0001209191-23-056524.txt : 20231122 0001209191-23-056524.hdr.sgml : 20231122 20231122175520 ACCESSION NUMBER: 0001209191-23-056524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231120 FILED AS OF DATE: 20231122 DATE AS OF CHANGE: 20231122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graf James A CENTRAL INDEX KEY: 0001519672 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40427 FILM NUMBER: 231434640 MAIL ADDRESS: STREET 1: 1450 2ND STREET STREET 2: SUITE 247 CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graf Acquisition Partners IV LLC CENTRAL INDEX KEY: 0001862622 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40427 FILM NUMBER: 231434639 BUSINESS ADDRESS: STREET 1: C/O GRAF ACQUISITION CORP. IV STREET 2: 1790 HUGHES LANDING BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: (346) 442-0819 MAIL ADDRESS: STREET 1: C/O GRAF ACQUISITION CORP. IV STREET 2: 1790 HUGHES LANDING BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NKGen Biotech, Inc. CENTRAL INDEX KEY: 0001845459 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3001 DAIMLER ST, CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: (949) 396-6830 MAIL ADDRESS: STREET 1: 3001 DAIMLER ST, CITY: SANTA ANA STATE: CA ZIP: 92705 FORMER COMPANY: FORMER CONFORMED NAME: Graf Acquisition Corp. IV DATE OF NAME CHANGE: 20210210 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-11-20 0 0001845459 NKGen Biotech, Inc. NKGN 0001519672 Graf James A C/O NKGEN BIOTECH, INC. 3001 DAIMLER STREET SANTA ANA CA 92705 0 1 0 0 Interim CFO 0001862622 Graf Acquisition Partners IV LLC 1790 HUGHES LANDING BLVD., SUITE 400 THE WOODLANDS TX 77380 0 0 1 0 0 Common Stock 2023-11-20 4 P 0 10 2.94 A 10 D Common Stock 2023-11-21 4 P 0 13 2.915 A 23 D Common Stock 2436744 I By Graf Acquisition Partners IV LLC The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.895 to $2.98, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. James A. Graf is the managing member of Graf Acquisition Partners IV LLC. Mr. Graf has voting and investment discretion with respect to the securities held of record by Graf Acquisition Partners IV LLC. /s/ James A. Graf 2023-11-22 /s/ James A. Graf, managing member of Graf Acquisition Partners IV LLC 2023-11-22