0001519611-19-000008.txt : 20190813 0001519611-19-000008.hdr.sgml : 20190813 20190813103640 ACCESSION NUMBER: 0001519611-19-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190813 DATE AS OF CHANGE: 20190813 EFFECTIVENESS DATE: 20190813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARGI Investment Services, LLC CENTRAL INDEX KEY: 0001519611 IRS NUMBER: 271003080 STATE OF INCORPORATION: KY FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14480 FILM NUMBER: 191018713 BUSINESS ADDRESS: STREET 1: 2201 HIGH WICKHAM PLACE CITY: LOUISVILLE STATE: KY ZIP: 40245 BUSINESS PHONE: 502-753-0609 MAIL ADDRESS: STREET 1: 2201 HIGH WICKHAM PLACE CITY: LOUISVILLE STATE: KY ZIP: 40245 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001519611 XXXXXXXX 06-30-2019 06-30-2019 ARGI Investment Services, LLC

2201 HIGH WICKHAM PLACE LOUISVILLE KY 40245

13F HOLDINGS REPORT 028-14480 N Justin Duncan 5027530609 Justin Duncan Louisville KY 08-13-2019 0 323 1859762 false INFORMATION TABLE 2 ARGI2019Q2.xml SPDR S&P500 ETF TRUST SPY Jun 19 20 260.0 C Option 78462F103 239 5600 SH Call SOLE 0 0 5600 APPLE INC Equity 037833100 4491 22690 SH SOLE 0 0 22690 AMERICAN EXPRESS CO Equity 025816109 561 4547 SH SOLE 0 0 4547 BANK OF NEW YORK MELLON CORP Equity 064058100 335 7582 SH SOLE 0 0 7582 BERKSHIRE HATHAWAY INC CL B Equity 084670702 843 3953 SH SOLE 0 0 3953 CIGNA CORP Equity 125523100 815 5174 SH SOLE 0 0 5174 CVS HEALTH CORP Equity 126650100 1052 19315 SH SOLE 0 0 19315 ALPHABET INC CL C Equity 02079K107 697 645 SH SOLE 0 0 645 ALPHABET INC CL A Equity 02079K305 473 437 SH SOLE 0 0 437 HONEYWELL INTERNATIONAL INC Equity 438516106 963 5514 SH SOLE 0 0 5514 ISHARES 3 7 YEAR TREASURY BOND ETF ETF 464288661 74548 592780 SH SOLE 0 0 592780 ISHARES CORE S P MID CAP ETF ETF 464287507 50597 260460 SH SOLE 0 0 260460 VANECK VECTORS ETF TR ETF 92189F544 1697 34114 SH SOLE 0 0 34114 JOHNSON JOHNSON Equity 478160104 2422 17387 SH SOLE 0 0 17387 J P MORGAN CHASE CO Equity 46625H100 1501 13430 SH SOLE 0 0 13430 MEDTRONIC PLC Equity G5960L103 325 3333 SH SOLE 0 0 3333 3M CO Equity 88579Y101 710 4098 SH SOLE 0 0 4098 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 2062 18237 SH SOLE 0 0 18237 ORACLE CORPORATION Equity 68389X105 590 10363 SH SOLE 0 0 10363 PEPSICO INC Equity 713448108 2195 16740 SH SOLE 0 0 16740 SPDR S&P 600 SMALL CAP VALUE ETF ETF 78464A300 1172 19321 SH SOLE 0 0 19321 VANECK VECTORS AMT-FREE SHORT ETF ETF 92189F528 902 50951 SH SOLE 0 0 50951 SPDR PORTFOLIO AGGREGATE BOND ETF ETF 78464A649 103606 3551809 SH SOLE 0 0 3551809 SPDR S P 500 ETF ETF 78462F103 3950 13481 SH SOLE 0 0 13481 ISHARES 0 5 YEAR TIPS BOND ETF ETF 46429B747 25233 250871 SH SOLE 0 0 250871 US BANCORP Equity 902973304 904 17260 SH SOLE 0 0 17260 VISA INC CLASS A SHARES Equity 92826C839 777 4478 SH SOLE 0 0 4478 VANGUARD SMALL CAP VALUE INDEX ETF ETF 922908611 21758 166673 SH SOLE 0 0 166673 VANGUARD FTSE DEVELOPED ETF ETF 921943858 73914 1772082 SH SOLE 0 0 1772082 VANGUARD REAL ESTATE ETF ETF 922908553 19857 227193 SH SOLE 0 0 227193 VANGUARD MID CAP INDEX FUND ETF ETF 922908629 550 3292 SH SOLE 0 0 3292 VANGUARD FTSE ALL WORLD EX US ETF ETF 922042718 26200 248909 SH SOLE 0 0 248909 VANGUARD TAX EXEMPT BOND INDEX ETF ETF 922907746 2266 42698 SH SOLE 0 0 42698 VANGUARD TOTAL STOCK MARKET ETF ETF 922908769 58601 390437 SH SOLE 0 0 390437 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 27365 643421 SH SOLE 0 0 643421 WELLS FARGO CO Equity 949746101 305 6450 SH SOLE 0 0 6450 CLEARWAY ENERGY INC CLASS A Equity 18539C105 844 52181 SH SOLE 0 0 52181 ALLY FINANCIAL INC COM Equity 02005N100 381 12309 SH SOLE 0 0 12309 ALLISON TRANSMISSION HLDGS INC COM Equity 01973R101 352 7587 SH SOLE 0 0 7587 HUNTINGTON BANCSHARES INC COM Equity 446150104 1808 130803 SH SOLE 0 0 130803 LADDER CAPITAL CORP CL A Equity 505743104 336 20237 SH SOLE 0 0 20237 NAVIENT CORP COM Equity 63938C108 400 29317 SH SOLE 0 0 29317 BROWN FORMAN CORP CL A Equity 115637100 2844 51708 SH SOLE 0 0 51708 BROWN-FORMAN CORP COM USD0.15 CLASS B Equity 115637209 5715 103110 SH SOLE 0 0 103110 DOW INC COM Equity 260557103 298 6040 SH SOLE 0 0 6040 INTERPUBLIC GROUP COS INC COM Equity 460690100 1850 81873 SH SOLE 0 0 81873 LITHIA MOTORS INC COM CL A Equity 536797103 440 3708 SH SOLE 0 0 3708 NEW RESIDENTIAL INVT CORP COM NEW Equity 64828T201 319 20753 SH SOLE 0 0 20753 CELANESE CORP COM Equity 150870103 401 3722 SH SOLE 0 0 3722 DUPONT DE NEMOURS INC COM Equity 26614N102 427 5686 SH SOLE 0 0 5686 ISHARES TRUST AGGRES ALLOC ETF ETF 464289859 826 14985 SH SOLE 0 0 14985 ISHARES TRUST MSCI ACWI ETF ETF 464288257 932 12647 SH SOLE 0 0 12647 ISHARES TRUST MULTIFACTOR USA ETF ETF 46434V282 6195 195059 SH SOLE 0 0 195059 VANGUARD S&P 500 ETF SHS ETF 922908363 14259 52977 SH SOLE 0 0 52977 ISHARES TRUST CORE INTL AGGR ETF ETF 46435G672 2469 45331 SH SOLE 0 0 45331 VANGUARD EXTEND MKT ETF ETF 922908652 2966 25013 SH SOLE 0 0 25013 SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETF ETF 78463X509 18469 516042 SH SOLE 0 0 516042 AMPLIFY ETF TR BLACKSWAN GRWT ETF ETF 032108888 72921 2648788 SH SOLE 0 0 2648788 JP MORGAN ETF TRUST DIV RTN EM EQT ETF ETF 46641Q308 392 7056 SH SOLE 0 0 7056 ISHARES TRUST MULTIFACTOR USA ETF ETF 46434V290 3686 91477 SH SOLE 0 0 91477 SPDR SERIES TRUST PORTFOLIO INTRMD ETF ETF 78464A375 37109 1062374 SH SOLE 0 0 1062374 VANECK VECTORS ETF TRUST FALLEN ANGEL HG ETF ETF 92189F437 34568 1179812 SH SOLE 0 0 1179812 JP MORGAN ETF TRUST DIVERSFED RTRN ETF ETF 46641Q886 38997 586793 SH SOLE 0 0 586793 INVESCO EXCHANGE TRADED FUND T EMRNG MKT SVRG ETF ETF 46138E784 30886 1063553 SH SOLE 0 0 1063553 ISHARES TRUST USA QUALITY FCTR ETF ETF 46432F339 91350 998690 SH SOLE 0 0 998690 ISHARES TRUST USA MOMENTUM FCT ETF ETF 46432F396 77889 656735 SH SOLE 0 0 656735 ISHARES TRUST MIN VOL USA ETF ETF 46429B697 74826 1212151 SH SOLE 0 0 1212151 JP MORGAN ETF TRUST DIV RTN INT EQ ETF ETF 46641Q209 112069 2057822 SH SOLE 0 0 2057822 INVESCO EXCHANGE TRADED FD TR FTSE RAFI 1500 ETF ETF 46137V597 71184 557516 SH SOLE 0 0 557516 ISHARES TRUST MLTFCTR INTL SML ETF ETF 46434V266 17622 608466 SH SOLE 0 0 608466 ISHARES INC MIN VOL EMRG MKT ETF ETF 464286533 65965 1120709 SH SOLE 0 0 1120709 INVESCO EXCHANGE TRADED FD TR S&P500 EQL WGT ETF ETF 78355W106 54243 503185 SH SOLE 0 0 503185 ISHARES TRUST SP SMCP600VL ETF ETF 464287879 23078 155279 SH SOLE 0 0 155279 VERIZON COMMUNICATIONS COM Equity 92343V104 3585 62749 SH SOLE 0 0 62749 VANGUARD INF TECH ETF ETF 92204A702 1052 4987 SH SOLE 0 0 4987 ISHARES TRUST GRWT ALLOCAT ETF ETF 464289867 343 7464 SH SOLE 0 0 7464 VANGUARD UTILITIES ETF ETF 92204A876 1360 10227 SH SOLE 0 0 10227 ISHARES TRUST MULTIFACTOR INTL ETF ETF 46434V274 5053 192439 SH SOLE 0 0 192439 WISDOMTREE TRUST INTL SMCAP DIV ETF ETF 97717W760 1743 26813 SH SOLE 0 0 26813 ISHARES TRUST INTRM TR CRP ETF ETF 464288638 1580 27743 SH SOLE 0 0 27743 SOUTHERN CO. COM Equity 842587107 2637 47711 SH SOLE 0 0 47711 EXXON MOBIL CORPORATION COM Equity 30231G102 2437 31807 SH SOLE 0 0 31807 VANGUARD MCAP VL IDXVIP ETF ETF 922908512 1477 13268 SH SOLE 0 0 13268 ABBOTT LABORATORIES COM Equity 002824100 841 9999 SH SOLE 0 0 9999 ABBVIE INC COM Equity 00287Y109 3390 46617 SH SOLE 0 0 46617 ISHARES TRUST CORE S&P SCP ETF ETF 464287804 10244 130861 SH SOLE 0 0 130861 FORD MOTOR CO COM Equity 345370860 2973 290600 SH SOLE 0 0 290600 HILL-ROM HOLDINGS INC COM Equity 431475102 240 2296 SH SOLE 0 0 2296 VANGUARD MCAP GR IDXVIP ETF ETF 922908538 260 1740 SH SOLE 0 0 1740 SPDR SERIES TRUST NUVEEN BLMBRG SR ETF ETF 78468R739 2585 52832 SH SOLE 0 0 52832 JOHN HANCOCK EXCHANGE-TRADED F MULTIFACTOR MI ETF ETF 47804J206 869 23816 SH SOLE 0 0 23816 CALYPSO WIRELESS INC COM Equity 131720104 0 13000 SH SOLE 0 0 13000 INVESCO QQQ TRUST UNIT SER 1 ETF ETF 46090E103 516 2762 SH SOLE 0 0 2762 MICROSOFT CORP COM Equity 594918104 3137 23420 SH SOLE 0 0 23420 AT&T INC COM Equity 00206R102 4199 125307 SH SOLE 0 0 125307 INGREDION INC COM Equity 457187102 231 2797 SH SOLE 0 0 2797 NIC INC COM Equity 62914B100 201 12512 SH SOLE 0 0 12512 MATTHEWS INTL CORP COM CL A Equity 577128101 1216 34906 SH SOLE 0 0 34906 INVESCO LTD COM Equity G491BT108 3303 161417 SH SOLE 0 0 161417 HANESBRANDS INC COM Equity 410345102 1463 84946 SH SOLE 0 0 84946 ALIBABA GROUP HOLDING LTD ADR Equity 01609W102 265 1566 SH SOLE 0 0 1566 WESTERN DIGITAL CORP COM Equity 958102105 3160 66457 SH SOLE 0 0 66457 AURORA CANNABIS INC COM Equity 05156X108 84 10700 SH SOLE 0 0 10700 ISHARES TRUST CORE S&P500 ETF ETF 464287200 31072 105417 SH SOLE 0 0 105417 ISHARES TRUST BARCLAYS 7 10 YR ETF ETF 464287440 62861 571361 SH SOLE 0 0 571361 DBX ETF TRUST XTRACK USD HIGH ETF ETF 233051432 10991 218998 SH SOLE 0 0 218998 BLOCK(H & R) INC COM Equity 093671105 2483 84748 SH SOLE 0 0 84748 SKYWEST INC COM Equity 830879102 405 6676 SH SOLE 0 0 6676 SANTANDER CONSUMER USA HLDGS I COM Equity 80283M101 408 17015 SH SOLE 0 0 17015 WESTERN UNION COMPANY (THE) COM Equity 959802109 3002 150930 SH SOLE 0 0 150930 DELTA AIR LINES INC COM Equity 247361702 380 6697 SH SOLE 0 0 6697 PULTE GROUP INC COM Equity 745867101 389 12310 SH SOLE 0 0 12310 XEROX CORP COM Equity 984121608 1478 41745 SH SOLE 0 0 41745 SYNCHRONY FINANCIAL COM Equity 87165B103 480 13849 SH SOLE 0 0 13849 DISCOVER FINANCIAL SERVICES COM Equity 254709108 371 4779 SH SOLE 0 0 4779 PENSKE AUTOMOTIVE GROUP INC COM Equity 70959W103 382 8074 SH SOLE 0 0 8074 TEGNA INC COM Equity 87901J105 371 24474 SH SOLE 0 0 24474 TRITON INTL LTD COM CL A Equity G9078F107 376 11477 SH SOLE 0 0 11477 VIACOM INC COM CL B Equity 92553P201 423 14176 SH SOLE 0 0 14176 KEURIG DR PEPPER INC COM Equity 49271V100 1323 45794 SH SOLE 0 0 45794 ARCH COAL INC COM CL A Equity 039380407 375 3975 SH SOLE 0 0 3975 CHIMERA INVESTMENT CORPORATION COM NEW Equity 16934Q208 390 20680 SH SOLE 0 0 20680 INTERNATIONAL BUS MACH CORP COM Equity 459200101 3582 25978 SH SOLE 0 0 25978 PHILLIPS 66 COM Equity 718546104 463 4953 SH SOLE 0 0 4953 NUCOR CORP COM Equity 670346105 350 6348 SH SOLE 0 0 6348 HOLLYFRONTIER CORPORATION COM Equity 436106108 394 8506 SH SOLE 0 0 8506 CAL MAINE FOODS INC COM Equity 128030202 330 7914 SH SOLE 0 0 7914 KROGER CO COM Equity 501044101 664 30604 SH SOLE 0 0 30604 VISHAY INTERTECHNOLOGY INC COM Equity 928298108 298 18037 SH SOLE 0 0 18037 ENTERGY CORP COM Equity 29364G103 2369 23019 SH SOLE 0 0 23019 GENERAL MILLS INC COM Equity 370334104 2222 42309 SH SOLE 0 0 42309 PRINCIPAL FINANCIAL GROUP COM Equity 74251V102 3326 57423 SH SOLE 0 0 57423 CONAGRA BRANDS INC COM Equity 205887102 2319 87427 SH SOLE 0 0 87427 CAMPBELL SOUP CO COM Equity 134429109 2271 56666 SH SOLE 0 0 56666 SEAGATE TECHNOLOGY PLC COM Equity G7945M107 2965 62925 SH SOLE 0 0 62925 PEOPLE'S UNITED FINANCIAL INC COM Equity 712704105 2912 173543 SH SOLE 0 0 173543 GENERAL MOTORS CO COM Equity 370442105 2564 66539 SH SOLE 0 0 66539 EDISON INTERNATIONAL COM Equity 281020107 3643 54048 SH SOLE 0 0 54048 VALERO ENERGY CORP COM Equity 91913Y100 1269 14826 SH SOLE 0 0 14826 PPL CORP COM Equity 69351T106 3564 114922 SH SOLE 0 0 114922 DUKE ENERGY CORP COM Equity 26441C204 1766 20010 SH SOLE 0 0 20010 INTERNATIONAL PAPER CO COM Equity 460146103 2656 61305 SH SOLE 0 0 61305 LYONDELLBASELL INDUSTRIES N V COM Equity N53745100 2760 32047 SH SOLE 0 0 32047 HARLEY DAVIDSON COM Equity 412822108 2713 75731 SH SOLE 0 0 75731 CARDINAL HEALTH INC COM Equity 14149Y108 3624 76941 SH SOLE 0 0 76941 WESTROCK CO COM Equity 96145D105 2529 69336 SH SOLE 0 0 69336 MACY'S INC COM Equity 55616P104 2490 116015 SH SOLE 0 0 116015 NEWELL BRANDS INC COM Equity 651229106 2700 175088 SH SOLE 0 0 175088 HOME DEPOT INC COM Equity 437076102 967 4650 SH SOLE 0 0 4650 COSTCO WHOLESALE CORP COM Equity 22160K105 650 2461 SH SOLE 0 0 2461 COMCAST CORP COM CL A Equity 20030N101 317 7508 SH SOLE 0 0 7508 AMAZON COM INC COM Equity 023135106 1587 838 SH SOLE 0 0 838 FACEBOOK INC COM CL A Equity 163677572 1613 8359 SH SOLE 0 0 8359 VANGUARD GROWTH ETF ETF 922908736 700 4287 SH SOLE 0 0 4287 VANGUARD VALUE ETF ETF 922908744 342 3088 SH SOLE 0 0 3088 NVIDIA CORP COM Equity 67066G104 239 1454 SH SOLE 0 0 1454 NIELSEN HLDGS PLC COM Equity G6518L108 1633 72255 SH SOLE 0 0 72255 PHILIP MORRIS INTL INC COM Equity 718172109 722 9189 SH SOLE 0 0 9189 CATERPILLAR INC COM Equity 149123101 646 4740 SH SOLE 0 0 4740 ARCHER-DANIELS-MIDLAND CO COM Equity 039483102 880 21562 SH SOLE 0 0 21562 PROCTER & GAMBLE CO COM Equity 742718109 4229 38567 SH SOLE 0 0 38567 WALGREENS BOOTS ALLIANCE INC COM Equity 931427108 586 10727 SH SOLE 0 0 10727 VANGUARD SML CP GRW ETF ETF 922908595 2794 15002 SH SOLE 0 0 15002 VANGUARD SMALL CP ETF ETF 922908751 345 2199 SH SOLE 0 0 2199 WALMART INC COM Equity 931142103 560 5071 SH SOLE 0 0 5071 ISHARES TRUST IBOXX INV CP ETF ETF 464287242 18223 146522 SH SOLE 0 0 146522 ISHARES TRUST 20 YR TR BD ETF ETF 464287432 7036 52976 SH SOLE 0 0 52976 HUMANA INC COM Equity 444859102 2393 9022 SH SOLE 0 0 9022 VANGUARD TOTAL BND MRKT ETF ETF 921937835 377 4533 SH SOLE 0 0 4533 ALTRIA GROUP INC COM Equity 02209S103 1098 23199 SH SOLE 0 0 23199 TESLA INC COM Equity 88160R101 263 1175 SH SOLE 0 0 1175 SOLAR WIND ENERGY TOWER INC COM Equity 83416V105 1 1250000 SH SOLE 0 0 1250000 ISHARES TRUST MSCI EAFE ETF ETF 464287465 3724 56654 SH SOLE 0 0 56654 ISHARES TRUST RUSSELL 2000 ETF ETF 464287655 1988 12785 SH SOLE 0 0 12785 ISHARES TRUST MSCI EMG MKT ETF ETF 464287234 1973 45971 SH SOLE 0 0 45971 SPDR SERIES TRUST BLOMBERG BRC INV ETF ETF 78468R200 640 20822 SH SOLE 0 0 20822 GENERAL ELECTRIC CO COM Equity 369604103 5521 525792 SH SOLE 0 0 525792 VANGUARD ALLWRLD EX US ETF ETF 922042775 3086 60528 SH SOLE 0 0 60528 SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF ETF 78463X889 5284 178568 SH SOLE 0 0 178568 INTEL CORP COM Equity 458140100 656 13706 SH SOLE 0 0 13706 ISHARES TRUST S&P 500 GRWT ETF ETF 464287309 450 2511 SH SOLE 0 0 2511 ISHARES TRUST S&P 500 VAL ETF ETF 464287408 484 4152 SH SOLE 0 0 4152 ISHARES TRUST S&P SML 600 GWT ETF ETF 464287887 643 3522 SH SOLE 0 0 3522 ISHARES TRUST U.S. REAL ES ETF ETF 464287739 537 6156 SH SOLE 0 0 6156 CARNIVAL CORP UNITS (COMPR 1 COM & 1 TR Equity 143658300 1564 33600 SH SOLE 0 0 33600 MONDELEZ INTL INC COM CL A Equity 609207105 262 4857 SH SOLE 0 0 4857 SMUCKER(J.M.)CO COM Equity 832696405 1121 9728 SH SOLE 0 0 9728 CHEVRON CORPORATION COM Equity 166764100 1024 8232 SH SOLE 0 0 8232 INVESCO EXCHANGE TRADED FD TR S&P MDCP400 EQ ETF ETF 739371680 2878 44578 SH SOLE 0 0 44578 SPDR INDEX SHARES FUNDS DJ GLB RL ES ETF ETF 78463X749 900 18030 SH SOLE 0 0 18030 VANGUARD CONSUM STP ETF ETF 92204A207 1102 7410 SH SOLE 0 0 7410 UNITED PARCEL SERVICE INC COM CL B Equity 911312106 1793 17358 SH SOLE 0 0 17358 CHURCHILL DOWNS INC COM Equity 171484108 3087 26824 SH SOLE 0 0 26824 ISHARES TRUST 1 3 YR TREAS BD ETF ETF 464287457 30906 364542 SH SOLE 0 0 364542 WISDOMTREE TRUST US DIVID EX FNCL ETF ETF 97717W406 1402 16344 SH SOLE 0 0 16344 ELI LILLY AND COMPANY COM Equity 532457108 866 7815 SH SOLE 0 0 7815 MERCK & CO INC COM Equity 58933Y105 1162 13863 SH SOLE 0 0 13863 BRISTOL-MYERS SQUIBB CO COM Equity 110122108 274 6044 SH SOLE 0 0 6044 ISHARES TRUST FALN ANGLS USD ETF ETF 46435G474 247 9299 SH SOLE 0 0 9299 VANGUARD FTSE PACIFIC ETF ETF 922042866 344 5208 SH SOLE 0 0 5208 ISHARES TRUST S&P MC 400GR ETF ETF 464287606 396 1752 SH SOLE 0 0 1752 ISHARES TRUST S&P MC 400VL ETF ETF 464287705 623 3907 SH SOLE 0 0 3907 WALT DISNEY COMPANY (THE) COM Equity 254687106 939 6728 SH SOLE 0 0 6728 WP CAREY INC COM Equity 92936U109 452 5567 SH SOLE 0 0 5567 INTUIT INC COM Equity 461202103 285 1091 SH SOLE 0 0 1091 UNITED TECHNOLOGIES CORP COM Equity 913017109 362 2782 SH SOLE 0 0 2782 PFIZER INC COM Equity 717081103 690 15927 SH SOLE 0 0 15927 FIFTH THIRD BANCORP COM Equity 316773100 278 9954 SH SOLE 0 0 9954 CISCO SYSTEMS INC COM Equity 17275R102 844 15421 SH SOLE 0 0 15421 ALLSTATE CORP COM Equity 020002101 411 4046 SH SOLE 0 0 4046 YUM BRANDS INC COM Equity 988498101 5304 47924 SH SOLE 0 0 47924 YUM CHINA HOLDINGS INC COM Equity 98850P109 2775 60066 SH SOLE 0 0 60066 ISHARES TRUST JPMORGAN USD EMG ETF ETF 464288281 923 8143 SH SOLE 0 0 8143 HEICO CORP COM Equity 422806109 272 2033 SH SOLE 0 0 2033 TORONTO-DOMINION BANK COM Equity 891160509 209 3576 SH SOLE 0 0 3576 ALLEGIANT TRAVEL COMPANY COM Equity 01748X102 284 1977 SH SOLE 0 0 1977 FIRST REPUBLIC BANK SAN FRANCI COM Equity 33616C100 250 2558 SH SOLE 0 0 2558 INVESCO EXCHANGE TRADED FUND T S&P500 LOW VOL ETF ETF 46138E354 281 5098 SH SOLE 0 0 5098 MOLSON COORS BREWING COMPANY COM CL B Equity 60871R209 201 3587 SH SOLE 0 0 3587 ISHARES TRUST PFD AND INCM SEC ETF ETF 464288687 419 11366 SH SOLE 0 0 11366 SPDR SERIES TRUST PORTFOLIO LR ETF ETF 78464A854 515 14909 SH SOLE 0 0 14909 SPDR SERIES TRUST PORTFOLIO TL STK ETF ETF 78464A805 1319 36186 SH SOLE 0 0 36186 SPDR INDEX SHARES FUNDS S&P INTL SMLCP ETF ETF 78463X871 1125 37558 SH SOLE 0 0 37558 ANTHEM INC COM Equity 036752103 436 1547 SH SOLE 0 0 1547 CITIGROUP INC COM Equity 172967424 278 3975 SH SOLE 0 0 3975 EXELON CORP COM Equity 30161N101 935 19503 SH SOLE 0 0 19503 ISHARES TRUST RUSSELL 3000 ETF ETF 464287689 336 1949 SH SOLE 0 0 1949 INVESCO EXCHANGE TRADED FUND T S&P SMALLCAP 600 ETF ETF 68386C302 922 14600 SH SOLE 0 0 14600 COLGATE-PALMOLIVE CO COM Equity 194162103 309 4306 SH SOLE 0 0 4306 BOEING CO COM Equity 097023105 1072 2946 SH SOLE 0 0 2946 PATTERN ENERGY GROUP INC COM CL A Equity 70338P100 1009 43718 SH SOLE 0 0 43718 QUEST DIAGNOSTICS INC COM Equity 74834L100 987 9698 SH SOLE 0 0 9698 KIMBERLY CLARK CORP COM Equity 494368103 1109 8320 SH SOLE 0 0 8320 AES CORP COM Equity 00130H105 992 59176 SH SOLE 0 0 59176 MCKESSON CORPORATION COM Equity 58155Q103 1082 8051 SH SOLE 0 0 8051 PATTERSON COMPANIES INC COM Equity 703395103 938 40950 SH SOLE 0 0 40950 AMERISOURCEBERGEN CORPORATION COM Equity 03073E105 1016 11921 SH SOLE 0 0 11921 UNIVERSAL HEALTH SERVICES INC. COM CL B Equity 913903100 978 7501 SH SOLE 0 0 7501 ZIMMER BIOMET HOLDINGS INC COM Equity 98956P102 904 7681 SH SOLE 0 0 7681 GILEAD SCIENCES INC COM Equity 375558103 1070 15836 SH SOLE 0 0 15836 BUNGE LIMITED COM Equity 75972A301 859 15419 SH SOLE 0 0 15419 NATIONAL FUEL GAS CO COM Equity 636180101 973 18445 SH SOLE 0 0 18445 NRG ENERGY INC COM Equity 629377508 737 20987 SH SOLE 0 0 20987 KELLOGG COMPANY COM Equity 487836108 931 17371 SH SOLE 0 0 17371 ISHARES INC CORE MSCI EMKT ETF ETF 46434G103 7770 151055 SH SOLE 0 0 151055 NETFLIX INC COM Equity 64110L106 220 600 SH SOLE 0 0 600 ISHARES TRUST CORE US AGGBD ET ETF ETF 464287226 7242 65040 SH SOLE 0 0 65040 NIKE INC COM CL B Equity 654106103 394 4691 SH SOLE 0 0 4691 MARRIOTT INTERNATIONAL INC COM CL A Equity 571903202 312 2222 SH SOLE 0 0 2222 BANK OF AMERICA CORPORATION COM Equity 060505104 873 30116 SH SOLE 0 0 30116 SPDR SERIES TRUST PORTFOLIO MD ETF ETF 78464A847 968 28419 SH SOLE 0 0 28419 MCDONALD'S CORPORATION COM Equity 580135101 1156 5567 SH SOLE 0 0 5567 ISHARES TRUST U.S. ENERGY ETF ETF 464287796 273 7921 SH SOLE 0 0 7921 COCA-COLA CO COM Equity 191216100 796 15623 SH SOLE 0 0 15623 FIRSTENERGY CORP COM Equity 337932107 362 8467 SH SOLE 0 0 8467 EMISPHERE TECHNOLOGIES INC COM Equity 291345106 179 17889 SH SOLE 0 0 17889 VANECK VECTORS ETF TRUST HIGH YLD MUN ETF ETF 92189F361 1925 30186 SH SOLE 0 0 30186 VANGUARD INTL BD IDX ETF ETF 92203J407 265 4619 SH SOLE 0 0 4619 CRACKER BARREL OLD COM Equity 22410J106 435 2549 SH SOLE 0 0 2549 PRESTIGE CONSUMER HEALTHCARE I COM Equity 74112D101 211 6673 SH SOLE 0 0 6673 ISHARES TRUST SELECT DIVID ETF ETF 464287168 3641 36567 SH SOLE 0 0 36567 DNP SELECT INCOME FUND INC COM Equity 23325P104 277 23399 SH SOLE 0 0 23399 TRAVELERS COMPANIES INC COM Equity 89417E109 306 2044 SH SOLE 0 0 2044 WESBANCO INC COM Equity 950810101 428 11096 SH SOLE 0 0 11096 VANGUARD HIGH DIV YLD ETF ETF 921946406 691 7907 SH SOLE 0 0 7907 PNC FINANCIAL SERVICES GROUP COM Equity 693475105 1439 10484 SH SOLE 0 0 10484 MIDDLEBY CORP COM Equity 596278101 237 1744 SH SOLE 0 0 1744 TAPESTRY INC COM Equity 876030107 1668 52582 SH SOLE 0 0 52582 FIDELITY COVINGTON TRUST MOMENTUM FACTR ETF ETF 316092816 347 9779 SH SOLE 0 0 9779 FIDELITY COVINGTON TRUST QLTY FCTOR ETF ETF 316092790 275 7941 SH SOLE 0 0 7941 ISHARES INC MSCI EQUAL WEITE ETF ETF 464286681 200 3367 SH SOLE 0 0 3367 ISHARES TRUST RUS 1000 ETF ETF 464287622 271 1664 SH SOLE 0 0 1664 DOLLAR GENERAL CORP COM Equity 256677105 873 6456 SH SOLE 0 0 6456 ISHARES TRUST CORE S&P TTL STK ETF ETF 464287150 20199 303152 SH SOLE 0 0 303152 UNITEDHEALTH GROUP INC COM Equity 91324P102 217 888 SH SOLE 0 0 888 STOCK YARDS BANCORP INC COM Equity 861025104 296 8190 SH SOLE 0 0 8190 EATON CORPORATION PLC COM Equity G29183103 286 3437 SH SOLE 0 0 3437 REPUBLIC BANCORP INC COM CL A Equity 760281204 525 10550 SH SOLE 0 0 10550 CSX CORP COM Equity 126408103 422 5455 SH SOLE 0 0 5455 SPDR S&P500 ETF TRUST SPY Dec 20 19 235.0 C Option 78462F103 10402 168500 SH Call SOLE 0 0 168500 PACCAR INC COM Equity 693718108 1912 26675 SH SOLE 0 0 26675 OCCIDENTAL PETROLEUM CORP COM Equity 674599105 1431 28455 SH SOLE 0 0 28455 ISHARES TRUST INTL SEL DIV ETF ETF 464288448 261 8499 SH SOLE 0 0 8499 ISHARES TRUST CORE S&P US VLU ETF ETF 464287663 487 8598 SH SOLE 0 0 8598 THERMO FISHER SCIENTIFIC INC COM Equity 883556102 249 846 SH SOLE 0 0 846 NEXTERA ENERGY INC COM Equity 65339F101 267 1301 SH SOLE 0 0 1301 AUTOMATIC DATA PROCESSING INC COM Equity 053015103 567 3428 SH SOLE 0 0 3428 TEXAS INSTRUMENTS INC COM Equity 882508104 218 1899 SH SOLE 0 0 1899 LOWE'S COMPANIES INC COM Equity 548661107 350 3465 SH SOLE 0 0 3465 UNION PACIFIC CORP COM Equity 907818108 212 1252 SH SOLE 0 0 1252 BIOGEN INC COM Equity 09062X103 260 1111 SH SOLE 0 0 1111 ISHARES TRUST RUS 1000 GRW ETF ETF 464287614 664 4220 SH SOLE 0 0 4220 ISHARES TRUST EAFE GRWTH ETF ETF 464288885 344 4256 SH SOLE 0 0 4256 KELLER MANUFACTURING CO INC COM Equity 48767A208 0 10000 SH SOLE 0 0 10000 INVESCO EXCHANGE TRADED SELF I BULSHS 2019 CB ETF ETF 46138J304 773 36652 SH SOLE 0 0 36652 JP MORGAN ETF TRUST ULTRA SHRT INC ETF ETF 46641Q837 347 6885 SH SOLE 0 0 6885 FIRST TR EXCHANGE TRADED FD IV FIRST TR ENH NEW ETF ETF 33739Q408 316 5266 SH SOLE 0 0 5266 TAGLIKEME CORP COM Equity 87378P105 0 17083 SH SOLE 0 0 17083 INVESCO EXCHANGE TRADED FUND T S&P500 HDL VOL ETF ETF 46138E362 223 5288 SH SOLE 0 0 5288 INVESCO EXCHANGE TRADED SELF I BULSHS 2020 CB ETF ETF 46138J502 726 34159 SH SOLE 0 0 34159 INVESCO EXCHANGE TRADED SELF I BULSHS 2021 CB ETF ETF 46138J700 586 27673 SH SOLE 0 0 27673 INVESCO EXCHANGE TRADED SELF I BULSHS 2022 CB ETF ETF 46138J882 205 9590 SH SOLE 0 0 9590 ISHARES TRUST RUS MID CAP ETF ETF 464287499 556 9957 SH SOLE 0 0 9957 FISERV INC COM Equity 337738108 434 4764 SH SOLE 0 0 4764 MARATHON PETROLEUM CORP COM Equity 56585A102 414 7403 SH SOLE 0 0 7403 SPDR SERIES TRUST PORTFOLIO SH TSR ETF ETF 78468R101 309 10314 SH SOLE 0 0 10314 SPDR SERIES TRUST PORTFOLIO SHORT ETF ETF 78464A474 283 9200 SH SOLE 0 0 9200 CALL (SPY) SPDR S&P 500 ETF DEC 20 19 $245 (100 SHS) Option 78462F103 233 4400 SH Call SOLE 0 0 4400 WAL-MART DE MEXICO SAB DE CV COM Equity P98180188 28 10144 SH SOLE 0 0 10144 AMFIL TECHNOLOGIES INC COM Equity 031146103 1 11111 SH SOLE 0 0 11111 GERMAN AMERN BANCORP COM Equity 373865104 425 14103 SH SOLE 0 0 14103 ISHARES TRUST EAFE VALUE ETF ETF 464288877 224 4652 SH SOLE 0 0 4652 PPG INDUSTRIES INC COM Equity 693506107 785 6726 SH SOLE 0 0 6726 HEXO CORP COM Equity 428304109 64 12000 SH SOLE 0 0 12000 TINLEY BEVERAGE CO INC COM Equity 887544104 9 20000 SH SOLE 0 0 20000 WASTE MANAGEMENT INC COM Equity 94106L109 396 3435 SH SOLE 0 0 3435 EVERGY INC COM Equity 30034W106 221 3670 SH SOLE 0 0 3670 ISHARES TRUST RUS 1000 VAL ETF ETF 464287598 483 3796 SH SOLE 0 0 3796 ROLLS ROYCE HOLDINGS NON CUM RED PFD SHS SER C Equity G76225138 0 99684 SH SOLE 0 0 99684 CARDNO LIMITED COM Equity Q2097C105 18 27024 SH SOLE 0 0 27024 AMERICAN PLASTIC PROCESSING PRODUCTS INC MICH Equity 028993111 0 632408 SH SOLE 0 0 632408 BAGGER DAVES BURGER TAVERN INC COM NEW Equity 056646201 1 15000 SH SOLE 0 0 15000 DIVERSIFIED RESTAURANT HOLDINGS INC COM USD0.0001 Equity 25532M105 11 15000 SH SOLE 0 0 15000