Operations Analyst

0001519964-17-000004.txt : 20171113 0001519964-17-000004.hdr.sgml : 20171110 20171113114948 ACCESSION NUMBER: 0001519964-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL WACE ASIA Ltd CENTRAL INDEX KEY: 0001519964 IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14472 FILM NUMBER: 171194429 BUSINESS ADDRESS: STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 3761 5000 MAIL ADDRESS: STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001519964 XXXXXXXX 09-30-2017 09-30-2017 MARSHALL WACE ASIA Ltd

23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CENTRAL K3 HONG KONG

13F HOLDINGS REPORT 028-14472 N PATRICK J LAWENDA Operations Analyst 9088723571 Patrick J Lawenda New York NY 11-13-2017 2 115 2112313 false 1 0001325091 028-11377 Marshall Wace North America L.P. 2 0001318757 028-11304 MARSHALL WACE, LLP INFORMATION TABLE 2 mwalp3q17.xml ACCENTURE PLC-A COMMON STOCK G1151C101 1549 11477 SH SOLE 0 11477 0 0 AKAMAI TECHNOLOG COMMON STOCK 00971T101 17952 366371 SH SOLE 0 366371 0 0 AKAMAI TECHNOLOG COMMON STOCK 00971T101 24115 492134 SH OTR 2811304 0 492134 0 ALASKA AIR GROUP COMMON STOCK 011659109 26152 344110 SH SOLE 0 344110 0 0 ALASKA AIR GROUP COMMON STOCK 011659109 35056 461259 SH OTR 2811304 0 461259 0 ALIBABA GRP-ADR ADR 01609W102 37764 218287 SH SOLE 0 218287 0 0 ALIBABA GRP-ADR ADR 01609W102 64000 369943 SH OTR 2811304 0 369943 0 ALPHABET INC-A COMMON STOCK 02079K305 50253 51594 SH SOLE 0 51594 0 0 ALPHABET INC-A COMMON STOCK 02079K305 64230 65945 SH OTR 2811304 0 65945 0 AMAZON.COM INC COMMON STOCK 023135106 30117 31339 SH SOLE 0 31339 0 0 AMAZON.COM INC COMMON STOCK 023135106 40112 41740 SH OTR 2811304 0 41740 0 AMERICAN EXPRESS COMMON STOCK 025816109 8164 90706 SH SOLE 0 90706 0 0 AMERICAN EXPRESS COMMON STOCK 025816109 15082 167582 SH OTR 2811304 0 167582 0 ANALOG DEVICES COMMON STOCK 032654105 2511 29194 SH SOLE 0 29194 0 0 APPLE INC COMMON STOCK 037833100 2512 16314 SH SOLE 0 16314 0 0 BAIDU INC-SP ADR ADR 056752108 2569 10360 SH SOLE 0 10360 0 0 BAIDU INC-SP ADR ADR 056752108 9310 37540 SH OTR 2811304 0 37540 0 BANK OF AMERICA COMMON STOCK 060505104 8600 344013 SH SOLE 0 344013 0 0 BANK OF AMERICA COMMON STOCK 060505104 35645 1425790 SH OTR 2811304 0 1425790 0 BBVA BANCO F-ADR ADR 07329M100 5820 291015 SH SOLE 0 291015 0 0 BBVA BANCO F-ADR ADR 07329M100 8103 405138 SH OTR 2811304 0 405138 0 BERKSHIRE HATH-B COMMON STOCK 084670702 41052 224330 SH SOLE 0 224330 0 0 BERKSHIRE HATH-B COMMON STOCK 084670702 54672 298754 SH OTR 2811304 0 298754 0 BITAUTO HOLD-ADR ADR 091727107 1461 32458 SH OTR 2811304 0 32458 0 BOEING 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186326 SH SOLE 0 186326 0 0 ESTEE LAUDER COMMON STOCK 518439104 27001 250013 SH OTR 2811304 0 250013 0 EXXON MOBIL CORP COMMON STOCK 30231G102 2163 26373 SH SOLE 0 26373 0 0 FACEBOOK INC-A COMMON STOCK 30303M102 30605 178976 SH SOLE 0 178976 0 0 FACEBOOK INC-A COMMON STOCK 30303M102 40759 238356 SH OTR 2811304 0 238356 0 GCP APPLIED TECH COMMON STOCK 36164Y101 14514 468182 SH SOLE 0 468182 0 0 GCP APPLIED TECH COMMON STOCK 36164Y101 19496 628896 SH OTR 2811304 0 628896 0 GRIFOLS SA-ADR ADR 398438408 2521 114572 SH SOLE 0 114572 0 0 GRUPO GALICI-ADR ADR 399909100 9846 189354 SH SOLE 0 189354 0 0 GRUPO GALICI-ADR ADR 399909100 13708 263609 SH OTR 2811304 0 263609 0 HDFC BANK-ADR ADR 40415F101 4850 50520 SH OTR 2811304 0 50520 0 ISHARES MSCI EME ETP 464287234 1773 39403 SH OTR 2811304 0 39403 0 ISHARES MSCI EME ETP 464287234 3245 72116 SH OTR 2811377 0 72116 0 JD.COM INC-ADR ADR 47215P106 4402 115835 SH OTR 2811304 0 115835 0 JP MORGAN CHASE COMMON STOCK 46625H100 2517 26219 SH SOLE 0 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STOCK 754730109 1380 16427 SH SOLE 0 16427 0 0 ROCKWELL AUTOMAT COMMON STOCK 773903109 12015 67500 SH SOLE 0 67500 0 0 ROCKWELL AUTOMAT COMMON STOCK 773903109 16139 90671 SH OTR 2811304 0 90671 0 S&P GLOBAL INC COMMON STOCK 78409V104 12649 81083 SH SOLE 0 81083 0 0 S&P GLOBAL INC COMMON STOCK 78409V104 16991 108917 SH OTR 2811304 0 108917 0 SENSIENT TECHNOL COMMON STOCK 81725T100 13270 172338 SH SOLE 0 172338 0 0 SENSIENT TECHNOL COMMON STOCK 81725T100 17825 231497 SH OTR 2811304 0 231497 0 SIMON PROPERTY REIT 828806109 3917 24332 SH SOLE 0 24332 0 0 SIMON PROPERTY REIT 828806109 10426 64757 SH OTR 2811304 0 64757 0 SOUTHWEST AIR COMMON STOCK 844741108 21188 378356 SH SOLE 0 378356 0 0 SOUTHWEST AIR COMMON STOCK 844741108 28217 503881 SH OTR 2811304 0 503881 0 TAL EDUCATIO-ADR ADR 874080104 14292 420347 SH OTR 2811304 0 420347 0 TIFFANY & CO COMMON STOCK 886547108 10905 118531 SH SOLE 0 118531 0 0 TIFFANY & CO COMMON STOCK 886547108 14648 159221 SH OTR 2811304 0 159221 0 TJX COS INC 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