0001519964-20-000002.txt : 20200214
0001519964-20-000002.hdr.sgml : 20200214
20200214134531
ACCESSION NUMBER: 0001519964-20-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
EFFECTIVENESS DATE: 20200214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARSHALL WACE ASIA Ltd
CENTRAL INDEX KEY: 0001519964
IRS NUMBER: 000000000
STATE OF INCORPORATION: K3
FISCAL YEAR END: 0228
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14472
FILM NUMBER: 20617623
BUSINESS ADDRESS:
STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD
CITY: CENTRAL
STATE: K3
ZIP: HONG KONG
BUSINESS PHONE: 852 3761 5000
MAIL ADDRESS:
STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD
CITY: CENTRAL
STATE: K3
ZIP: HONG KONG
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001519964
XXXXXXXX
12-31-2019
12-31-2019
MARSHALL WACE ASIA Ltd
23RD FLOOR, LHT TOWER, 31 QUEENS ROAD
CENTRAL
K3
HONG KONG
13F HOLDINGS REPORT
028-14472
N
Sven Jones
Head Of Compliance
011442073162251
Sven Jones
London
X0
02-14-2020
2
195
4045268
false
1
0001318757
028-11304
MARSHALL WACE, LLP
2
0001325091
028-11377
Marshall Wace North America L.P.
INFORMATION TABLE
2
mwalp4q19.xml
360 FINANCE INC
ADR
88557W101
204
20859
SH
OTR
2811304
0
20859
0
ABBOTT LABS
COMMON STOCK
002824100
6004
69124
SH
SOLE
0
69124
0
0
ADECOAGRO SA
COMMON STOCK
L00849106
117
13956
SH
OTR
2811304
0
13956
0
ADV MICRO DEVICE
COMMON STOCK
007903107
4
93
SH
SOLE
0
93
0
0
AFLAC INC
COMMON STOCK
001055102
3295
62295
SH
SOLE
0
62295
0
0
AFYA LTD-CLASS A
COMMON STOCK
G01125106
100
3676
SH
OTR
2811304
0
3676
0
ALCON INC
COMMON STOCK
H01301128
30827
544744
SH
OTR
2811304
0
544744
0
ALCON INC
COMMON STOCK
H01301128
22964
405797
SH
SOLE
0
405797
0
0
ALIBABA GRP-ADR
ADR
01609W102
3156
14876
SH
OTR
2811304
0
14876
0
ALTRIA GROUP INC
COMMON STOCK
02209S103
6002
120264
SH
SOLE
0
120264
0
0
AMAZON.COM INC
COMMON STOCK
023135106
32662
17676
SH
OTR
2811304
0
17676
0
AMAZON.COM INC
COMMON STOCK
023135106
24306
13154
SH
SOLE
0
13154
0
0
AMGEN INC
COMMON STOCK
031162100
24
98
SH
SOLE
0
98
0
0
ANSYS INC
COMMON STOCK
03662Q105
21314
82803
SH
OTR
2811304
0
82803
0
ANSYS INC
COMMON STOCK
03662Q105
15866
61638
SH
SOLE
0
61638
0
0
ANTHEM INC
COMMON STOCK
036752103
5935
19652
SH
SOLE
0
19652
0
0
APPLIED MATERIAL
COMMON STOCK
038222105
4548
74509
SH
SOLE
0
74509
0
0
ARCO PLATFORM-A
COMMON STOCK
G04553106
183
4135
SH
OTR
2811304
0
4135
0
ARCOS DORADOS-A
COMMON STOCK
G0457F107
775
95666
SH
OTR
2811304
0
95666
0
BAIDU INC-SP ADR
ADR
056752108
6152
48670
SH
OTR
2811304
0
48670
0
BANCO SANTA-ADR
ADR
05969B103
198
29229
SH
OTR
2811304
0
29229
0
BANCOLOMBIA-ADR
ADR
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755
13777
SH
OTR
2811304
0
13777
0
BBVA ARGENT-ADR
ADR
058934100
175
31439
SH
OTR
2811304
0
31439
0
BERKSHIRE HATH-B
COMMON STOCK
084670702
6019
26576
SH
SOLE
0
26576
0
0
BILL.COM HOLDING
COMMON STOCK
090043100
343
9017
SH
OTR
2811304
0
9017
0
BILL.COM HOLDING
COMMON STOCK
090043100
58
1530
SH
SOLE
0
1530
0
0
BOEING CO/THE
COMMON STOCK
097023105
110993
340721
SH
OTR
2811304
0
340721
0
BOEING CO/THE
COMMON STOCK
097023105
86956
266933
SH
SOLE
0
266933
0
0
BOSTON SCIENTIFC
COMMON STOCK
101137107
6031
133362
SH
SOLE
0
133362
0
0
CARNIVAL CORP
COMMON STOCK
143658300
70105
1379213
SH
OTR
2811304
0
1379213
0
CARNIVAL CORP
COMMON STOCK
143658300
52232
1027581
SH
SOLE
0
1027581
0
0
CEDAR FAIR LP
MLP
150185106
17909
323026
SH
OTR
2811304
0
323026
0
CEDAR FAIR LP
MLP
150185106
13336
240540
SH
SOLE
0
240540
0
0
CEMIG SA-ADR
ADR
204409601
74
21807
SH
OTR
2811304
0
21807
0
CHEMOURS CO
COMMON STOCK
163851108
26391
1458853
SH
OTR
2811304
0
1458853
0
CHEMOURS CO
COMMON STOCK
163851108
19652
1086363
SH
SOLE
0
1086363
0
0
CHINA BIOLOGIC P
COMMON STOCK
G21515104
137
1181
SH
OTR
2811304
0
1181
0
CHINA TELECO-ADR
ADR
169426103
25
614
SH
OTR
2811304
0
614
0
CHIPOTLE MEXICAN
COMMON STOCK
169656105
1674
2000
SH
SOLE
0
2000
0
0
CITIGROUP INC
COMMON STOCK
172967424
84924
1063010
SH
OTR
2811304
0
1063010
0
CITIGROUP INC
COMMON STOCK
172967424
14399
180230
SH
SOLE
0
180230
0
0
CITIZENS FINANCI
COMMON STOCK
174610105
62008
1526919
SH
OTR
2811304
0
1526919
0
CITIZENS FINANCI
COMMON STOCK
174610105
10507
258737
SH
SOLE
0
258737
0
0
COCA-COLA F-ADR
ADR
191241108
1058
17458
SH
OTR
2811304
0
17458
0
COGNIZANT TECH-A
COMMON STOCK
192446102
6036
97322
SH
SOLE
0
97322
0
0
CONTROLADORA-ADR
ADR
21240E105
156
14970
SH
OTR
2811304
0
14970
0
COPA HOLDIN-CL A
COMMON STOCK
P31076105
30741
284428
SH
OTR
2811304
0
284428
0
COPA HOLDIN-CL A
COMMON STOCK
P31076105
22888
211762
SH
SOLE
0
211762
0
0
CORP AMERICA AIR
COMMON STOCK
L1995B107
82
13647
SH
OTR
2811304
0
13647
0
CORTEVA INC
COMMON STOCK
22052L104
46110
1559867
SH
OTR
2811304
0
1559867
0
CORTEVA INC
COMMON STOCK
22052L104
34326
1161238
SH
SOLE
0
1161238
0
0
COSAN LTD - A
COMMON STOCK
G25343107
465
20367
SH
OTR
2811304
0
20367
0
CYRUSONE INC
REIT
23283R100
13228
202163
SH
OTR
2811304
0
202163
0
CYRUSONE INC
REIT
23283R100
2261
34561
SH
SOLE
0
34561
0
0
DR. REDDY'S LABO
ADR
256135203
477
11766
SH
OTR
2811304
0
11766
0
ETRADE FINANCIA
COMMON STOCK
269246401
82623
1821087
SH
OTR
2811304
0
1821087
0
ETRADE FINANCIA
COMMON STOCK
269246401
14012
308837
SH
SOLE
0
308837
0
0
ECOLAB INC
COMMON STOCK
278865100
1
7
SH
SOLE
0
7
0
0
ELECTRONIC ARTS
COMMON STOCK
285512109
3477
32341
SH
SOLE
0
32341
0
0
ENEL AMERICA-ADR
ADR
29274F104
2703
246171
SH
OTR
2811304
0
246171
0
ENTEGRIS INC
COMMON STOCK
29362U104
17277
344923
SH
OTR
2811304
0
344923
0
ENTEGRIS INC
COMMON STOCK
29362U104
12863
256799
SH
SOLE
0
256799
0
0
EURONAV NV
COMMON STOCK
B38564108
41705
3325756
SH
OTR
2811304
0
3325756
0
EURONAV NV
COMMON STOCK
B38564108
31060
2476880
SH
SOLE
0
2476880
0
0
FACEBOOK INC-A
COMMON STOCK
30303M102
6024
29352
SH
SOLE
0
29352
0
0
FAIR ISAAC CORP
COMMON STOCK
303250104
105137
280604
SH
OTR
2811304
0
280604
0
FAIR ISAAC CORP
COMMON STOCK
303250104
78278
208918
SH
SOLE
0
208918
0
0
FIDELITY NATIONA
COMMON STOCK
31620M106
41074
295303
SH
OTR
2811304
0
295303
0
FIDELITY NATIONA
COMMON STOCK
31620M106
7022
50485
SH
SOLE
0
50485
0
0
FOMENTO ECON-ADR
ADR
344419106
310
3280
SH
OTR
2811304
0
3280
0
GLOBAL PAYMENTS
COMMON STOCK
37940X102
2965
16243
SH
SOLE
0
16243
0
0
GRUPO AEROPO DEL PACIFICO-ADR
ADR
400506101
113
952
SH
OTR
2811304
0
952
0
GRUPO AEROPORTUARIO SUR-ADR
ADR
40051E202
79
419
SH
OTR
2811304
0
419
0
GSX TECHEDU-ADR
ADR
36257Y109
67
3087
SH
OTR
2811304
0
3087
0
H&R BLOCK INC
COMMON STOCK
093671105
1346
57313
SH
SOLE
0
57313
0
0
HEICO CORP
COMMON STOCK
422806109
19311
169171
SH
OTR
2811304
0
169171
0
HEICO CORP
COMMON STOCK
422806109
14377
125953
SH
SOLE
0
125953
0
0
HEICO CORP-A
COMMON STOCK
422806208
28309
316199
SH
OTR
2811304
0
316199
0
HEICO CORP-A
COMMON STOCK
422806208
21084
235494
SH
SOLE
0
235494
0
0
HILTON WORLDWIDE
COMMON STOCK
43300A203
53027
478112
SH
OTR
2811304
0
478112
0
HILTON WORLDWIDE
COMMON STOCK
43300A203
39484
356000
SH
SOLE
0
356000
0
0
HOLLYSYS AUTOMAT
COMMON STOCK
G45667105
614
37436
SH
OTR
2811304
0
37436
0
HYATT HOTELS-A
COMMON STOCK
448579102
17177
191477
SH
OTR
2811304
0
191477
0
HYATT HOTELS-A
COMMON STOCK
448579102
12789
142559
SH
SOLE
0
142559
0
0
IAA INC
COMMON STOCK
449253103
61576
1308467
SH
OTR
2811304
0
1308467
0
IAA INC
COMMON STOCK
449253103
45842
974132
SH
SOLE
0
974132
0
0
INTERCONTINENTAL
COMMON STOCK
45866F104
14677
158585
SH
OTR
2811304
0
158585
0
INTERCONTINENTAL
COMMON STOCK
45866F104
2508
27104
SH
SOLE
0
27104
0
0
IQIYI INC-ADR
ADR
46267X108
487
23091
SH
OTR
2811304
0
23091
0
ISHARES MSCI EME
ETP
464287234
28154
627450
SH
OTR
2811304
0
627450
0
ISHARES MSCI EME
ETP
464287234
4826
107554
SH
SOLE
0
107554
0
0
JOHNSON&JOHNSON
COMMON STOCK
478160104
6023
41293
SH
SOLE
0
41293
0
0
KANSAS CITY SOUT
COMMON STOCK
485170302
20631
134700
SH
OTR
2811304
0
134700
0
KANSAS CITY SOUT
COMMON STOCK
485170302
15358
100277
SH
SOLE
0
100277
0
0
KB FINANCIAL-ADR
ADR
48241A105
186
4506
SH
OTR
2811304
0
4506
0
KT CORP-ADR
ADR
48268K101
1329
114606
SH
OTR
2811304
0
114606
0
LIBERTY LATI-A
COMMON STOCK
G9001E102
79
4083
SH
OTR
2811304
0
4083
0
LIBERTY LATI-C
COMMON STOCK
G9001E128
332
17062
SH
OTR
2811304
0
17062
0
LINDE PLC
COMMON STOCK
G5494J103
79485
373342
SH
OTR
2811304
0
373342
0
LINDE PLC
COMMON STOCK
G5494J103
59170
277921
SH
SOLE
0
277921
0
0
MADISON SQUARE-A
COMMON STOCK
55825T103
77825
264540
SH
OTR
2811304
0
264540
0
MADISON SQUARE-A
COMMON STOCK
55825T103
57943
196958
SH
SOLE
0
196958
0
0
MAGNACHIP SEMICO
COMMON STOCK
55933J203
86
7375
SH
OTR
2811304
0
7375
0
MAKEMYTRIP LTD
COMMON STOCK
V5633W109
17534
765729
SH
OTR
2811304
0
765729
0
MAKEMYTRIP LTD
COMMON STOCK
V5633W109
12760
557236
SH
SOLE
0
557236
0
0
MARRIOTT INTL-A
COMMON STOCK
571903202
33789
223135
SH
OTR
2811304
0
223135
0
MARRIOTT INTL-A
COMMON STOCK
571903202
25155
166118
SH
SOLE
0
166118
0
0
MASTERCARD INC-A
COMMON STOCK
57636Q104
32790
109815
SH
OTR
2811304
0
109815
0
MASTERCARD INC-A
COMMON STOCK
57636Q104
28271
94681
SH
SOLE
0
94681
0
0
MCDONALDS CORP
COMMON STOCK
580135101
18
93
SH
SOLE
0
93
0
0
METTLER-TOLEDO
COMMON STOCK
592688105
2738
3452
SH
SOLE
0
3452
0
0
MGIC INVT CORP
COMMON STOCK
552848103
21087
1488157
SH
OTR
2811304
0
1488157
0
MGIC INVT CORP
COMMON STOCK
552848103
3618
255300
SH
SOLE
0
255300
0
0
MICRON TECH
COMMON STOCK
595112103
94392
1755149
SH
OTR
2811304
0
1755149
0
MICRON TECH
COMMON STOCK
595112103
70462
1310194
SH
SOLE
0
1310194
0
0
MICROSOFT CORP
COMMON STOCK
594918104
46633
295708
SH
OTR
2811304
0
295708
0
MICROSOFT CORP
COMMON STOCK
594918104
40727
258256
SH
SOLE
0
258256
0
0
MIX TELEMATI-ADR
ADR
60688N102
138
10609
SH
OTR
2811304
0
10609
0
MOODY'S CORP
COMMON STOCK
615369105
64545
271871
SH
OTR
2811304
0
271871
0
MOODY'S CORP
COMMON STOCK
615369105
48053
202408
SH
SOLE
0
202408
0
0
MORGAN STANLEY
COMMON STOCK
617446448
70846
1385885
SH
OTR
2811304
0
1385885
0
MORGAN STANLEY
COMMON STOCK
617446448
12012
234978
SH
SOLE
0
234978
0
0
MSCI INC
COMMON STOCK
55354G100
17676
68463
SH
OTR
2811304
0
68463
0
MSCI INC
COMMON STOCK
55354G100
13160
50972
SH
SOLE
0
50972
0
0
NATL INSTRUMENTS
COMMON STOCK
636518102
9350
220829
SH
OTR
2811304
0
220829
0
NATL INSTRUMENTS
COMMON STOCK
636518102
6963
164466
SH
SOLE
0
164466
0
0
NIKE INC -CL B
COMMON STOCK
654106103
45846
452529
SH
OTR
2811304
0
452529
0
NIKE INC -CL B
COMMON STOCK
654106103
34127
336850
SH
SOLE
0
336850
0
0
NORFOLK SOUTHERN
COMMON STOCK
655844108
36082
185866
SH
OTR
2811304
0
185866
0
NORFOLK SOUTHERN
COMMON STOCK
655844108
26862
138374
SH
SOLE
0
138374
0
0
NUTANIX INC - A
COMMON STOCK
67059N108
38494
1231429
SH
OTR
2811304
0
1231429
0
NUTANIX INC - A
COMMON STOCK
67059N108
28690
917781
SH
SOLE
0
917781
0
0
NVIDIA CORP
COMMON STOCK
67066G104
2984
12680
SH
SOLE
0
12680
0
0
O'REILLY AUTOMOT
COMMON STOCK
67103H107
3358
7661
SH
SOLE
0
7661
0
0
PETROCHINA -ADR
ADR
71646E100
601
11941
SH
OTR
2811304
0
11941
0
PINDUODUO INC
ADR
722304102
44847
1185814
SH
OTR
2811304
0
1185814
0
PINDUODUO INC
ADR
722304102
33387
882792
SH
SOLE
0
882792
0
0
PLDT INC-ADR
ADR
69344D408
716
35822
SH
OTR
2811304
0
35822
0
PROCTER & GAMBLE
COMMON STOCK
742718109
6021
48204
SH
SOLE
0
48204
0
0
PROGRESSIVE CORP
COMMON STOCK
743315103
58273
804985
SH
OTR
2811304
0
804985
0
PROGRESSIVE CORP
COMMON STOCK
743315103
43398
599512
SH
SOLE
0
599512
0
0
PUXIN LTD-ADR
ADR
74704P108
56
6801
SH
OTR
2811304
0
6801
0
QORVO INC
COMMON STOCK
74736K101
3452
29701
SH
SOLE
0
29701
0
0
RADIAN GROUP INC
COMMON STOCK
750236101
18944
752924
SH
OTR
2811304
0
752924
0
RADIAN GROUP INC
COMMON STOCK
750236101
3243
128880
SH
SOLE
0
128880
0
0
RAYMOND JAMES
COMMON STOCK
754730109
75505
844014
SH
OTR
2811304
0
844014
0
RAYMOND JAMES
COMMON STOCK
754730109
12800
143086
SH
SOLE
0
143086
0
0
RED ROCK RESOR-A
COMMON STOCK
75700L108
18496
772288
SH
OTR
2811304
0
772288
0
RED ROCK RESOR-A
COMMON STOCK
75700L108
13993
584263
SH
SOLE
0
584263
0
0
REGENERON PHARM
COMMON STOCK
75886F107
3700
9854
SH
SOLE
0
9854
0
0
REGIONS FINANCIA
COMMON STOCK
7591EP100
19142
1115500
SH
OTR
2811304
0
1115500
0
REGIONS FINANCIA
COMMON STOCK
7591EP100
3280
191119
SH
SOLE
0
191119
0
0
S&P GLOBAL INC
COMMON STOCK
78409V104
41360
151473
SH
OTR
2811304
0
151473
0
S&P GLOBAL INC
COMMON STOCK
78409V104
30785
112744
SH
SOLE
0
112744
0
0
SABESP-ADR
ADR
20441A102
74
4905
SH
OTR
2811304
0
4905
0
SASOL LTD-SP ADR
ADR
803866300
79
3670
SH
OTR
2811304
0
3670
0
SIGNATURE BANK
COMMON STOCK
82669G104
16605
121551
SH
OTR
2811304
0
121551
0
SIGNATURE BANK
COMMON STOCK
82669G104
2829
20705
SH
SOLE
0
20705
0
0
SILICON MOTI-ADR
ADR
82706C108
273
5377
SH
OTR
2811304
0
5377
0
SINOPEC SHA-ADR
ADR
82935M109
76
2481
SH
OTR
2811304
0
2481
0
SKECHERS USA-A
COMMON STOCK
830566105
12193
282314
SH
OTR
2811304
0
282314
0
SKECHERS USA-A
COMMON STOCK
830566105
9113
211012
SH
SOLE
0
211012
0
0
SOHU.COM LTD-ADR
ADR
83410S108
147
13178
SH
OTR
2811304
0
13178
0
SPDR S&P 500 ETF
ETP
78462F103
38144
118512
SH
OTR
2811304
0
118512
0
SPDR S&P 500 ETF
ETP
78462F103
6467
20094
SH
SOLE
0
20094
0
0
SQUARE INC - A
COMMON STOCK
852234103
13789
220418
SH
OTR
2811304
0
220418
0
SQUARE INC - A
COMMON STOCK
852234103
2302
36789
SH
SOLE
0
36789
0
0
STONECO LTD-A
COMMON STOCK
G85158106
117
2940
SH
OTR
2811304
0
2940
0
SYNCHRONY FINANC
COMMON STOCK
87165B103
39117
1086268
SH
OTR
2811304
0
1086268
0
SYNCHRONY FINANC
COMMON STOCK
87165B103
6631
184154
SH
SOLE
0
184154
0
0
T ROWE PRICE GRP
COMMON STOCK
74144T108
10245
84084
SH
OTR
2811304
0
84084
0
T ROWE PRICE GRP
COMMON STOCK
74144T108
1737
14256
SH
SOLE
0
14256
0
0
TAKE-TWO INTERAC
COMMON STOCK
874054109
3357
27416
SH
SOLE
0
27416
0
0
TEXTAINER GROUP
COMMON STOCK
G8766E109
190
17716
SH
OTR
2811304
0
17716
0
TIFFANY & CO
COMMON STOCK
886547108
3687
27589
SH
SOLE
0
27589
0
0
TRIP.COM GRO-ADR
ADR
89677Q107
208
6208
SH
OTR
2811304
0
6208
0
TRONOX HOLDING-A
COMMON STOCK
G9087Q102
27587
2415644
SH
OTR
2811304
0
2415644
0
TRONOX HOLDING-A
COMMON STOCK
G9087Q102
20508
1795766
SH
SOLE
0
1795766
0
0
TWITTER INC
COMMON STOCK
90184L102
2707
84466
SH
SOLE
0
84466
0
0
UNION PAC CORP
COMMON STOCK
907818108
20726
114640
SH
OTR
2811304
0
114640
0
UNION PAC CORP
COMMON STOCK
907818108
15423
85312
SH
SOLE
0
85312
0
0
UNITED RENTALS
COMMON STOCK
911363109
79744
478168
SH
OTR
2811304
0
478168
0
UNITED RENTALS
COMMON STOCK
911363109
59370
356003
SH
SOLE
0
356003
0
0
UNITED TECH CORP
COMMON STOCK
913017109
64436
430260
SH
OTR
2811304
0
430260
0
UNITED TECH CORP
COMMON STOCK
913017109
48745
325482
SH
SOLE
0
325482
0
0
VISA INC-CLASS A
COMMON STOCK
92826C839
33044
175860
SH
OTR
2811304
0
175860
0
VISA INC-CLASS A
COMMON STOCK
92826C839
24697
131437
SH
SOLE
0
131437
0
0
WNS HOLDINGS-ADR
ADR
92932M101
505
7632
SH
OTR
2811304
0
7632
0
XINYUAN REAL-ADR
ADR
98417P105
45
11867
SH
OTR
2811304
0
11867
0
YANDEX NV-A
COMMON STOCK
N97284108
37
848
SH
OTR
2811304
0
848
0
YPF SA-ADR
ADR
984245100
97
8387
SH
OTR
2811304
0
8387
0
ZIONS BANCORP NA
COMMON STOCK
989701107
37680
725740
SH
OTR
2811304
0
725740
0
ZIONS BANCORP NA
COMMON STOCK
989701107
6430
123851
SH
SOLE
0
123851
0
0
ZOETIS INC
COMMON STOCK
98978V103
32653
246715
SH
OTR
2811304
0
246715
0
ZOETIS INC
COMMON STOCK
98978V103
24303
183625
SH
SOLE
0
183625
0
0