Operations Analyst

0001325091-18-000009.txt : 20181206 0001325091-18-000009.hdr.sgml : 20181206 20181206170739 ACCESSION NUMBER: 0001325091-18-000009 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 EFFECTIVENESS DATE: 20181206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL WACE ASIA Ltd CENTRAL INDEX KEY: 0001519964 IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14472 FILM NUMBER: 181221433 BUSINESS ADDRESS: STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG BUSINESS PHONE: 852 3761 5000 MAIL ADDRESS: STREET 1: 23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CITY: CENTRAL STATE: K3 ZIP: HONG KONG 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001519964 XXXXXXXX 09-30-2018 09-30-2018 true 1 NEW HOLDINGS MARSHALL WACE ASIA Ltd

23RD FLOOR, LHT TOWER, 31 QUEENS ROAD CENTRAL K3 HONG KONG

13F HOLDINGS REPORT 028-14472 N Patrick Lawenda Operations Analyst 212-235-2841 Patrick Lawenda New York NY 12-06-2018 2 144 2949470 1 0001318757 028-11304 MARSHALL WACE, LLP 2 0001325091 028-11377 Marshall Wace North America L.P. INFORMATION TABLE 2 mwalp3q18.xml ABBOTT LABS COMMON STOCK 002824100 4956 67559 SH SOLE 0 67559 0 0 ABIOMED INC COMMON STOCK 003654100 18176 40414 SH OTR 2811304 0 40414 0 ABIOMED INC COMMON STOCK 003654100 15804 35139 SH SOLE 0 35139 0 0 AGILENT TECH INC COMMON STOCK 00846U101 16869 239141 SH OTR 2811304 0 239141 0 AGILENT TECH INC COMMON STOCK 00846U101 14664 207878 SH SOLE 0 207878 0 0 ALEXION PHARM COMMON STOCK 015351109 4939 35528 SH SOLE 0 35528 0 0 ALIBABA GRP-ADR ADR 01609W102 47167 286275 SH OTR 2811304 0 286275 0 ALIBABA GRP-ADR ADR 01609W102 32394 196612 SH SOLE 0 196612 0 0 ALPHABET INC-A COMMON STOCK 02079K305 62725 51964 SH OTR 2811304 0 51964 0 ALPHABET INC-A COMMON STOCK 02079K305 54532 45177 SH SOLE 0 45177 0 0 AMAZON.COM INC COMMON STOCK 023135106 62684 31295 SH OTR 2811304 0 31295 0 AMAZON.COM INC COMMON STOCK 023135106 54492 27205 SH SOLE 0 27205 0 0 AMERICAN ELECTRI COMMON STOCK 025537101 5080 71664 SH SOLE 0 71664 0 0 ASPEN TECHNOLOGY COMMON STOCK 045327103 16294 143041 SH OTR 2811304 0 143041 0 ASPEN TECHNOLOGY COMMON STOCK 045327103 14162 124330 SH SOLE 0 124330 0 0 AXALTA COATING S COMMON STOCK G0750C108 13101 449269 SH OTR 2811304 0 449269 0 AXALTA COATING S COMMON STOCK G0750C108 11378 390195 SH SOLE 0 390195 0 0 BANK OF AMERICA COMMON STOCK 060505104 58701 1992553 SH OTR 2811304 0 1992553 0 BANK OF AMERICA COMMON STOCK 060505104 11328 384532 SH SOLE 0 384532 0 0 BBVA BANCO F-ADR ADR 07329M100 8712 746524 SH OTR 2811304 0 746524 0 BBVA BANCO F-ADR ADR 07329M100 7575 649061 SH SOLE 0 649061 0 0 BERKSHIRE HATH-B COMMON STOCK 084670702 59001 275563 SH OTR 2811304 0 275563 0 BERKSHIRE HATH-B COMMON STOCK 084670702 51277 239487 SH SOLE 0 239487 0 0 BOSTON SCIENTIFC COMMON STOCK 101137107 44579 1157897 SH OTR 2811304 0 1157897 0 BOSTON SCIENTIFC COMMON STOCK 101137107 42454 1102689 SH SOLE 0 1102689 0 0 CEDAR FAIR LP MLP 150185106 11497 220758 SH OTR 2811304 0 220758 0 CEDAR FAIR LP MLP 150185106 11608 222895 SH SOLE 0 222895 0 0 CITIGROUP INC COMMON STOCK 172967424 64990 905910 SH OTR 2811304 0 905910 0 CITIGROUP INC COMMON STOCK 172967424 12551 174949 SH SOLE 0 174949 0 0 CITIZENS FINANCI COMMON STOCK 174610105 20008 518756 SH OTR 2811304 0 518756 0 CITIZENS FINANCI COMMON STOCK 174610105 8593 222781 SH SOLE 0 222781 0 0 COCA-COLA CO/THE COMMON STOCK 191216100 5018 108648 SH SOLE 0 108648 0 0 CONS EDISON INC COMMON STOCK 209115104 4359 57210 SH SOLE 0 57210 0 0 COPA HOLDIN-CL A COMMON STOCK P31076105 12896 161521 SH OTR 2811304 0 161521 0 COPA HOLDIN-CL A COMMON STOCK P31076105 11206 140350 SH SOLE 0 140350 0 0 DOWDUPONT INC COMMON STOCK 26078J100 62317 969016 SH OTR 2811304 0 969016 0 DOWDUPONT INC COMMON STOCK 26078J100 54193 842678 SH SOLE 0 842678 0 0 E TRADE FINANCIA COMMON STOCK 269246401 5116 97657 SH OTR 2811304 0 97657 0 ELECTRONIC ARTS COMMON STOCK 285512109 21018 174436 SH OTR 2811304 0 174436 0 ELECTRONIC ARTS COMMON STOCK 285512109 18268 151612 SH SOLE 0 151612 0 0 EQUIFAX INC COMMON STOCK 294429105 57593 441087 SH OTR 2811304 0 441087 0 EQUIFAX INC COMMON STOCK 294429105 50058 383378 SH SOLE 0 383378 0 0 EURONAV NV COMMON STOCK B38564108 805 92531 SH OTR 2811304 0 92531 0 EURONAV NV COMMON STOCK B38564108 473 54359 SH SOLE 0 54359 0 0 EURONET WORLDWID COMMON STOCK 298736109 25060 250050 SH OTR 2811304 0 250050 0 EURONET WORLDWID COMMON STOCK 298736109 4445 44350 SH SOLE 0 44350 0 0 EVERGY INC COMMON STOCK 30034W106 4880 88850 SH SOLE 0 88850 0 0 EXACT SCIENCES COMMON STOCK 30063P105 11073 140303 SH OTR 2811304 0 140303 0 EXACT SCIENCES COMMON STOCK 30063P105 9627 121980 SH SOLE 0 121980 0 0 GDS HLDGS - ADR ADR 36165L108 1600 45543 SH OTR 2811304 0 45543 0 GENERAL MOTORS C COMMON STOCK 37045V100 5001 148544 SH SOLE 0 148544 0 0 GILEAD SCIENCES COMMON STOCK 375558103 5041 65291 SH SOLE 0 65291 0 0 GLU MOBILE INC COMMON STOCK 379890106 18155 2436944 SH OTR 2811304 0 2436944 0 GLU MOBILE INC COMMON STOCK 379890106 15786 2118905 SH SOLE 0 2118905 0 0 GRIFOLS SA-ADR ADR 398438408 4672 218620 SH SOLE 0 218620 0 0 GRUBHUB INC COMMON STOCK 400110102 33859 244258 SH OTR 2811304 0 244258 0 GRUBHUB INC COMMON STOCK 400110102 29437 212359 SH SOLE 0 212359 0 0 GRUPO GALICI-ADR ADR 399909100 14890 585525 SH OTR 2811304 0 585525 0 GRUPO GALICI-ADR ADR 399909100 12850 505290 SH SOLE 0 505290 0 0 HARTFORD FINL SV COMMON STOCK 416515104 5032 100725 SH SOLE 0 100725 0 0 HEICO CORP COMMON STOCK 422806109 6963 75183 SH OTR 2811304 0 75183 0 HEICO CORP COMMON STOCK 422806109 6049 65321 SH SOLE 0 65321 0 0 HEICO CORP-A COMMON STOCK 422806208 6791 89943 SH OTR 2811304 0 89943 0 HEICO CORP-A COMMON STOCK 422806208 5904 78195 SH SOLE 0 78195 0 0 HILTON WORLDWIDE COMMON STOCK 43300A203 40565 502161 SH OTR 2811304 0 502161 0 HILTON WORLDWIDE COMMON STOCK 43300A203 35253 436409 SH SOLE 0 436409 0 0 HUMANA INC COMMON STOCK 444859102 40454 119502 SH OTR 2811304 0 119502 0 HUMANA INC COMMON STOCK 444859102 35164 103877 SH SOLE 0 103877 0 0 HYATT HOTELS-A COMMON STOCK 448579102 28066 352631 SH OTR 2811304 0 352631 0 HYATT HOTELS-A COMMON STOCK 448579102 24399 306557 SH SOLE 0 306557 0 0 INTEL CORP COMMON STOCK 458140100 5154 108979 SH SOLE 0 108979 0 0 IQIYI INC-ADR ADR 46267X108 2685 99170 SH OTR 2811304 0 99170 0 JD.COM INC-ADR ADR 47215P106 1184 45379 SH OTR 2811304 0 45379 0 KEYCORP COMMON STOCK 493267108 49768 2502186 SH OTR 2811304 0 2502186 0 KEYCORP COMMON STOCK 493267108 9475 476345 SH SOLE 0 476345 0 0 L3 TECHNOLOGIES COMMON STOCK 502413107 5012 23572 SH SOLE 0 23572 0 0 LOWE'S COS INC COMMON STOCK 548661107 3695 32179 SH SOLE 0 32179 0 0 MADISON SQUARE-A COMMON STOCK 55825T103 58901 186796 SH OTR 2811304 0 186796 0 MADISON SQUARE-A COMMON STOCK 55825T103 51204 162388 SH SOLE 0 162388 0 0 MAKEMYTRIP LTD COMMON STOCK V5633W109 11573 421603 SH OTR 2811304 0 421603 0 MAKEMYTRIP LTD COMMON STOCK V5633W109 10061 366515 SH SOLE 0 366515 0 0 MCKESSON CORP COMMON STOCK 58155Q103 1687 12721 SH SOLE 0 12721 0 0 MGIC INVT CORP COMMON STOCK 552848103 3422 257129 SH OTR 2811304 0 257129 0 MGIC INVT CORP COMMON STOCK 552848103 976 73306 SH SOLE 0 73306 0 0 MICROCHIP TECH COMMON STOCK 595017104 5019 63605 SH SOLE 0 63605 0 0 MICROSOFT CORP COMMON STOCK 594918104 57242 500501 SH OTR 2811304 0 500501 0 MICROSOFT CORP COMMON STOCK 594918104 49762 435093 SH SOLE 0 435093 0 0 MONDELEZ INTER-A COMMON STOCK 609207105 26897 626085 SH OTR 2811304 0 626085 0 MONDELEZ INTER-A COMMON STOCK 609207105 23370 543985 SH SOLE 0 543985 0 0 MOODY'S CORP COMMON STOCK 615369105 9297 55602 SH OTR 2811304 0 55602 0 MOODY'S CORP COMMON STOCK 615369105 8091 48392 SH SOLE 0 48392 0 0 MORGAN STANLEY COMMON STOCK 617446448 62036 1332098 SH OTR 2811304 0 1332098 0 MORGAN STANLEY COMMON STOCK 617446448 11556 248135 SH SOLE 0 248135 0 0 MOSAIC CO/THE COMMON STOCK 61945C103 34515 1062640 SH OTR 2811304 0 1062640 0 MOSAIC CO/THE COMMON STOCK 61945C103 30008 923886 SH SOLE 0 923886 0 0 NORFOLK SOUTHERN COMMON STOCK 655844108 39528 218994 SH OTR 2811304 0 218994 0 NORFOLK SOUTHERN COMMON STOCK 655844108 34361 190367 SH SOLE 0 190367 0 0 NORTHERN TRUST COMMON STOCK 665859104 4961 48576 SH SOLE 0 48576 0 0 NUTRIEN LTD COMMON STOCK 67077M108 37245 645488 SH OTR 2811304 0 645488 0 NUTRIEN LTD COMMON STOCK 67077M108 32377 561125 SH SOLE 0 561125 0 0 PETROBRAS SA-ADR ADR 71654V408 26068 2159707 SH OTR 2811304 0 2159707 0 PETROBRAS SA-ADR ADR 71654V408 22660 1877371 SH SOLE 0 1877371 0 0 PPL CORP COMMON STOCK 69351T106 571 19530 SH SOLE 0 19530 0 0 PRAXAIR INC COMMON STOCK 74005P104 49435 307563 SH OTR 2811304 0 307563 0 PRAXAIR INC COMMON STOCK 74005P104 42975 267375 SH SOLE 0 267375 0 0 PROGRESSIVE CORP COMMON STOCK 743315103 5052 71111 SH SOLE 0 71111 0 0 PRUDENTL FINL COMMON STOCK 744320102 5013 49480 SH SOLE 0 49480 0 0 RED ROCK RESOR-A COMMON STOCK 75700L108 18270 685567 SH OTR 2811304 0 685567 0 RED ROCK RESOR-A COMMON STOCK 75700L108 15520 582373 SH SOLE 0 582373 0 0 REGIONS FINANCIA COMMON STOCK 7591EP100 28057 1528965 SH OTR 2811304 0 1528965 0 REGIONS FINANCIA COMMON STOCK 7591EP100 7999 435925 SH SOLE 0 435925 0 0 RH COMMON STOCK 74967X103 2819 21514 SH SOLE 0 21514 0 0 S&P GLOBAL INC COMMON STOCK 78409V104 40550 207532 SH OTR 2811304 0 207532 0 S&P GLOBAL INC COMMON STOCK 78409V104 35251 180411 SH SOLE 0 180411 0 0 SKECHERS USA-A COMMON STOCK 830566105 16172 579024 SH OTR 2811304 0 579024 0 SKECHERS USA-A COMMON STOCK 830566105 14058 503344 SH SOLE 0 503344 0 0 SOUTHWEST AIR COMMON STOCK 844741108 20144 322557 SH OTR 2811304 0 322557 0 SOUTHWEST AIR COMMON STOCK 844741108 17510 280384 SH SOLE 0 280384 0 0 STARBUCKS CORP COMMON STOCK 855244109 4956 87199 SH SOLE 0 87199 0 0 SYNCHRONY FINANC COMMON STOCK 87165B103 2985 96053 SH SOLE 0 96053 0 0 TAKE-TWO INTERAC COMMON STOCK 874054109 49304 357303 SH OTR 2811304 0 357303 0 TAKE-TWO INTERAC COMMON STOCK 874054109 42868 310658 SH SOLE 0 310658 0 0 TAL EDUCATIO-ADR ADR 874080104 6786 263933 SH OTR 2811304 0 263933 0 TAL EDUCATIO-ADR ADR 874080104 5896 229316 SH SOLE 0 229316 0 0 TELEKOMUNIKA-ADR ADR 715684106 2547 104040 SH OTR 2811304 0 104040 0 TEXTRON INC COMMON STOCK 883203101 834 11676 SH SOLE 0 11676 0 0 UNION PAC CORP COMMON STOCK 907818108 10648 65395 SH OTR 2811304 0 65395 0 UNION PAC CORP COMMON STOCK 907818108 9247 56787 SH SOLE 0 56787 0 0 VAIL RESORTS COMMON STOCK 91879Q109 18469 67301 SH OTR 2811304 0 67301 0 VAIL RESORTS COMMON STOCK 91879Q109 16045 58468 SH SOLE 0 58468 0 0 VIPSHOP HOLDINGS ADR 92763W103 1576 252503 SH OTR 2811304 0 252503 0 VMWARE INC-CL A COMMON STOCK 928563402 21767 139480 SH OTR 2811304 0 139480 0 VMWARE INC-CL A COMMON STOCK 928563402 18921 121243 SH SOLE 0 121243 0 0 WEIBO CORP-ADR ADR 948596101 2584 35338 SH OTR 2811304 0 35338 0 WEIBO CORP-ADR ADR 948596101 2248 30738 SH SOLE 0 30738 0 0 WELLS FARGO & CO COMMON STOCK 949746101 7196 136904 SH OTR 2811304 0 136904 0 WELLS FARGO & CO COMMON STOCK 949746101 7026 133673 SH SOLE 0 133673 0 0 WORLDPAY INC-A COMMON STOCK 981558109 14867 146804 SH OTR 2811304 0 146804 0 WORLDPAY INC-A COMMON STOCK 981558109 4239 41854 SH SOLE 0 41854 0 0 YANDEX NV-A COMMON STOCK N97284108 22026 669685 SH OTR 2811304 0 669685 0 YANDEX NV-A COMMON STOCK N97284108 19148 582197 SH SOLE 0 582197 0 0 YY INC-ADR ADR 98426T106 1701 22700 SH OTR 2811304 0 22700 0 ZOETIS INC COMMON STOCK 98978V103 5228 57104 SH OTR 2811304 0 57104 0 ZOETIS INC COMMON STOCK 98978V103 4545 49638 SH SOLE 0 49638 0 0