0001519964-20-000004.txt : 20200515 0001519964-20-000004.hdr.sgml : 20200515 20200515115021 ACCESSION NUMBER: 0001519964-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL WACE ASIA Ltd CENTRAL INDEX KEY: 0001519964 IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14472 FILM NUMBER: 20882399 BUSINESS ADDRESS: STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 3761 5000 MAIL ADDRESS: STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001519964 XXXXXXXX 03-31-2020 03-31-2020 MARSHALL WACE ASIA Ltd
23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CENTRAL K3 HONG KONG
13F HOLDINGS REPORT 028-14472 N
Patrick Lawenda Operations Manager 212 235 2841 Patrick Lawenda Union City NJ 05-15-2020 2 172 3635921 false 1 0001325091 028-11377 Marshall Wace North America L.P. 2 0001318757 028-11304 MARSHALL WACE, LLP
INFORMATION TABLE 2 mwalp1q20.xml 3M CO COMMON STOCK 88579Y101 0 1 SH SOLE 0 1 0 0 ALCON INC COMMON STOCK H01301128 54383 1066754 SH OTR 2811304 0 1066754 0 ALCON INC COMMON STOCK H01301128 42368 831076 SH SOLE 0 831076 0 0 AMAZON.COM INC COMMON STOCK 023135106 116079 59536 SH OTR 2811304 0 59536 0 AMAZON.COM INC COMMON STOCK 023135106 90584 46460 SH SOLE 0 46460 0 0 AMERICAN ELECTRI COMMON STOCK 025537101 2389 29865 SH SOLE 0 29865 0 0 AMERICAN WATER W COMMON STOCK 030420103 9 76 SH SOLE 0 76 0 0 AMERICA-SPON ADR ADR 02364W105 41 3475 SH OTR 2811304 0 3475 0 ARCOS DORADOS-A COMMON STOCK G0457F107 177 52994 SH OTR 2811304 0 52994 0 ARISTA NETWORKS COMMON STOCK 040413106 6 28 SH SOLE 0 28 0 0 AUTODESK INC COMMON STOCK 052769106 10 62 SH SOLE 0 62 0 0 AUTOMATIC DATA COMMON STOCK 053015103 5790 42360 SH OTR 2811304 0 42360 0 AUTOMATIC DATA COMMON STOCK 053015103 991 7253 SH SOLE 0 7253 0 0 AVANGRID INC COMMON STOCK 05351W103 52409 1197099 SH OTR 2811304 0 1197099 0 AVANGRID INC COMMON STOCK 05351W103 40891 934003 SH SOLE 0 934003 0 0 BAIDU INC-SP ADR ADR 056752108 253 2510 SH OTR 2811304 0 2510 0 BAIDU INC-SP ADR ADR 056752108 2546 25265 SH SOLE 0 25265 0 0 BILIBILI INC-ADR ADR 090040106 3221 137523 SH OTR 2811304 0 137523 0 BILL.COM HOLDING COMMON STOCK 090043100 308 9017 SH OTR 2811304 0 9017 0 BILL.COM HOLDING COMMON STOCK 090043100 52 1530 SH SOLE 0 1530 0 0 BOEING CO/THE COMMON STOCK 097023105 30053 201511 SH OTR 2811304 0 201511 0 BOEING CO/THE COMMON STOCK 097023105 23828 159769 SH SOLE 0 159769 0 0 BROWN-FORMAN -B COMMON STOCK 115637209 2 29 SH SOLE 0 29 0 0 CABOT OIL & GAS COMMON STOCK 127097103 2454 142774 SH SOLE 0 142774 0 0 CANADIAN PACIFIC COMMON STOCK 13645T100 6103 27971 SH OTR 2811304 0 27971 0 CANADIAN PACIFIC COMMON STOCK 13645T100 4956 22715 SH SOLE 0 22715 0 0 CAPITAL ONE FINA COMMON STOCK 14040H105 2340 46408 SH SOLE 0 46408 0 0 CHEMOURS CO COMMON STOCK 163851108 8699 980666 SH OTR 2811304 0 980666 0 CHEMOURS CO COMMON STOCK 163851108 6023 679020 SH SOLE 0 679020 0 0 CHINA LIFE-ADR ADR 16939P106 18 1828 SH OTR 2811304 0 1828 0 CHINA PETRO-ADR ADR 16941R108 51 1049 SH OTR 2811304 0 1049 0 CHINA TELECO-ADR ADR 169426103 32 1053 SH OTR 2811304 0 1053 0 CHINA UNICOM-ADR ADR 16945R104 181 30737 SH OTR 2811304 0 30737 0 CINTAS CORP COMMON STOCK 172908105 2400 13854 SH SOLE 0 13854 0 0 CISCO SYSTEMS COMMON STOCK 17275R102 921 23437 SH SOLE 0 23437 0 0 CITIGROUP INC COMMON STOCK 172967424 64123 1522387 SH OTR 2811304 0 1522387 0 CITIGROUP INC COMMON STOCK 172967424 10946 259885 SH SOLE 0 259885 0 0 CITIZENS FINANCI COMMON STOCK 174610105 26575 1412824 SH OTR 2811304 0 1412824 0 CITIZENS FINANCI COMMON STOCK 174610105 4512 239864 SH SOLE 0 239864 0 0 CNOOC LTD-ADR ADR 126132109 557 5387 SH OTR 2811304 0 5387 0 COCA-COLA CO/THE COMMON STOCK 191216100 2458 55555 SH SOLE 0 55555 0 0 CONCHO RESOURCES COMMON STOCK 20605P101 2608 60856 SH SOLE 0 60856 0 0 CONTROLADORA-ADR ADR 21240E105 53 15329 SH OTR 2811304 0 15329 0 COSTCO WHOLESALE COMMON STOCK 22160K105 2448 8587 SH SOLE 0 8587 0 0 CREDICORP LTD COMMON STOCK G2519Y108 213 1488 SH OTR 2811304 0 1488 0 CVS HEALTH CORP COMMON STOCK 126650100 2485 41890 SH SOLE 0 41890 0 0 DOUYU INTERN-ADR ADR 25985W105 168 26213 SH OTR 2811304 0 26213 0 E TRADE FINANCIA COMMON STOCK 269246401 60601 1765762 SH OTR 2811304 0 1765762 0 E TRADE FINANCIA COMMON STOCK 269246401 10339 301265 SH SOLE 0 301265 0 0 EATON VANCE CORP COMMON STOCK 278265103 1234 38250 SH OTR 2811304 0 38250 0 EATON VANCE CORP COMMON STOCK 278265103 211 6545 SH SOLE 0 6545 0 0 ENTEGRIS INC COMMON STOCK 29362U104 68898 1538936 SH OTR 2811304 0 1538936 0 ENTEGRIS INC COMMON STOCK 29362U104 53764 1200896 SH SOLE 0 1200896 0 0 EURONAV NV COMMON STOCK B38564108 32854 2912554 SH OTR 2811304 0 2912554 0 EURONAV NV COMMON STOCK B38564108 25619 2271182 SH SOLE 0 2271182 0 0 EXELON CORP COMMON STOCK 30161N101 1166 31686 SH SOLE 0 31686 0 0 FAIR ISAAC CORP COMMON STOCK 303250104 110002 357510 SH OTR 2811304 0 357510 0 FAIR ISAAC CORP COMMON STOCK 303250104 85821 278918 SH SOLE 0 278918 0 0 FASTENAL CO COMMON STOCK 311900104 3 81 SH SOLE 0 81 0 0 FIDELITY NATIONA COMMON STOCK 31620M106 52498 431581 SH OTR 2811304 0 431581 0 FIDELITY NATIONA COMMON STOCK 31620M106 8983 73850 SH SOLE 0 73850 0 0 FLUOR CORP COMMON STOCK 343412102 0 1 SH SOLE 0 1 0 0 FUTU HOLDING-ADR ADR 36118L106 15 1582 SH OTR 2811304 0 1582 0 GOLAR LNG LTD COMMON STOCK G9456A100 6 803 SH OTR 2811304 0 803 0 GRUPO AEROPORTUARIO-ADR ADR 400501102 87 3211 SH OTR 2811304 0 3211 0 HENRY SCHEIN INC COMMON STOCK 806407102 2425 47993 SH SOLE 0 47993 0 0 HIMAX TECHNO-ADR ADR 43289P106 69 25099 SH OTR 2811304 0 25099 0 HOLLYSYS AUTOMAT COMMON STOCK G45667105 433 33595 SH OTR 2811304 0 33595 0 HORMEL FOODS CRP COMMON STOCK 440452100 290 6225 SH SOLE 0 6225 0 0 HUAZHU GROUP LTD ADR 44332N106 3071 106907 SH OTR 2811304 0 106907 0 HUTCHISON CH-ADR ADR 44842L103 10 542 SH OTR 2811304 0 542 0 IAA INC COMMON STOCK 449253103 65668 2191852 SH OTR 2811304 0 2191852 0 IAA INC COMMON STOCK 449253103 51243 1710370 SH SOLE 0 1710370 0 0 INTERCONTINENTAL COMMON STOCK 45866F104 72140 893373 SH OTR 2811304 0 893373 0 INTERCONTINENTAL COMMON STOCK 45866F104 12329 152686 SH SOLE 0 152686 0 0 INTL PAPER CO COMMON STOCK 460146103 647 20777 SH SOLE 0 20777 0 0 IPG PHOTONICS COMMON STOCK 44980X109 2525 22893 SH SOLE 0 22893 0 0 ISHARES MSCI EME ETP 464287234 4321 126617 SH OTR 2811304 0 126617 0 ISHARES MSCI EME ETP 464287234 740 21679 SH SOLE 0 21679 0 0 JD.COM INC-ADR ADR 47215P106 2739 67637 SH OTR 2811304 0 67637 0 JD.COM INC-ADR ADR 47215P106 2507 61896 SH SOLE 0 61896 0 0 JINKOSOLAR-ADR ADR 47759T100 116 7816 SH OTR 2811304 0 7816 0 KANSAS CITY SOUT COMMON STOCK 485170302 5721 44986 SH OTR 2811304 0 44986 0 LENNOX INTL INC COMMON STOCK 526107107 5992 32960 SH OTR 2811304 0 32960 0 LENNOX INTL INC COMMON STOCK 526107107 4677 25732 SH SOLE 0 25732 0 0 LIBERTY LATI-A COMMON STOCK G9001E102 138 13145 SH OTR 2811304 0 13145 0 LIBERTY LATI-C COMMON STOCK G9001E128 320 31207 SH OTR 2811304 0 31207 0 LINDE PLC COMMON STOCK G5494J103 89307 516224 SH OTR 2811304 0 516224 0 LINDE PLC COMMON STOCK G5494J103 69676 402751 SH SOLE 0 402751 0 0 LKQ CORP COMMON STOCK 501889208 2217 108073 SH SOLE 0 108073 0 0 LOWE'S COS INC COMMON STOCK 548661107 2425 28181 SH SOLE 0 28181 0 0 LPL FINANCIAL HO COMMON STOCK 50212V100 13203 242568 SH OTR 2811304 0 242568 0 LPL FINANCIAL HO COMMON STOCK 50212V100 2256 41448 SH SOLE 0 41448 0 0 MADISON SQUARE G COMMON STOCK 55825T103 92583 437933 SH OTR 2811304 0 437933 0 MADISON SQUARE G COMMON STOCK 55825T103 72235 341681 SH SOLE 0 341681 0 0 MAGNACHIP SEMICO COMMON STOCK 55933J203 156 14095 SH OTR 2811304 0 14095 0 MAKEMYTRIP LTD COMMON STOCK V5633W109 9410 786782 SH OTR 2811304 0 786782 0 MAKEMYTRIP LTD COMMON STOCK V5633W109 7292 609737 SH SOLE 0 609737 0 0 MANULIFE FIN COMMON STOCK 56501R106 144 10400 SH OTR 2811304 0 10400 0 MEDICINOVA INC COMMON STOCK 58468P206 56 15200 SH OTR 2811304 0 15200 0 MELCO RESO-ADR ADR 585464100 823 66379 SH OTR 2811304 0 66379 0 MERCADOLIBRE INC COMMON STOCK 58733R102 14661 30007 SH OTR 2811304 0 30007 0 MERCADOLIBRE INC COMMON STOCK 58733R102 2480 5076 SH SOLE 0 5076 0 0 MGIC INVT CORP COMMON STOCK 552848103 8910 1403222 SH OTR 2811304 0 1403222 0 MGIC INVT CORP COMMON STOCK 552848103 1524 240049 SH SOLE 0 240049 0 0 MICRON TECH COMMON STOCK 595112103 132666 3154223 SH OTR 2811304 0 3154223 0 MICRON TECH COMMON STOCK 595112103 99794 2372665 SH SOLE 0 2372665 0 0 MICROSOFT CORP COMMON STOCK 594918104 102409 649350 SH OTR 2811304 0 649350 0 MICROSOFT CORP COMMON STOCK 594918104 79882 506517 SH SOLE 0 506517 0 0 MORGAN STANLEY COMMON STOCK 617446448 118818 3494655 SH OTR 2811304 0 3494655 0 MORGAN STANLEY COMMON STOCK 617446448 22227 653715 SH SOLE 0 653715 0 0 MSCI INC COMMON STOCK 55354G100 106283 367813 SH OTR 2811304 0 367813 0 MSCI INC COMMON STOCK 55354G100 82914 286937 SH SOLE 0 286937 0 0 NEW ORIENTAL-ADR ADR 647581107 3849 35557 SH OTR 2811304 0 35557 0 NOAH HOLDING-ADS ADR 65487X102 174 6741 SH OTR 2811304 0 6741 0 NORFOLK SOUTHERN COMMON STOCK 655844108 77200 528767 SH OTR 2811304 0 528767 0 NORFOLK SOUTHERN COMMON STOCK 655844108 60245 412637 SH SOLE 0 412637 0 0 NUTANIX INC - A COMMON STOCK 67059N108 24364 1542045 SH OTR 2811304 0 1542045 0 NUTANIX INC - A COMMON STOCK 67059N108 19011 1203248 SH SOLE 0 1203248 0 0 O'REILLY AUTOMOT COMMON STOCK 67103H107 2316 7694 SH SOLE 0 7694 0 0 PAGSEGURO DIGI-A COMMON STOCK G68707101 103 5342 SH OTR 2811304 0 5342 0 PAYPAL HOLDINGS COMMON STOCK 70450Y103 60177 628542 SH OTR 2811304 0 628542 0 PAYPAL HOLDINGS COMMON STOCK 70450Y103 10303 107612 SH SOLE 0 107612 0 0 PFIZER INC COMMON STOCK 717081103 1450 44422 SH SOLE 0 44422 0 0 PLDT INC-ADR ADR 69344D408 462 22471 SH OTR 2811304 0 22471 0 PROGRESSIVE CORP COMMON STOCK 743315103 133108 1802650 SH OTR 2811304 0 1802650 0 PROGRESSIVE CORP COMMON STOCK 743315103 103863 1406595 SH SOLE 0 1406595 0 0 RADIAN GROUP INC COMMON STOCK 750236101 7442 574687 SH OTR 2811304 0 574687 0 RADIAN GROUP INC COMMON STOCK 750236101 1272 98220 SH SOLE 0 98220 0 0 RAYMOND JAMES COMMON STOCK 754730109 7948 125752 SH OTR 2811304 0 125752 0 RAYMOND JAMES COMMON STOCK 754730109 1353 21405 SH SOLE 0 21405 0 0 RAYTHEON TECHNOL COMMON STOCK 75513E101 84976 900838 SH OTR 2811304 0 900838 0 RAYTHEON TECHNOL COMMON STOCK 75513E101 69747 739392 SH SOLE 0 739392 0 0 ROLLINS INC COMMON STOCK 775711104 1029 28474 SH SOLE 0 28474 0 0 S&P GLOBAL INC COMMON STOCK 78409V104 6138 25046 SH OTR 2811304 0 25046 0 S&P GLOBAL INC COMMON STOCK 78409V104 1046 4268 SH SOLE 0 4268 0 0 SALESFORCE.COM COMMON STOCK 79466L302 0 1 SH SOLE 0 1 0 0 SIGNATURE BANK COMMON STOCK 82669G104 15155 188515 SH OTR 2811304 0 188515 0 SIGNATURE BANK COMMON STOCK 82669G104 2576 32047 SH SOLE 0 32047 0 0 SLM CORP COMMON STOCK 78442P106 1587 220689 SH SOLE 0 220689 0 0 SOUTHWEST AIR COMMON STOCK 844741108 2 47 SH SOLE 0 47 0 0 SPDR S&P 500 ETF ETP 78462F103 26517 102880 SH OTR 2811304 0 102880 0 SPDR S&P 500 ETF ETP 78462F103 4541 17616 SH SOLE 0 17616 0 0 STERIS PLC COMMON STOCK G8473T100 5 38 SH SOLE 0 38 0 0 STONECO LTD-A COMMON STOCK G85158106 71 3257 SH OTR 2811304 0 3257 0 SYNCHRONY FINANC COMMON STOCK 87165B103 18608 1156476 SH OTR 2811304 0 1156476 0 SYNCHRONY FINANC COMMON STOCK 87165B103 3178 197487 SH SOLE 0 197487 0 0 TAL EDUCATIO-ADR ADR 874080104 19612 368241 SH OTR 2811304 0 368241 0 TAL EDUCATIO-ADR ADR 874080104 11539 216647 SH SOLE 0 216647 0 0 TELEFONICA B-ADR ADR 87936R106 39 4044 SH OTR 2811304 0 4044 0 TELEKOMUNIKA-ADR ADR 715684106 149 7732 SH OTR 2811304 0 7732 0 TENCENT MUSI-ADR ADR 88034P109 1201 119392 SH OTR 2811304 0 119392 0 T-MOBILE US INC COMMON STOCK 872590104 895 10671 SH SOLE 0 10671 0 0 TRANE TECHNOLOGI COMMON STOCK G8994E103 60066 727274 SH OTR 2811304 0 727274 0 TRANE TECHNOLOGI COMMON STOCK G8994E103 47037 569520 SH SOLE 0 569520 0 0 TRONOX HOLDING-A COMMON STOCK G9087Q102 11222 2253507 SH OTR 2811304 0 2253507 0 TRONOX HOLDING-A COMMON STOCK G9087Q102 8694 1745630 SH SOLE 0 1745630 0 0 TWITTER INC COMMON STOCK 90184L102 2399 97694 SH SOLE 0 97694 0 0 UNION PAC CORP COMMON STOCK 907818108 31245 221536 SH OTR 2811304 0 221536 0 UNION PAC CORP COMMON STOCK 907818108 24383 172880 SH SOLE 0 172880 0 0 UNITED RENTALS COMMON STOCK 911363109 56712 551140 SH OTR 2811304 0 551140 0 UNITED RENTALS COMMON STOCK 911363109 44250 430032 SH SOLE 0 430032 0 0 UNUM GROUP COMMON STOCK 91529Y106 1 91 SH SOLE 0 91 0 0 VALE SA-SP ADR ADR 91912E105 213 25655 SH OTR 2811304 0 25655 0 VERIZON COMMUNIC COMMON STOCK 92343V104 2452 45644 SH SOLE 0 45644 0 0 VF CORP COMMON STOCK 918204108 3 47 SH SOLE 0 47 0 0 WEC ENERGY GROUP COMMON STOCK 92939U106 5 58 SH SOLE 0 58 0 0 WORLD WRESTLIN-A COMMON STOCK 98156Q108 15257 449655 SH OTR 2811304 0 449655 0 WORLD WRESTLIN-A COMMON STOCK 98156Q108 11873 349923 SH SOLE 0 349923 0 0 WW GRAINGER INC COMMON STOCK 384802104 197 794 SH SOLE 0 794 0 0 ZOOM VIDEO COM-A COMMON STOCK 98980L101 29349 200856 SH OTR 2811304 0 200856 0 ZOOM VIDEO COM-A COMMON STOCK 98980L101 5025 34388 SH SOLE 0 34388 0 0