0001519964-20-000004.txt : 20200515
0001519964-20-000004.hdr.sgml : 20200515
20200515115021
ACCESSION NUMBER: 0001519964-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200515
DATE AS OF CHANGE: 20200515
EFFECTIVENESS DATE: 20200515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARSHALL WACE ASIA Ltd
CENTRAL INDEX KEY: 0001519964
IRS NUMBER: 000000000
STATE OF INCORPORATION: K3
FISCAL YEAR END: 0228
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14472
FILM NUMBER: 20882399
BUSINESS ADDRESS:
STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD
CITY: CENTRAL
STATE: K3
ZIP: HONG KONG
BUSINESS PHONE: 852 3761 5000
MAIL ADDRESS:
STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD
CITY: CENTRAL
STATE: K3
ZIP: HONG KONG
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001519964
XXXXXXXX
03-31-2020
03-31-2020
MARSHALL WACE ASIA Ltd
23RD FLOOR, LHT TOWER, 31 QUEENS ROAD
CENTRAL
K3
HONG KONG
13F HOLDINGS REPORT
028-14472
N
Patrick Lawenda
Operations Manager
212 235 2841
Patrick Lawenda
Union City
NJ
05-15-2020
2
172
3635921
false
1
0001325091
028-11377
Marshall Wace North America L.P.
2
0001318757
028-11304
MARSHALL WACE, LLP
INFORMATION TABLE
2
mwalp1q20.xml
3M CO
COMMON STOCK
88579Y101
0
1
SH
SOLE
0
1
0
0
ALCON INC
COMMON STOCK
H01301128
54383
1066754
SH
OTR
2811304
0
1066754
0
ALCON INC
COMMON STOCK
H01301128
42368
831076
SH
SOLE
0
831076
0
0
AMAZON.COM INC
COMMON STOCK
023135106
116079
59536
SH
OTR
2811304
0
59536
0
AMAZON.COM INC
COMMON STOCK
023135106
90584
46460
SH
SOLE
0
46460
0
0
AMERICAN ELECTRI
COMMON STOCK
025537101
2389
29865
SH
SOLE
0
29865
0
0
AMERICAN WATER W
COMMON STOCK
030420103
9
76
SH
SOLE
0
76
0
0
AMERICA-SPON ADR
ADR
02364W105
41
3475
SH
OTR
2811304
0
3475
0
ARCOS DORADOS-A
COMMON STOCK
G0457F107
177
52994
SH
OTR
2811304
0
52994
0
ARISTA NETWORKS
COMMON STOCK
040413106
6
28
SH
SOLE
0
28
0
0
AUTODESK INC
COMMON STOCK
052769106
10
62
SH
SOLE
0
62
0
0
AUTOMATIC DATA
COMMON STOCK
053015103
5790
42360
SH
OTR
2811304
0
42360
0
AUTOMATIC DATA
COMMON STOCK
053015103
991
7253
SH
SOLE
0
7253
0
0
AVANGRID INC
COMMON STOCK
05351W103
52409
1197099
SH
OTR
2811304
0
1197099
0
AVANGRID INC
COMMON STOCK
05351W103
40891
934003
SH
SOLE
0
934003
0
0
BAIDU INC-SP ADR
ADR
056752108
253
2510
SH
OTR
2811304
0
2510
0
BAIDU INC-SP ADR
ADR
056752108
2546
25265
SH
SOLE
0
25265
0
0
BILIBILI INC-ADR
ADR
090040106
3221
137523
SH
OTR
2811304
0
137523
0
BILL.COM HOLDING
COMMON STOCK
090043100
308
9017
SH
OTR
2811304
0
9017
0
BILL.COM HOLDING
COMMON STOCK
090043100
52
1530
SH
SOLE
0
1530
0
0
BOEING CO/THE
COMMON STOCK
097023105
30053
201511
SH
OTR
2811304
0
201511
0
BOEING CO/THE
COMMON STOCK
097023105
23828
159769
SH
SOLE
0
159769
0
0
BROWN-FORMAN -B
COMMON STOCK
115637209
2
29
SH
SOLE
0
29
0
0
CABOT OIL & GAS
COMMON STOCK
127097103
2454
142774
SH
SOLE
0
142774
0
0
CANADIAN PACIFIC
COMMON STOCK
13645T100
6103
27971
SH
OTR
2811304
0
27971
0
CANADIAN PACIFIC
COMMON STOCK
13645T100
4956
22715
SH
SOLE
0
22715
0
0
CAPITAL ONE FINA
COMMON STOCK
14040H105
2340
46408
SH
SOLE
0
46408
0
0
CHEMOURS CO
COMMON STOCK
163851108
8699
980666
SH
OTR
2811304
0
980666
0
CHEMOURS CO
COMMON STOCK
163851108
6023
679020
SH
SOLE
0
679020
0
0
CHINA LIFE-ADR
ADR
16939P106
18
1828
SH
OTR
2811304
0
1828
0
CHINA PETRO-ADR
ADR
16941R108
51
1049
SH
OTR
2811304
0
1049
0
CHINA TELECO-ADR
ADR
169426103
32
1053
SH
OTR
2811304
0
1053
0
CHINA UNICOM-ADR
ADR
16945R104
181
30737
SH
OTR
2811304
0
30737
0
CINTAS CORP
COMMON STOCK
172908105
2400
13854
SH
SOLE
0
13854
0
0
CISCO SYSTEMS
COMMON STOCK
17275R102
921
23437
SH
SOLE
0
23437
0
0
CITIGROUP INC
COMMON STOCK
172967424
64123
1522387
SH
OTR
2811304
0
1522387
0
CITIGROUP INC
COMMON STOCK
172967424
10946
259885
SH
SOLE
0
259885
0
0
CITIZENS FINANCI
COMMON STOCK
174610105
26575
1412824
SH
OTR
2811304
0
1412824
0
CITIZENS FINANCI
COMMON STOCK
174610105
4512
239864
SH
SOLE
0
239864
0
0
CNOOC LTD-ADR
ADR
126132109
557
5387
SH
OTR
2811304
0
5387
0
COCA-COLA CO/THE
COMMON STOCK
191216100
2458
55555
SH
SOLE
0
55555
0
0
CONCHO RESOURCES
COMMON STOCK
20605P101
2608
60856
SH
SOLE
0
60856
0
0
CONTROLADORA-ADR
ADR
21240E105
53
15329
SH
OTR
2811304
0
15329
0
COSTCO WHOLESALE
COMMON STOCK
22160K105
2448
8587
SH
SOLE
0
8587
0
0
CREDICORP LTD
COMMON STOCK
G2519Y108
213
1488
SH
OTR
2811304
0
1488
0
CVS HEALTH CORP
COMMON STOCK
126650100
2485
41890
SH
SOLE
0
41890
0
0
DOUYU INTERN-ADR
ADR
25985W105
168
26213
SH
OTR
2811304
0
26213
0
E TRADE FINANCIA
COMMON STOCK
269246401
60601
1765762
SH
OTR
2811304
0
1765762
0
E TRADE FINANCIA
COMMON STOCK
269246401
10339
301265
SH
SOLE
0
301265
0
0
EATON VANCE CORP
COMMON STOCK
278265103
1234
38250
SH
OTR
2811304
0
38250
0
EATON VANCE CORP
COMMON STOCK
278265103
211
6545
SH
SOLE
0
6545
0
0
ENTEGRIS INC
COMMON STOCK
29362U104
68898
1538936
SH
OTR
2811304
0
1538936
0
ENTEGRIS INC
COMMON STOCK
29362U104
53764
1200896
SH
SOLE
0
1200896
0
0
EURONAV NV
COMMON STOCK
B38564108
32854
2912554
SH
OTR
2811304
0
2912554
0
EURONAV NV
COMMON STOCK
B38564108
25619
2271182
SH
SOLE
0
2271182
0
0
EXELON CORP
COMMON STOCK
30161N101
1166
31686
SH
SOLE
0
31686
0
0
FAIR ISAAC CORP
COMMON STOCK
303250104
110002
357510
SH
OTR
2811304
0
357510
0
FAIR ISAAC CORP
COMMON STOCK
303250104
85821
278918
SH
SOLE
0
278918
0
0
FASTENAL CO
COMMON STOCK
311900104
3
81
SH
SOLE
0
81
0
0
FIDELITY NATIONA
COMMON STOCK
31620M106
52498
431581
SH
OTR
2811304
0
431581
0
FIDELITY NATIONA
COMMON STOCK
31620M106
8983
73850
SH
SOLE
0
73850
0
0
FLUOR CORP
COMMON STOCK
343412102
0
1
SH
SOLE
0
1
0
0
FUTU HOLDING-ADR
ADR
36118L106
15
1582
SH
OTR
2811304
0
1582
0
GOLAR LNG LTD
COMMON STOCK
G9456A100
6
803
SH
OTR
2811304
0
803
0
GRUPO AEROPORTUARIO-ADR
ADR
400501102
87
3211
SH
OTR
2811304
0
3211
0
HENRY SCHEIN INC
COMMON STOCK
806407102
2425
47993
SH
SOLE
0
47993
0
0
HIMAX TECHNO-ADR
ADR
43289P106
69
25099
SH
OTR
2811304
0
25099
0
HOLLYSYS AUTOMAT
COMMON STOCK
G45667105
433
33595
SH
OTR
2811304
0
33595
0
HORMEL FOODS CRP
COMMON STOCK
440452100
290
6225
SH
SOLE
0
6225
0
0
HUAZHU GROUP LTD
ADR
44332N106
3071
106907
SH
OTR
2811304
0
106907
0
HUTCHISON CH-ADR
ADR
44842L103
10
542
SH
OTR
2811304
0
542
0
IAA INC
COMMON STOCK
449253103
65668
2191852
SH
OTR
2811304
0
2191852
0
IAA INC
COMMON STOCK
449253103
51243
1710370
SH
SOLE
0
1710370
0
0
INTERCONTINENTAL
COMMON STOCK
45866F104
72140
893373
SH
OTR
2811304
0
893373
0
INTERCONTINENTAL
COMMON STOCK
45866F104
12329
152686
SH
SOLE
0
152686
0
0
INTL PAPER CO
COMMON STOCK
460146103
647
20777
SH
SOLE
0
20777
0
0
IPG PHOTONICS
COMMON STOCK
44980X109
2525
22893
SH
SOLE
0
22893
0
0
ISHARES MSCI EME
ETP
464287234
4321
126617
SH
OTR
2811304
0
126617
0
ISHARES MSCI EME
ETP
464287234
740
21679
SH
SOLE
0
21679
0
0
JD.COM INC-ADR
ADR
47215P106
2739
67637
SH
OTR
2811304
0
67637
0
JD.COM INC-ADR
ADR
47215P106
2507
61896
SH
SOLE
0
61896
0
0
JINKOSOLAR-ADR
ADR
47759T100
116
7816
SH
OTR
2811304
0
7816
0
KANSAS CITY SOUT
COMMON STOCK
485170302
5721
44986
SH
OTR
2811304
0
44986
0
LENNOX INTL INC
COMMON STOCK
526107107
5992
32960
SH
OTR
2811304
0
32960
0
LENNOX INTL INC
COMMON STOCK
526107107
4677
25732
SH
SOLE
0
25732
0
0
LIBERTY LATI-A
COMMON STOCK
G9001E102
138
13145
SH
OTR
2811304
0
13145
0
LIBERTY LATI-C
COMMON STOCK
G9001E128
320
31207
SH
OTR
2811304
0
31207
0
LINDE PLC
COMMON STOCK
G5494J103
89307
516224
SH
OTR
2811304
0
516224
0
LINDE PLC
COMMON STOCK
G5494J103
69676
402751
SH
SOLE
0
402751
0
0
LKQ CORP
COMMON STOCK
501889208
2217
108073
SH
SOLE
0
108073
0
0
LOWE'S COS INC
COMMON STOCK
548661107
2425
28181
SH
SOLE
0
28181
0
0
LPL FINANCIAL HO
COMMON STOCK
50212V100
13203
242568
SH
OTR
2811304
0
242568
0
LPL FINANCIAL HO
COMMON STOCK
50212V100
2256
41448
SH
SOLE
0
41448
0
0
MADISON SQUARE G
COMMON STOCK
55825T103
92583
437933
SH
OTR
2811304
0
437933
0
MADISON SQUARE G
COMMON STOCK
55825T103
72235
341681
SH
SOLE
0
341681
0
0
MAGNACHIP SEMICO
COMMON STOCK
55933J203
156
14095
SH
OTR
2811304
0
14095
0
MAKEMYTRIP LTD
COMMON STOCK
V5633W109
9410
786782
SH
OTR
2811304
0
786782
0
MAKEMYTRIP LTD
COMMON STOCK
V5633W109
7292
609737
SH
SOLE
0
609737
0
0
MANULIFE FIN
COMMON STOCK
56501R106
144
10400
SH
OTR
2811304
0
10400
0
MEDICINOVA INC
COMMON STOCK
58468P206
56
15200
SH
OTR
2811304
0
15200
0
MELCO RESO-ADR
ADR
585464100
823
66379
SH
OTR
2811304
0
66379
0
MERCADOLIBRE INC
COMMON STOCK
58733R102
14661
30007
SH
OTR
2811304
0
30007
0
MERCADOLIBRE INC
COMMON STOCK
58733R102
2480
5076
SH
SOLE
0
5076
0
0
MGIC INVT CORP
COMMON STOCK
552848103
8910
1403222
SH
OTR
2811304
0
1403222
0
MGIC INVT CORP
COMMON STOCK
552848103
1524
240049
SH
SOLE
0
240049
0
0
MICRON TECH
COMMON STOCK
595112103
132666
3154223
SH
OTR
2811304
0
3154223
0
MICRON TECH
COMMON STOCK
595112103
99794
2372665
SH
SOLE
0
2372665
0
0
MICROSOFT CORP
COMMON STOCK
594918104
102409
649350
SH
OTR
2811304
0
649350
0
MICROSOFT CORP
COMMON STOCK
594918104
79882
506517
SH
SOLE
0
506517
0
0
MORGAN STANLEY
COMMON STOCK
617446448
118818
3494655
SH
OTR
2811304
0
3494655
0
MORGAN STANLEY
COMMON STOCK
617446448
22227
653715
SH
SOLE
0
653715
0
0
MSCI INC
COMMON STOCK
55354G100
106283
367813
SH
OTR
2811304
0
367813
0
MSCI INC
COMMON STOCK
55354G100
82914
286937
SH
SOLE
0
286937
0
0
NEW ORIENTAL-ADR
ADR
647581107
3849
35557
SH
OTR
2811304
0
35557
0
NOAH HOLDING-ADS
ADR
65487X102
174
6741
SH
OTR
2811304
0
6741
0
NORFOLK SOUTHERN
COMMON STOCK
655844108
77200
528767
SH
OTR
2811304
0
528767
0
NORFOLK SOUTHERN
COMMON STOCK
655844108
60245
412637
SH
SOLE
0
412637
0
0
NUTANIX INC - A
COMMON STOCK
67059N108
24364
1542045
SH
OTR
2811304
0
1542045
0
NUTANIX INC - A
COMMON STOCK
67059N108
19011
1203248
SH
SOLE
0
1203248
0
0
O'REILLY AUTOMOT
COMMON STOCK
67103H107
2316
7694
SH
SOLE
0
7694
0
0
PAGSEGURO DIGI-A
COMMON STOCK
G68707101
103
5342
SH
OTR
2811304
0
5342
0
PAYPAL HOLDINGS
COMMON STOCK
70450Y103
60177
628542
SH
OTR
2811304
0
628542
0
PAYPAL HOLDINGS
COMMON STOCK
70450Y103
10303
107612
SH
SOLE
0
107612
0
0
PFIZER INC
COMMON STOCK
717081103
1450
44422
SH
SOLE
0
44422
0
0
PLDT INC-ADR
ADR
69344D408
462
22471
SH
OTR
2811304
0
22471
0
PROGRESSIVE CORP
COMMON STOCK
743315103
133108
1802650
SH
OTR
2811304
0
1802650
0
PROGRESSIVE CORP
COMMON STOCK
743315103
103863
1406595
SH
SOLE
0
1406595
0
0
RADIAN GROUP INC
COMMON STOCK
750236101
7442
574687
SH
OTR
2811304
0
574687
0
RADIAN GROUP INC
COMMON STOCK
750236101
1272
98220
SH
SOLE
0
98220
0
0
RAYMOND JAMES
COMMON STOCK
754730109
7948
125752
SH
OTR
2811304
0
125752
0
RAYMOND JAMES
COMMON STOCK
754730109
1353
21405
SH
SOLE
0
21405
0
0
RAYTHEON TECHNOL
COMMON STOCK
75513E101
84976
900838
SH
OTR
2811304
0
900838
0
RAYTHEON TECHNOL
COMMON STOCK
75513E101
69747
739392
SH
SOLE
0
739392
0
0
ROLLINS INC
COMMON STOCK
775711104
1029
28474
SH
SOLE
0
28474
0
0
S&P GLOBAL INC
COMMON STOCK
78409V104
6138
25046
SH
OTR
2811304
0
25046
0
S&P GLOBAL INC
COMMON STOCK
78409V104
1046
4268
SH
SOLE
0
4268
0
0
SALESFORCE.COM
COMMON STOCK
79466L302
0
1
SH
SOLE
0
1
0
0
SIGNATURE BANK
COMMON STOCK
82669G104
15155
188515
SH
OTR
2811304
0
188515
0
SIGNATURE BANK
COMMON STOCK
82669G104
2576
32047
SH
SOLE
0
32047
0
0
SLM CORP
COMMON STOCK
78442P106
1587
220689
SH
SOLE
0
220689
0
0
SOUTHWEST AIR
COMMON STOCK
844741108
2
47
SH
SOLE
0
47
0
0
SPDR S&P 500 ETF
ETP
78462F103
26517
102880
SH
OTR
2811304
0
102880
0
SPDR S&P 500 ETF
ETP
78462F103
4541
17616
SH
SOLE
0
17616
0
0
STERIS PLC
COMMON STOCK
G8473T100
5
38
SH
SOLE
0
38
0
0
STONECO LTD-A
COMMON STOCK
G85158106
71
3257
SH
OTR
2811304
0
3257
0
SYNCHRONY FINANC
COMMON STOCK
87165B103
18608
1156476
SH
OTR
2811304
0
1156476
0
SYNCHRONY FINANC
COMMON STOCK
87165B103
3178
197487
SH
SOLE
0
197487
0
0
TAL EDUCATIO-ADR
ADR
874080104
19612
368241
SH
OTR
2811304
0
368241
0
TAL EDUCATIO-ADR
ADR
874080104
11539
216647
SH
SOLE
0
216647
0
0
TELEFONICA B-ADR
ADR
87936R106
39
4044
SH
OTR
2811304
0
4044
0
TELEKOMUNIKA-ADR
ADR
715684106
149
7732
SH
OTR
2811304
0
7732
0
TENCENT MUSI-ADR
ADR
88034P109
1201
119392
SH
OTR
2811304
0
119392
0
T-MOBILE US INC
COMMON STOCK
872590104
895
10671
SH
SOLE
0
10671
0
0
TRANE TECHNOLOGI
COMMON STOCK
G8994E103
60066
727274
SH
OTR
2811304
0
727274
0
TRANE TECHNOLOGI
COMMON STOCK
G8994E103
47037
569520
SH
SOLE
0
569520
0
0
TRONOX HOLDING-A
COMMON STOCK
G9087Q102
11222
2253507
SH
OTR
2811304
0
2253507
0
TRONOX HOLDING-A
COMMON STOCK
G9087Q102
8694
1745630
SH
SOLE
0
1745630
0
0
TWITTER INC
COMMON STOCK
90184L102
2399
97694
SH
SOLE
0
97694
0
0
UNION PAC CORP
COMMON STOCK
907818108
31245
221536
SH
OTR
2811304
0
221536
0
UNION PAC CORP
COMMON STOCK
907818108
24383
172880
SH
SOLE
0
172880
0
0
UNITED RENTALS
COMMON STOCK
911363109
56712
551140
SH
OTR
2811304
0
551140
0
UNITED RENTALS
COMMON STOCK
911363109
44250
430032
SH
SOLE
0
430032
0
0
UNUM GROUP
COMMON STOCK
91529Y106
1
91
SH
SOLE
0
91
0
0
VALE SA-SP ADR
ADR
91912E105
213
25655
SH
OTR
2811304
0
25655
0
VERIZON COMMUNIC
COMMON STOCK
92343V104
2452
45644
SH
SOLE
0
45644
0
0
VF CORP
COMMON STOCK
918204108
3
47
SH
SOLE
0
47
0
0
WEC ENERGY GROUP
COMMON STOCK
92939U106
5
58
SH
SOLE
0
58
0
0
WORLD WRESTLIN-A
COMMON STOCK
98156Q108
15257
449655
SH
OTR
2811304
0
449655
0
WORLD WRESTLIN-A
COMMON STOCK
98156Q108
11873
349923
SH
SOLE
0
349923
0
0
WW GRAINGER INC
COMMON STOCK
384802104
197
794
SH
SOLE
0
794
0
0
ZOOM VIDEO COM-A
COMMON STOCK
98980L101
29349
200856
SH
OTR
2811304
0
200856
0
ZOOM VIDEO COM-A
COMMON STOCK
98980L101
5025
34388
SH
SOLE
0
34388
0
0