARE INC
CL A COM
928563402
57
340
SH
DFND
340
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
52
380
SH
DFND
380
0
0
SERVICENOW INC
COM
81762P102
52
190
SH
DFND
190
0
0
RAYTHEON CO
COM NEW
755111507
52
300
SH
DFND
300
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
48
2000
SH
DFND
2000
0
0
INVITAE CORP
COM
46185L103
47
2000
SH
DFND
2000
0
0
BIOGEN INC
COM
09062X103
47
200
SH
DFND
200
0
0
DOMINION ENERGY INC
COM
25746U109
46
600
SH
DFND
600
0
0
HALLIBURTON CO
COM
406216101
45
2000
SH
DFND
2000
0
0
REGIONS FINL CORP NEW
COM
7591EP100
45
3000
SH
DFND
3000
0
0
CTRIP COM INTL LTD
SPONSORED ADS
22943F100
44
1200
SH
DFND
1200
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
44
500
SH
DFND
500
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
44
400
SH
DFND
400
0
0
CONCHO RES INC
COM
20605P101
41
400
SH
DFND
400
0
0
NEXTERA ENERGY INC
COM
65339F101
41
200
SH
DFND
200
0
0
INPHI CORP
COM
45772F107
40
800
SH
DFND
800
0
0
ORACLE CORP
COM
68389X105
40
700
SH
DFND
700
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
39
340
SH
DFND
340
0
0
TECHNIPFMC PLC
COM
G87110105
39
1500
SH
DFND
1500
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
38
130
SH
DFND
130
0
0
EOG RES INC
COM
26875P101
37
400
SH
DFND
400
0
0
ZIONS BANCORPORATION N A
COM
989701107
37
800
SH
DFND
800
0
0
ICICI BK LTD
ADR
45104G104
35
2800
SH
DFND
2800
0
0
KOREA ELECTRIC PWR
SPONSORED ADR
500631106
33
3000
SH
DFND
3000
0
0
CELGENE CORP
COM
151020104
33
360
SH
DFND
360
0
0
SCHLUMBERGER LTD
COM
806857108
32
800
SH
DFND
800
0
0
OCCIDENTAL PETE CORP
COM
674599105
30
600
SH
DFND
600
0
0
KEYCORP NEW
COM
493267108
28
1590
SH
DFND
1590
0
0
ALIGN TECHNOLOGY INC
COM
016255101
27
100
SH
DFND
100
0
0
BOEING CO
COM
097023105
18
50
SH
DFND
50
0
0
MATERIALISE NV
SPONSORED ADS
57667T100
16
800
SH
DFND
800
0
0
APTIV PLC
SHS
G6095L109
15
180
SH
DFND
180
0
0
JOHNSON & JOHNSON
COM
478160104
14
100
SH
DFND
100
0
0
CERUS CORP
COM
157085101
12
2200
SH
DFND
2200
0
0
SYROS PHARMACEUTICALS INC
COM
87184Q107
7
800
SH
DFND
800
0
0
SERES THERAPEUTICS INC
COM
81750R102
7
2200
SH
DFND
2200
0
0
CATERPILLAR INC DEL
COM
149123101
7
50
SH
DFND
50
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
7
190
SH
DFND
190
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
6
100
SH
DFND
100
0
0
CELLULAR BIOMEDICINE GROUP I
COM NEW
15117P102
5
300
SH
DFND
300
0
0
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
4
1500
SH
DFND
1500
0
0
STARBUCKS CORP
COM
855244109
4
50
SH
DFND
50
0
0
EXONE CO
COM
302104104
3
300
SH
DFND
300
0
0
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
3
75
SH
DFND
75
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
2
100
SH
DFND
100
0
0
3-D SYS CORP DEL
COM NEW
88554D205
0
30
SH
DFND
30
0
0