0001519611-21-000011.txt : 20211110
0001519611-21-000011.hdr.sgml : 20211110
20211110130800
ACCESSION NUMBER: 0001519611-21-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211110
DATE AS OF CHANGE: 20211110
EFFECTIVENESS DATE: 20211110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARGI Investment Services, LLC
CENTRAL INDEX KEY: 0001519611
IRS NUMBER: 271003080
STATE OF INCORPORATION: KY
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14480
FILM NUMBER: 211395698
BUSINESS ADDRESS:
STREET 1: 2201 HIGH WICKHAM PLACE
CITY: LOUISVILLE
STATE: KY
ZIP: 40245
BUSINESS PHONE: 502-753-0609
MAIL ADDRESS:
STREET 1: 2201 HIGH WICKHAM PLACE
CITY: LOUISVILLE
STATE: KY
ZIP: 40245
13F-HR
1
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0001519611
XXXXXXXX
09-30-2021
09-30-2021
ARGI Investment Services, LLC
2201 HIGH WICKHAM PLACE
LOUISVILLE
KY
40245
13F HOLDINGS REPORT
028-14480
N
Justin Duncan
Compliance Associate
5027530609
Justin Duncan
Louisville
KY
11-10-2021
0
440
3156615
false
INFORMATION TABLE
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Q3202113F.xml
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COM CL B
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COM
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10000
ZIOPHARM ONCOLOGY INC
COM
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24
13000
SH
SOLE
0
0
13000
CORVUS GOLD INC
COM
221013105
32
10000
SH
SOLE
0
0
10000
SOLIGENIX INC
COM
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42661
SH
SOLE
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42661
APPHARVEST INC
COM
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10149
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SOLE
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10149
B2GOLD CORP
COM
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86
25000
SH
SOLE
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25000
ORASURE TECHNOLOGIES INC
COM
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11747
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11747
VIATRIS INC
COM
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10312
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SOLE
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10312
COMSTOCK RES INC
COM
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14325
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GABELLI HLTHCARE & WELLNESS
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11950
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COM
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COM
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COM
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ROKU INC
COM CL A
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COM
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COM
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SHS
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COM
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UNIT LTD PARTN
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TR UNIT
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COM
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COM
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COM
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COM
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COM
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TR UNIT
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COM
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COM
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COM
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COM
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COM
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COM
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TR UNIT
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MCAP GR IDXVIP
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COM
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TR UNIT
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ESG AW MSCI EAFE
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COM
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TR UNIT
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COM
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COM
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PPG INDS INC
COM
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SHENANDOAH TELECOMMUNICATION
COM
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SERVICENOW INC
COM
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COM
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ULTRA FNCLS NEW
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TR UNIT
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GOLDMAN SACHS GROUP INC
COM
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HARLEY DAVIDSON INC
COM
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TR UNIT
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ENERGY
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COM
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CORE DIV GRWTH
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TR UNIT
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FTSE PACIFIC ETF
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SHS
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PFD AND INCM SEC
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COM
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COM
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TR UNIT
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COM
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TR UNIT
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BULSHS 2022 CB
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COM
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COM
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TR UNIT
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RUS 1000 ETF
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COM
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COM
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TR UNIT
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COM
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COM
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SHS
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COM
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COM
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TR UNIT
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SOLE
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CL A
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COM
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TR UNIT
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MSCI EMG MKT ETF
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S&P 500 VAL ETF
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SOLE
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4022
AUTOZONE INC
COM
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SOLE
0
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346
WASTE MGMT INC DEL
COM
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SOLE
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COM
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COM
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MSCI INFO TECH I
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COM
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COM
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COM
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DJ GLB RL ES ETF
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COM
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COM
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U.S. MED DVC ETF
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RUS 1000 VAL ETF
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INTL SMCAP DIV
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COM
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COM
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COM
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5445
ISHARES TR
S&P MC 400VL ETF
464287705
697
6763
SH
SOLE
0
0
6763
STOCK YDS BANCORP INC
COM
861025104
699
11919
SH
SOLE
0
0
11919
UNIVERSAL HLTH SVCS INC
CL B
913903100
701
5065
SH
SOLE
0
0
5065
TJX COS INC NEW
COM
872540109
712
10794
SH
SOLE
0
0
10794
ABBOTT LABS
COM
002824100
714
6048
SH
SOLE
0
0
6048
AMERICAN TOWER CORP NEW
COM
03027X100
730
2749
SH
SOLE
0
0
2749
WESTROCK CO
COM
96145D105
731
14664
SH
SOLE
0
0
14664
MDU RES GROUP INC
COM
552690109
732
24684
SH
SOLE
0
0
24684
SPDR S&P 500 ETF TR
TR UNIT
78462F103
737
13800
SH
Call
SOLE
0
0
13800
BLACK HILLS CORP
COM
092113109
742
11829
SH
SOLE
0
0
11829
ALTRIA GROUP INC
COM
02209S103
744
16353
SH
SOLE
0
0
16353
INVESCO LTD
SHS
G491BT108
753
31226
SH
SOLE
0
0
31226
OWENS & MINOR INC NEW
COM
690732102
761
24324
SH
SOLE
0
0
24324
REPUBLIC BANCORP INC KY
CL A
760281204
766
15132
SH
SOLE
0
0
15132
APPLIED MATLS INC
COM
038222105
767
5954
SH
SOLE
0
0
5954
OGE ENERGY CORP
COM
670837103
772
23422
SH
SOLE
0
0
23422
ISHARES TR
S&P 500 GRWT ETF
464287309
774
10468
SH
SOLE
0
0
10468
ISHARES TR
S&P SML 600 GWT
464287887
780
5996
SH
SOLE
0
0
5996
FLOWERS FOODS INC
COM
343498101
785
33224
SH
SOLE
0
0
33224
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
785
2455
SH
SOLE
0
0
2455
HP INC
COM
40434L105
788
28809
SH
SOLE
0
0
28809
PHILIP MORRIS INTL INC
COM
718172109
792
8360
SH
SOLE
0
0
8360
GERMAN AMERN BANCORP INC
COM
373865104
794
20549
SH
SOLE
0
0
20549
FISERV INC
COM
337738108
795
7328
SH
SOLE
0
0
7328
SOUTHWEST GAS HLDGS INC
COM
844895102
800
11962
SH
SOLE
0
0
11962
UNUM GROUP
COM
91529Y106
802
31986
SH
SOLE
0
0
31986
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
803
3248
SH
SOLE
0
0
3248
BECTON DICKINSON & CO
COM
075887109
812
3302
SH
SOLE
0
0
3302
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
815
7881
SH
SOLE
0
0
7881
VALERO ENERGY CORP
COM
91913Y100
816
11560
SH
SOLE
0
0
11560
BUNGE LIMITED
COM
G16962105
823
10119
SH
SOLE
0
0
10119
VANGUARD ADMIRAL FDS INC
500 GRTH IDX F
921932505
826
3098
SH
SOLE
0
0
3098
BLACKROCK INC
COM
09247X101
827
986
SH
SOLE
0
0
986
DOMINION ENERGY INC
COM
25746U109
836
11448
SH
SOLE
0
0
11448
UGI CORP NEW
COM
902681105
845
19820
SH
SOLE
0
0
19820
CIGNA CORP NEW
COM
125523100
858
4285
SH
SOLE
0
0
4285
TEXAS INSTRS INC
COM
882508104
860
4472
SH
SOLE
0
0
4472
QUEST DIAGNOSTICS INC
COM
74834L100
872
6000
SH
SOLE
0
0
6000
PAYPAL HLDGS INC
COM
70450Y103
874
3358
SH
SOLE
0
0
3358
EXELON CORP
COM
30161N101
881
18222
SH
SOLE
0
0
18222
MCKESSON CORP
COM
58155Q103
891
4470
SH
SOLE
0
0
4470
UNION PAC CORP
COM
907818108
901
4594
SH
SOLE
0
0
4594
SMUCKER J M CO
COM NEW
832696405
905
7538
SH
SOLE
0
0
7538
DOW INC
COM
260557103
905
15723
SH
SOLE
0
0
15723
ISHARES TR
RUSSELL 2000 ETF
464287655
913
4172
SH
SOLE
0
0
4172
SOUTHERN CO
COM
842587107
916
14776
SH
SOLE
0
0
14776
ARK ETF TR
INNOVATION ETF
00214Q104
920
8327
SH
SOLE
0
0
8327
CITIGROUP INC
COM NEW
172967424
924
13166
SH
SOLE
0
0
13166
INGREDION INC
COM
457187102
945
10621
SH
SOLE
0
0
10621
CENTERPOINT ENERGY INC
COM
15189T107
950
38629
SH
SOLE
0
0
38629
AMGEN INC
COM
031162100
951
4472
SH
SOLE
0
0
4472
ARCHER DANIELS MIDLAND CO
COM
039483102
951
15850
SH
SOLE
0
0
15850
TYSON FOODS INC
CL A
902494103
956
12113
SH
SOLE
0
0
12113
NETFLIX INC
COM
64110L106
978
1603
SH
SOLE
0
0
1603
KIMBERLY-CLARK CORP
COM
494368103
990
7472
SH
SOLE
0
0
7472
MEDTRONIC PLC
SHS
G5960L103
998
7959
SH
SOLE
0
0
7959
NATIONAL FUEL GAS CO
COM
636180101
998
18999
SH
SOLE
0
0
18999
MASTERCARD INCORPORATED
CL A
57636Q104
1002
2881
SH
SOLE
0
0
2881
DANAHER CORPORATION
COM
235851102
1003
3296
SH
SOLE
0
0
3296
CREATIVE REALITIES INC
COM NEW
22530J200
1022
756904
SH
SOLE
0
0
756904
ISHARES TR
FALN ANGLS USD
46435G474
1025
34034
SH
SOLE
0
0
34034
PPL CORP
COM
69351T106
1026
36791
SH
SOLE
0
0
36791
BOEING CO
COM
097023105
1031
4686
SH
SOLE
0
0
4686
TARGET CORP
COM
87612E106
1035
4523
SH
SOLE
0
0
4523
MEDIFAST INC
COM
58470H101
1037
5381
SH
SOLE
0
0
5381
CHEVRON CORP NEW
COM
166764100
1043
10282
SH
SOLE
0
0
10282
ADOBE SYSTEMS INCORPORATED
COM
00724F101
1071
1860
SH
SOLE
0
0
1860
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1073
14300
SH
Call
SOLE
0
0
14300
CATERPILLAR INC
COM
149123101
1110
5784
SH
SOLE
0
0
5784
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
1115
52876
SH
SOLE
0
0
52876
ISHARES TR
RUS MD CP GR ETF
464287481
1125
10035
SH
SOLE
0
0
10035
SPDR SER TR
NUVEEN BBG BRCLY
78464A284
1140
19019
SH
SOLE
0
0
19019
COMCAST CORP NEW
CL A
20030N101
1161
20751
SH
SOLE
0
0
20751
DOLLAR GEN CORP NEW
COM
256677105
1167
5503
SH
SOLE
0
0
5503
MORGAN STANLEY
COM NEW
617446448
1168
11998
SH
SOLE
0
0
11998
ZUMIEZ INC
COM
989817101
1173
29494
SH
SOLE
0
0
29494
FIDELITY COVINGTON TRUST
QLTY FCTOR ETF
316092790
1180
23727
SH
SOLE
0
0
23727
VANECK ETF TRUST
HIGH YLD MUNIETF
92189H409
1185
18966
SH
SOLE
0
0
18966
CAMPBELL SOUP CO
COM
134429109
1191
28488
SH
SOLE
0
0
28488
VANECK ETF TRUST
VANECK SHRT MUNI
92189F528
1202
66766
SH
SOLE
0
0
66766
AMERICAN EXPRESS CO
COM
025816109
1214
7248
SH
SOLE
0
0
7248
WISDOMTREE TR
US DIVID EX FNCL
97717W406
1217
12951
SH
SOLE
0
0
12951
INTERPUBLIC GROUP COS INC
COM
460690100
1218
33208
SH
SOLE
0
0
33208
QUANEX BLDG PRODS CORP
COM
747619104
1221
57032
SH
SOLE
0
0
57032
MARRIOTT INTL INC NEW
CL A
571903202
1232
8318
SH
SOLE
0
0
8318
LGI HOMES INC
COM
50187T106
1233
8690
SH
SOLE
0
0
8690
US BANCORP DEL
COM NEW
902973304
1251
21051
SH
SOLE
0
0
21051
UFP INDUSTRIES INC
COM
90278Q108
1262
18570
SH
SOLE
0
0
18570
VANGUARD INDEX FDS
MID CAP ETF
922908629
1277
5393
SH
SOLE
0
0
5393
INVESCO EXCHANGE TRADED FD T
DYNMC SOFTWARE
46137V639
1281
8909
SH
SOLE
0
0
8909
ISHARES TR
ISHS 5-10YR INVT
464288638
1299
21628
SH
SOLE
0
0
21628
XEROX HOLDINGS CORP
COM NEW
98421M106
1303
64615
SH
SOLE
0
0
64615
MUELLER INDS INC
COM
624756102
1317
32037
SH
SOLE
0
0
32037
3M CO
COM
88579Y101
1326
7559
SH
SOLE
0
0
7559
NIKE INC
CL B
654106103
1343
9246
SH
SOLE
0
0
9246
INVESCO QQQ TR
UNIT SER 1
46090E103
1365
3814
SH
SOLE
0
0
3814
AUTOMATIC DATA PROCESSING IN
COM
053015103
1369
6849
SH
SOLE
0
0
6849
PEPSICO INC
COM
713448108
1372
9119
SH
SOLE
0
0
9119
MARINEMAX INC
COM
567908108
1377
28390
SH
SOLE
0
0
28390
CONAGRA BRANDS INC
COM
205887102
1378
40671
SH
SOLE
0
0
40671
CVS HEALTH CORP
COM
126650100
1379
16255
SH
SOLE
0
0
16255
ISHARES TR
RUS 1000 GRW ETF
464287614
1413
5156
SH
SOLE
0
0
5156
MGP INGREDIENTS INC NEW
COM
55303J106
1419
21795
SH
SOLE
0
0
21795
ATN INTL INC
COM
00215F107
1420
30312
SH
SOLE
0
0
30312
FULGENT GENETICS INC
COM
359664109
1424
15829
SH
SOLE
0
0
15829
THERMO FISHER SCIENTIFIC INC
COM
883556102
1425
2494
SH
SOLE
0
0
2494
FORMFACTOR INC
COM
346375108
1432
38360
SH
SOLE
0
0
38360
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1459
31009
SH
SOLE
0
0
31009
MYR GROUP INC DEL
COM
55405W104
1523
15309
SH
SOLE
0
0
15309
ANTHEM INC
COM
036752103
1529
4103
SH
SOLE
0
0
4103
HANESBRANDS INC
COM
410345102
1544
89980
SH
SOLE
0
0
89980
ORACLE CORP
COM
68389X105
1551
17805
SH
SOLE
0
0
17805
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1557
10427
SH
SOLE
0
0
10427
ISHARES INC
CORE MSCI EMKT
46434G103
1578
25558
SH
SOLE
0
0
25558
COCA COLA CO
COM
191216100
1581
30135
SH
SOLE
0
0
30135
EXXON MOBIL CORP
COM
30231G102
1582
26902
SH
SOLE
0
0
26902
ISHARES TR
ISHARES SEMICDTR
464287523
1587
3560
SH
SOLE
0
0
3560
EPLUS INC
COM
294268107
1591
15505
SH
SOLE
0
0
15505
INTEL CORP
COM
458140100
1621
30422
SH
SOLE
0
0
30422
LOWES COS INC
COM
548661107
1632
8047
SH
SOLE
0
0
8047
NEXTERA ENERGY INC
COM
65339F101
1632
20779
SH
SOLE
0
0
20779
VANECK ETF TRUST
INTRMDT MUNI ETF
92189H201
1636
31920
SH
SOLE
0
0
31920
AT&T INC
COM
00206R102
1640
60730
SH
SOLE
0
0
60730
CISCO SYS INC
COM
17275R102
1702
31265
SH
SOLE
0
0
31265
ISHARES TR
EXPANDED TECH
464287515
1732
4339
SH
SOLE
0
0
4339
SPDR SER TR
S&P SEMICNDCTR
78464A862
1732
8751
SH
SOLE
0
0
8751
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1746
6398
SH
SOLE
0
0
6398
ISHARES TR
AGGRES ALLOC ETF
464289859
1746
25012
SH
SOLE
0
0
25012
ENTERGY CORP NEW
COM
29364G103
1763
17755
SH
SOLE
0
0
17755
HONEYWELL INTL INC
COM
438516106
1777
8370
SH
SOLE
0
0
8370
VISA INC
COM CL A
92826C839
1829
8213
SH
SOLE
0
0
8213
MERCK & CO INC
COM
58933Y105
1843
24542
SH
SOLE
0
0
24542
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
1855
13334
SH
SOLE
0
0
13334
PERFICIENT INC
COM
71375U101
1865
16123
SH
SOLE
0
0
16123
ISHARES TR
MSCI INTL MULTFT
46434V274
1872
64498
SH
SOLE
0
0
64498
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
1900
10601
SH
SOLE
0
0
10601
DISNEY WALT CO
COM
254687106
1908
11279
SH
SOLE
0
0
11279
ISHARES TR
CORE S&P TTL STK
464287150
1930
19613
SH
SOLE
0
0
19613
ISHARES TR
U.S. TECH ETF
464287721
1946
19218
SH
SOLE
0
0
19218
WALMART INC
COM
931142103
1953
14010
SH
SOLE
0
0
14010
SEAGATE TECHNOLOGY HLDNGS PL
ORD SHS
G7997R103
1968
23855
SH
SOLE
0
0
23855
COSTCO WHSL CORP NEW
COM
22160K105
1976
4398
SH
SOLE
0
0
4398
ALPHABET INC
CAP STK CL C
02079K107
1980
743
SH
SOLE
0
0
743
VANGUARD INDEX FDS
GROWTH ETF
922908736
2043
7040
SH
SOLE
0
0
7040
ISHARES TR
JPMORGAN USD EMG
464288281
2048
18607
SH
SOLE
0
0
18607
SPS COMM INC
COM
78463M107
2065
12802
SH
SOLE
0
0
12802
PNC FINL SVCS GROUP INC
COM
693475105
2093
10697
SH
SOLE
0
0
10697
ISHARES TR
MSCI ACWI ETF
464288257
2148
21500
SH
SOLE
0
0
21500
UNITEDHEALTH GROUP INC
COM
91324P102
2150
5502
SH
SOLE
0
0
5502
BK OF AMERICA CORP
COM
060505104
2238
52726
SH
SOLE
0
0
52726
NVIDIA CORPORATION
COM
67066G104
2248
10852
SH
SOLE
0
0
10852
MCDONALDS CORP
COM
580135101
2301
9542
SH
SOLE
0
0
9542
ALPHABET INC
CAP STK CL A
02079K305
2347
878
SH
SOLE
0
0
878
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
2422
44223
SH
SOLE
0
0
44223
ISHARES TR
CORE US AGGBD ET
464287226
2428
21146
SH
SOLE
0
0
21146
MARATHON PETE CORP
COM
56585A102
2536
41031
SH
SOLE
0
0
41031
TESLA INC
COM
88160R101
2573
3318
SH
SOLE
0
0
3318
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
2712
54894
SH
SOLE
0
0
54894
SPDR SER TR
PORTFOLIO S&P500
78464A854
2786
55219
SH
SOLE
0
0
55219
ISHARES TR
MSCI EAFE ETF
464287465
2791
35781
SH
SOLE
0
0
35781
YUM CHINA HLDGS INC
COM
98850P109
2807
48298
SH
SOLE
0
0
48298
HOME DEPOT INC
COM
437076102
2857
8703
SH
SOLE
0
0
8703
ISHARES TR
NATIONAL MUN ETF
464288414
2857
24594
SH
SOLE
0
0
24594
LILLY ELI & CO
COM
532457108
2860
12380
SH
SOLE
0
0
12380
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
2902
47606
SH
SOLE
0
0
47606
HUMANA INC
COM
444859102
2905
7465
SH
SOLE
0
0
7465
SPDR SER TR
PORTFOLIO S&P400
78464A847
3286
71180
SH
SOLE
0
0
71180
INVESCO EXCHANGE TRADED FD T
S&P MDCP400 EQ
46137V225
3313
36847
SH
SOLE
0
0
36847
NEWELL BRANDS INC
COM
651229106
3518
158911
SH
SOLE
0
0
158911
NISOURCE INC
COM
65473P105
3531
145744
SH
SOLE
0
0
145744
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
3614
59342
SH
SOLE
0
0
59342
WESTERN UN CO
COM
959802109
3680
181981
SH
SOLE
0
0
181981
SPDR SER TR
PORTFOLIO S&P600
78468R853
3758
88212
SH
SOLE
0
0
88212
SPDR SER TR
PORTFOLIO INTRMD
78464A375
3824
104718
SH
SOLE
0
0
104718
OMNICOM GROUP INC
COM
681919106
3884
53609
SH
SOLE
0
0
53609
AMERICAN ELEC PWR CO INC
COM
025537101
3903
48075
SH
SOLE
0
0
48075
FACEBOOK INC
CL A
30303M102
3926
11568
SH
SOLE
0
0
11568
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
3981
42416
SH
SOLE
0
0
42416
LUMEN TECHNOLOGIES INC
COM
550241103
4008
323467
SH
SOLE
0
0
323467
HUNTINGTON BANCSHARES INC
COM
446150104
4075
263611
SH
SOLE
0
0
263611
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
4147
14803
SH
SOLE
0
0
14803
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4180
9740
SH
SOLE
0
0
9740
CARDINAL HEALTH INC
COM
14149Y108
4228
85480
SH
SOLE
0
0
85480
COMERICA INC
COM
200340107
4321
53674
SH
SOLE
0
0
53674
EVERGY INC
COM
30034W106
4345
69858
SH
SOLE
0
0
69858
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1500
46137V597
4350
23837
SH
SOLE
0
0
23837
FRANKLIN RESOURCES INC
COM
354613101
4419
148695
SH
SOLE
0
0
148695
PINNACLE WEST CAP CORP
COM
723484101
4445
61423
SH
SOLE
0
0
61423
GENERAL MLS INC
COM
370334104
4475
74809
SH
SOLE
0
0
74809
VANGUARD WORLD FDS
INF TECH ETF
92204A702
4554
11349
SH
SOLE
0
0
11349
EDISON INTL
COM
281020107
4558
82172
SH
SOLE
0
0
82172
AMAZON COM INC
COM
023135106
4645
1414
SH
SOLE
0
0
1414
INTERNATIONAL PAPER CO
COM
460146103
4766
85236
SH
SOLE
0
0
85236
JPMORGAN CHASE & CO
COM
46625H100
4784
29226
SH
SOLE
0
0
29226
CITIZENS FINL GROUP INC
COM
174610105
4791
101973
SH
SOLE
0
0
101973
DUKE ENERGY CORP NEW
COM NEW
26441C204
4820
49391
SH
SOLE
0
0
49391
PRUDENTIAL FINL INC
COM
744320102
4859
46190
SH
SOLE
0
0
46190
PEOPLES UNITED FINANCIAL INC
COM
712704105
4863
278364
SH
SOLE
0
0
278364
KELLOGG CO
COM
487836108
4974
77823
SH
SOLE
0
0
77823
KEYCORP
COM
493267108
5037
232991
SH
SOLE
0
0
232991
ISHARES TR
SP SMCP600VL ETF
464287879
5139
51051
SH
SOLE
0
0
51051
J P MORGAN EXCHANGE-TRADED F
DIV RTN EM EQT
46641Q308
5244
91023
SH
SOLE
0
0
91023
GILEAD SCIENCES INC
COM
375558103
5257
75268
SH
SOLE
0
0
75268
INTERNATIONAL BUSINESS MACHS
COM
459200101
5275
37967
SH
SOLE
0
0
37967
ISHARES TR
U.S. REAL ES ETF
464287739
5285
51617
SH
SOLE
0
0
51617
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
5374
83446
SH
SOLE
0
0
83446
KRAFT HEINZ CO
COM
500754106
5470
148567
SH
SOLE
0
0
148567
SPDR SER TR
PORTFOLI S&P1500
78464A805
5881
110987
SH
SOLE
0
0
110987
YUM BRANDS INC
COM
988498101
6029
49291
SH
SOLE
0
0
49291
VERIZON COMMUNICATIONS INC
COM
92343V104
6170
114242
SH
SOLE
0
0
114242
GENERAL ELECTRIC CO
COM NEW
369604301
6269
60846
SH
SOLE
0
0
60846
ISHARES TR
MSCI USA SML CP
46434V290
6446
119925
SH
SOLE
0
0
119925
ABBVIE INC
COM
00287Y109
6707
62180
SH
SOLE
0
0
62180
ISHARES TR
SELECT DIVID ETF
464287168
6825
59494
SH
SOLE
0
0
59494
ISHARES TR
CORE INTL AGGR
46435G672
6861
124693
SH
SOLE
0
0
124693
PFIZER INC
COM
717081103
7209
167602
SH
SOLE
0
0
167602
ISHARES TR
MSCI USA MULTIFT
46434V282
7591
180144
SH
SOLE
0
0
180144
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463X871
7696
199975
SH
SOLE
0
0
199975
MICROSOFT CORP
COM
594918104
8108
28759
SH
SOLE
0
0
28759
PROCTER AND GAMBLE CO
COM
742718109
8161
58377
SH
SOLE
0
0
58377
SPDR SER TR
S&P 600 SMCP VAL
78464A300
8194
99971
SH
SOLE
0
0
99971
INVESCO EXCHANGE TRADED FD T
WILDERHIL CLAN
46137V134
8321
107727
SH
SOLE
0
0
107727
ARK ETF TR
NEXT GNRTN INTER
00214Q401
8421
60639
SH
SOLE
0
0
60639
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
8430
56271
SH
SOLE
0
0
56271
INVESCO EXCH TRADED FD TR II
SOLAR ETF
46138G706
8466
105889
SH
SOLE
0
0
105889
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
8585
47079
SH
SOLE
0
0
47079
UNITED PARCEL SERVICE INC
CL B
911312106
9432
51796
SH
SOLE
0
0
51796
BROWN FORMAN CORP
CL A
115637100
9575
152792
SH
SOLE
0
0
152792
BROWN FORMAN CORP
CL B
115637209
11544
172265
SH
SOLE
0
0
172265
CHURCHILL DOWNS INC
COM
171484108
11722
48827
SH
SOLE
0
0
48827
DBX ETF TR
XTRACK USD HIGH
233051432
11752
293222
SH
SOLE
0
0
293222
JOHNSON & JOHNSON
COM
478160104
13386
82884
SH
SOLE
0
0
82884
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
13590
375323
SH
SOLE
0
0
375323
J P MORGAN EXCHANGE-TRADED F
DIV RTN INT EQ
46641Q209
14685
243492
SH
SOLE
0
0
243492
APPLE INC
COM
037833100
15466
109300
SH
SOLE
0
0
109300
ISHARES TR
CORE S&P SCP ETF
464287804
15861
145261
SH
SOLE
0
0
145261
ISHARES TR
1 3 YR TREAS BD
464287457
16657
193343
SH
SOLE
0
0
193343
ISHARES TR
IBOXX INV CP ETF
464287242
22781
171247
SH
SOLE
0
0
171247
SPDR S&P 500 ETF TR
TR UNIT
78462F103
23746
233800
SH
Call
SOLE
0
0
233800
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
28217
564225
SH
SOLE
0
0
564225
AMPLIFY ETF TR
BLACKSWAN ISWN
032108821
32854
1312916
SH
SOLE
0
0
1312916
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
32935
246355
SH
SOLE
0
0
246355
ISHARES TR
MSCI INTL SML CP
46434V266
33267
913283
SH
SOLE
0
0
913283
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
34905
820713
SH
SOLE
0
0
820713
ISHARES TR
0-5 YR TIPS ETF
46429B747
35216
333386
SH
SOLE
0
0
333386
ISHARES TR
CORE S&P500 ETF
464287200
38947
90402
SH
SOLE
0
0
90402
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
39363
386744
SH
SOLE
0
0
386744
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
39449
233069
SH
SOLE
0
0
233069
INVESCO EXCH TRADED FD TR II
EMRNG MKT SVRG
46138E784
40666
1524781
SH
SOLE
0
0
1524781
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
44010
111586
SH
SOLE
0
0
111586
ISHARES TR
CORE S&P MCP ETF
464287507
50048
190247
SH
SOLE
0
0
190247
VANECK ETF TRUST
FALLEN ANGEL HG
92189F437
57922
1752542
SH
SOLE
0
0
1752542
FLEXSHARES TR
CR SCD US BD
33939L761
57979
1076279
SH
SOLE
0
0
1076279
ISHARES TR
MSCI USA VALUE
46432F388
59296
588842
SH
SOLE
0
0
588842
J P MORGAN EXCHANGE-TRADED F
DIVERSFED RTRN
46641Q886
71788
821224
SH
SOLE
0
0
821224
SPDR SER TR
PORTFOLIO SH TSR
78468R101
73425
2397170
SH
SOLE
0
0
2397170
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
84830
382015
SH
SOLE
0
0
382015
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
96666
1914557
SH
SOLE
0
0
1914557
ISHARES INC
MSCI EMERG MRKT
464286533
99523
1588051
SH
SOLE
0
0
1588051
AMPLIFY ETF TR
BLACKSWAN GRWT
032108888
102990
3008772
SH
SOLE
0
0
3008772
ISHARES TR
BARCLAYS 7 10 YR
464287440
112172
973546
SH
SOLE
0
0
973546
VICTORY PORTFOLIOS II
VICTORYSHS SMLCP
92647N568
124983
1781084
SH
SOLE
0
0
1781084
ISHARES TR
MSCI USA MIN VOL
46429B697
129310
1759315
SH
SOLE
0
0
1759315
LATTICE STRATEGIES TR
HARTFORD MLT ETF
518416102
150851
5011668
SH
SOLE
0
0
5011668
ISHARES TR
3 7 YR TREAS BD
464288661
152132
1168719
SH
SOLE
0
0
1168719
ISHARES TR
MSCI USA MMENTM
46432F396
167295
952706
SH
SOLE
0
0
952706
ISHARES TR
MSCI USA QLT FCT
46432F339
176476
1339682
SH
SOLE
0
0
1339682
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
183469
6146354
SH
SOLE
0
0
6146354