Operations Analyst

0001519964-19-000005.txt : 20190814 0001519964-19-000005.hdr.sgml : 20190814 20190814160326 ACCESSION NUMBER: 0001519964-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL WACE ASIA Ltd CENTRAL INDEX KEY: 0001519964 IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14472 FILM NUMBER: 191026150 BUSINESS ADDRESS: STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 3761 5000 MAIL ADDRESS: STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001519964 XXXXXXXX 06-30-2019 06-30-2019 MARSHALL WACE ASIA Ltd

23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CENTRAL K3 HONG KONG

13F HOLDINGS REPORT 028-14472 N Patrick Lawenda Operations Analyst 212 235 2841 Patrick Lawenda New York NY 08-14-2019 2 165 4093188 false 1 0001318757 028-11304 MARSHALL WACE, LLP 2 0001325091 028-11377 Marshall Wace North America L.P. INFORMATION TABLE 2 mwalp2q19.xml 3M CO COMMON STOCK 88579Y101 5053 29152 SH SOLE 0 29152 0 0 ADOBE INC COMMON STOCK 00724F101 5026 17056 SH SOLE 0 17056 0 0 ALCON INC COMMON STOCK H01301128 62039 1003379 SH OTR 2811304 0 1003379 0 ALCON INC COMMON STOCK H01301128 43301 700328 SH SOLE 0 700328 0 0 ALIBABA GRP-ADR ADR 01609W102 1345 7936 SH OTR 2811304 0 7936 0 ALPHABET INC-A COMMON STOCK 02079K305 5029 4644 SH SOLE 0 4644 0 0 AMAZON.COM INC COMMON STOCK 023135106 65334 34502 SH OTR 2811304 0 34502 0 AMAZON.COM INC COMMON STOCK 023135106 48895 25821 SH SOLE 0 25821 0 0 ANSYS INC COMMON STOCK 03662Q105 16273 79452 SH OTR 2811304 0 79452 0 ANSYS INC COMMON STOCK 03662Q105 11366 55490 SH SOLE 0 55490 0 0 ASPEN TECHNOLOGY COMMON STOCK 045327103 35807 288112 SH OTR 2811304 0 288112 0 ASPEN TECHNOLOGY COMMON STOCK 045327103 25044 201509 SH SOLE 0 201509 0 0 BAKER HUGHES A COMMON STOCK 05722G100 1642 66679 SH SOLE 0 66679 0 0 BOEING CO/THE COMMON STOCK 097023105 31800 87360 SH OTR 2811304 0 87360 0 BOEING CO/THE COMMON STOCK 097023105 22576 62020 SH SOLE 0 62020 0 0 BROADCOM INC COMMON STOCK 11135F101 5038 17500 SH SOLE 0 17500 0 0 BRP INC/CA-SUB V COMMON STOCK 05577W200 18323 511681 SH OTR 2811304 0 511681 0 BRP INC/CA-SUB V COMMON STOCK 05577W200 13065 364854 SH SOLE 0 364854 0 0 BRUNSWICK CORP COMMON STOCK 117043109 47363 1032109 SH OTR 2811304 0 1032109 0 BRUNSWICK CORP COMMON STOCK 117043109 33089 721050 SH SOLE 0 721050 0 0 CADENCE DESIGN COMMON STOCK 127387108 27433 387422 SH OTR 2811304 0 387422 0 CADENCE DESIGN COMMON STOCK 127387108 19164 270641 SH SOLE 0 270641 0 0 CBS CORP-B COMMON STOCK 124857202 23243 465797 SH OTR 2811304 0 465797 0 CBS CORP-B COMMON STOCK 124857202 16238 325410 SH SOLE 0 325410 0 0 CEDAR FAIR LP MLP 150185106 19215 402916 SH OTR 2811304 0 402916 0 CEDAR FAIR LP MLP 150185106 13423 281475 SH SOLE 0 281475 0 0 CITIGROUP INC COMMON STOCK 172967424 89103 1272359 SH OTR 2811304 0 1272359 0 CITIGROUP INC COMMON STOCK 172967424 18028 257432 SH SOLE 0 257432 0 0 CITIZENS FINANCI COMMON STOCK 174610105 61205 1730895 SH OTR 2811304 0 1730895 0 CITIZENS FINANCI COMMON STOCK 174610105 10047 284138 SH SOLE 0 284138 0 0 CME GROUP INC COMMON STOCK 12572Q105 5006 25790 SH SOLE 0 25790 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 4979 81631 SH SOLE 0 81631 0 0 COPA HOLDIN-CL A COMMON STOCK P31076105 41420 424517 SH OTR 2811304 0 424517 0 COPA HOLDIN-CL A COMMON STOCK P31076105 28936 296566 SH SOLE 0 296566 0 0 CORTEVA INC COMMON STOCK 22052L104 28941 978741 SH OTR 2811304 0 978741 0 CORTEVA INC COMMON STOCK 22052L104 20216 683657 SH SOLE 0 683657 0 0 COUPA SOFTWARE I COMMON STOCK 22266L106 4119 32536 SH OTR 2811304 0 32536 0 COUPA SOFTWARE I COMMON STOCK 22266L106 2876 22716 SH SOLE 0 22716 0 0 CTRIP.COM-ADR ADR 22943F100 9983 270471 SH OTR 2811304 0 270471 0 CTRIP.COM-ADR ADR 22943F100 6973 188925 SH SOLE 0 188925 0 0 DUPONT DE NEMOUR COMMON STOCK 26614N102 19591 260966 SH OTR 2811304 0 260966 0 DUPONT DE NEMOUR COMMON STOCK 26614N102 13689 182346 SH SOLE 0 182346 0 0 ETRADE FINANCIA COMMON STOCK 269246401 40159 900436 SH OTR 2811304 0 900436 0 ETRADE FINANCIA COMMON STOCK 269246401 7178 160951 SH SOLE 0 160951 0 0 EDISON INTL COMMON STOCK 281020107 5176 76781 SH SOLE 0 76781 0 0 EDWARDS LIFE COMMON STOCK 28176E108 4982 26970 SH SOLE 0 26970 0 0 ENTEGRIS INC COMMON STOCK 29362U104 15977 428096 SH OTR 2811304 0 428096 0 ENTEGRIS INC COMMON STOCK 29362U104 11160 299045 SH SOLE 0 299045 0 0 EQUIFAX INC COMMON STOCK 294429105 69611 514720 SH OTR 2811304 0 514720 0 EQUIFAX INC COMMON STOCK 294429105 48634 359609 SH SOLE 0 359609 0 0 EURONAV NV COMMON STOCK B38564108 19916 2109761 SH OTR 2811304 0 2109761 0 EURONAV NV COMMON STOCK B38564108 14158 1499800 SH SOLE 0 1499800 0 0 EURONET WORLDWID COMMON STOCK 298736109 21658 128730 SH OTR 2811304 0 128730 0 EURONET WORLDWID COMMON STOCK 298736109 3056 18165 SH SOLE 0 18165 0 0 FACEBOOK INC-A COMMON STOCK 30303M102 5092 26385 SH SOLE 0 26385 0 0 FAIR ISAAC CORP COMMON STOCK 303250104 61184 194842 SH OTR 2811304 0 194842 0 FAIR ISAAC CORP COMMON STOCK 303250104 42751 136141 SH SOLE 0 136141 0 0 FIDELITY NATIONA COMMON STOCK 31620M106 32442 264446 SH OTR 2811304 0 264446 0 FIDELITY NATIONA COMMON STOCK 31620M106 17283 140874 SH SOLE 0 140874 0 0 FIDELITY NATIONA COMMON STOCK 31620R303 1560 38699 SH SOLE 0 38699 0 0 FORTUNE BRANDS H COMMON STOCK 34964C106 2593 45386 SH SOLE 0 45386 0 0 GLOBAL PAYMENTS COMMON STOCK 37940X102 22293 139221 SH OTR 2811304 0 139221 0 GLOBAL PAYMENTS COMMON STOCK 37940X102 15576 97273 SH SOLE 0 97273 0 0 HEALTHCARE SERVS COMMON STOCK 421906108 205 6763 SH SOLE 0 6763 0 0 HEICO CORP COMMON STOCK 422806109 19452 145372 SH OTR 2811304 0 145372 0 HEICO CORP COMMON STOCK 422806109 13588 101548 SH SOLE 0 101548 0 0 HEICO CORP-A COMMON STOCK 422806208 21472 207721 SH OTR 2811304 0 207721 0 HEICO CORP-A COMMON STOCK 422806208 14994 145054 SH SOLE 0 145054 0 0 HILTON WORLDWIDE COMMON STOCK 43300A203 57098 584182 SH OTR 2811304 0 584182 0 HILTON WORLDWIDE COMMON STOCK 43300A203 39784 407043 SH SOLE 0 407043 0 0 HUNT (JB) TRANS COMMON STOCK 445658107 3256 35616 SH SOLE 0 35616 0 0 HYATT HOTELS-A COMMON STOCK 448579102 37667 494775 SH OTR 2811304 0 494775 0 HYATT HOTELS-A COMMON STOCK 448579102 26314 345648 SH SOLE 0 345648 0 0 IAA INC COMMON STOCK 449253103 13233 341231 SH OTR 2811304 0 341231 0 IAA INC COMMON STOCK 449253103 9239 238257 SH SOLE 0 238257 0 0 KANSAS CITY SOUT COMMON STOCK 485170302 42694 350467 SH OTR 2811304 0 350467 0 KANSAS CITY SOUT COMMON STOCK 485170302 29829 244857 SH SOLE 0 244857 0 0 KEYCORP COMMON STOCK 493267108 3184 179381 SH SOLE 0 179381 0 0 KEYSIGHT TEC COMMON STOCK 49338L103 15928 177348 SH OTR 2811304 0 177348 0 KEYSIGHT TEC COMMON STOCK 49338L103 11127 123899 SH SOLE 0 123899 0 0 KIMBERLY-CLARK COMMON STOCK 494368103 3667 27515 SH SOLE 0 27515 0 0 LAS VEGAS SANDS COMMON STOCK 517834107 2891 48922 SH SOLE 0 48922 0 0 LINDE PLC COMMON STOCK G5494J103 90995 453163 SH OTR 2811304 0 453163 0 LINDE PLC COMMON STOCK G5494J103 63589 316680 SH SOLE 0 316680 0 0 LOWE'S COS INC COMMON STOCK 548661107 5080 50337 SH SOLE 0 50337 0 0 MADISON SQUARE-A COMMON STOCK 55825T103 69838 249476 SH OTR 2811304 0 249476 0 MADISON SQUARE-A COMMON STOCK 55825T103 48789 174283 SH SOLE 0 174283 0 0 MAKEMYTRIP LTD COMMON STOCK V5633W109 18989 765683 SH OTR 2811304 0 765683 0 MAKEMYTRIP LTD COMMON STOCK V5633W109 13266 534902 SH SOLE 0 534902 0 0 MANULIFE FIN COMMON STOCK 56501R106 747 41100 SH OTR 2811304 0 41100 0 MARRIOTT INTL-A COMMON STOCK 571903202 12801 91249 SH OTR 2811304 0 91249 0 MARRIOTT INTL-A COMMON STOCK 571903202 8940 63725 SH SOLE 0 63725 0 0 MARVELL TECH GRP COMMON STOCK G5876H105 988 41409 SH SOLE 0 41409 0 0 MASTERCARD INC-A COMMON STOCK 57636Q104 69910 264281 SH OTR 2811304 0 264281 0 MASTERCARD INC-A COMMON STOCK 57636Q104 39933 150956 SH SOLE 0 150956 0 0 MCDONALDS CORP COMMON STOCK 580135101 3710 17864 SH SOLE 0 17864 0 0 MGIC INVT CORP COMMON STOCK 552848103 34681 2639346 SH OTR 2811304 0 2639346 0 MGIC INVT CORP COMMON STOCK 552848103 6767 515014 SH SOLE 0 515014 0 0 MICRON TECH COMMON STOCK 595112103 58223 1508766 SH OTR 2811304 0 1508766 0 MICRON TECH COMMON STOCK 595112103 40673 1053967 SH SOLE 0 1053967 0 0 MICROSOFT CORP COMMON STOCK 594918104 33763 252041 SH OTR 2811304 0 252041 0 MICROSOFT CORP COMMON STOCK 594918104 23594 176127 SH SOLE 0 176127 0 0 MONDELEZ INTER-A COMMON STOCK 609207105 33039 612971 SH OTR 2811304 0 612971 0 MONDELEZ INTER-A COMMON STOCK 609207105 23086 428299 SH SOLE 0 428299 0 0 MOODY'S CORP COMMON STOCK 615369105 76275 390533 SH OTR 2811304 0 390533 0 MOODY'S CORP COMMON STOCK 615369105 53286 272826 SH SOLE 0 272826 0 0 MORGAN STANLEY COMMON STOCK 617446448 57835 1320124 SH OTR 2811304 0 1320124 0 MORGAN STANLEY COMMON STOCK 617446448 11285 257594 SH SOLE 0 257594 0 0 MOSAIC CO/THE COMMON STOCK 61945C103 3530 141033 SH SOLE 0 141033 0 0 NETFLIX INC COMMON STOCK 64110L106 4963 13512 SH SOLE 0 13512 0 0 NIKE INC -CL B COMMON STOCK 654106103 33963 404557 SH OTR 2811304 0 404557 0 NIKE INC -CL B COMMON STOCK 654106103 27949 332930 SH SOLE 0 332930 0 0 NORFOLK SOUTHERN COMMON STOCK 655844108 49476 248211 SH OTR 2811304 0 248211 0 NORFOLK SOUTHERN COMMON STOCK 655844108 34568 173424 SH SOLE 0 173424 0 0 NUTANIX INC - A COMMON STOCK 67059N108 11850 456823 SH OTR 2811304 0 456823 0 NUTANIX INC - A COMMON STOCK 67059N108 8277 319086 SH SOLE 0 319086 0 0 NVENT ELECTRIC COMMON STOCK G6700G107 379 15301 SH SOLE 0 15301 0 0 PEPSICO INC COMMON STOCK 713448108 32594 248565 SH OTR 2811304 0 248565 0 PEPSICO INC COMMON STOCK 713448108 22774 173676 SH SOLE 0 173676 0 0 PETROBR-SP P ADR ADR 71654V101 34550 2433109 SH OTR 2811304 0 2433109 0 PETROBR-SP P ADR ADR 71654V101 24136 1699755 SH SOLE 0 1699755 0 0 PINDUODUO INC ADR 722304102 30077 1457913 SH OTR 2811304 0 1457913 0 PINDUODUO INC ADR 722304102 21014 1018571 SH SOLE 0 1018571 0 0 PROGRESSIVE CORP COMMON STOCK 743315103 40770 510071 SH OTR 2811304 0 510071 0 PROGRESSIVE CORP COMMON STOCK 743315103 28583 357600 SH SOLE 0 357600 0 0 QUDIAN INC-SPON ADR 747798106 210 28044 SH OTR 2811304 0 28044 0 RAYMOND JAMES COMMON STOCK 754730109 73667 871292 SH OTR 2811304 0 871292 0 RAYMOND JAMES COMMON STOCK 754730109 11957 141421 SH SOLE 0 141421 0 0 RED ROCK RESOR-A COMMON STOCK 75700L108 18899 879843 SH OTR 2811304 0 879843 0 RED ROCK RESOR-A COMMON STOCK 75700L108 13413 624476 SH SOLE 0 624476 0 0 S&P GLOBAL INC COMMON STOCK 78409V104 91664 402407 SH OTR 2811304 0 402407 0 S&P GLOBAL INC COMMON STOCK 78409V104 53944 236815 SH SOLE 0 236815 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 3744 94215 SH SOLE 0 94215 0 0 SIGNATURE BANK COMMON STOCK 82669G104 39194 324344 SH OTR 2811304 0 324344 0 SIGNATURE BANK COMMON STOCK 82669G104 6282 51984 SH SOLE 0 51984 0 0 SIRIUS XM HOLDIN COMMON STOCK 82968B103 2267 406197 SH SOLE 0 406197 0 0 SOUTHWEST AIR COMMON STOCK 844741108 24479 482053 SH OTR 2811304 0 482053 0 SOUTHWEST AIR COMMON STOCK 844741108 17101 336770 SH SOLE 0 336770 0 0 SO-YOUNG INT-ADR ADR 83356Q108 405 29154 SH OTR 2811304 0 29154 0 SQUARE INC - A COMMON STOCK 852234103 33922 467704 SH OTR 2811304 0 467704 0 SQUARE INC - A COMMON STOCK 852234103 5227 72069 SH SOLE 0 72069 0 0 SS&C TECHNOLOGIE COMMON STOCK 78467J100 274 4764 SH SOLE 0 4764 0 0 SUPERIOR ENERGY COMMON STOCK 868157108 556 427625 SH SOLE 0 427625 0 0 SYNCHRONY FINANC COMMON STOCK 87165B103 51336 1480694 SH OTR 2811304 0 1480694 0 SYNCHRONY FINANC COMMON STOCK 87165B103 8104 233757 SH SOLE 0 233757 0 0 SYNOPSYS INC COMMON STOCK 871607107 32024 248846 SH OTR 2811304 0 248846 0 SYNOPSYS INC COMMON STOCK 871607107 22375 173869 SH SOLE 0 173869 0 0 TAL EDUCATIO-ADR ADR 874080104 794 20829 SH OTR 2811304 0 20829 0 TAPESTRY INC COMMON STOCK 876030107 909 28649 SH SOLE 0 28649 0 0 UNION PAC CORP COMMON STOCK 907818108 47655 281799 SH OTR 2811304 0 281799 0 UNION PAC CORP COMMON STOCK 907818108 33294 196875 SH SOLE 0 196875 0 0 UNITED TECH CORP COMMON STOCK 913017109 19559 150223 SH OTR 2811304 0 150223 0 UNITED TECH CORP COMMON STOCK 913017109 18932 145403 SH SOLE 0 145403 0 0 VAIL RESORTS COMMON STOCK 91879Q109 33807 151477 SH OTR 2811304 0 151477 0 VAIL RESORTS COMMON STOCK 91879Q109 23619 105831 SH SOLE 0 105831 0 0 VECTOR GROUP LTD COMMON STOCK 92240M108 603 61873 SH SOLE 0 61873 0 0 VISTEON CORP COMMON STOCK 92839U206 2850 48645 SH SOLE 0 48645 0 0 VMWARE INC-CL A COMMON STOCK 928563402 63863 381934 SH OTR 2811304 0 381934 0 VMWARE INC-CL A COMMON STOCK 928563402 44612 266801 SH SOLE 0 266801 0 0 WOODWARD INC COMMON STOCK 980745103 26223 231738 SH OTR 2811304 0 231738 0 WOODWARD INC COMMON STOCK 980745103 18386 162479 SH SOLE 0 162479 0 0 WORLDPAY INC-A COMMON STOCK 981558109 57071 465689 SH OTR 2811304 0 465689 0 WORLDPAY INC-A COMMON STOCK 981558109 10018 81747 SH SOLE 0 81747 0 0 ZOETIS INC COMMON STOCK 98978V103 35863 315998 SH OTR 2811304 0 315998 0 ZOETIS INC COMMON STOCK 98978V103 25254 222525 SH SOLE 0 222525 0 0