0001519418-17-000012.txt : 20170814
0001519418-17-000012.hdr.sgml : 20170814
20170814165443
ACCESSION NUMBER: 0001519418-17-000012
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170814
DATE AS OF CHANGE: 20170814
EFFECTIVENESS DATE: 20170814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Kinetics LLC
CENTRAL INDEX KEY: 0001519418
IRS NUMBER: 450642972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14519
FILM NUMBER: 171031211
BUSINESS ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 646-495-7347
MAIL ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
13F-HR
1
primary_doc.xml
13F-HR
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false
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0001519418
XXXXXXXX
06-30-2017
06-30-2017
Horizon Kinetics LLC
470 PARK AVENUE SOUTH
4TH FLOOR SOUTH
NEW YORK
NY
10016
13F HOLDINGS REPORT
028-14519
N
Jay Kesslen
General Counsel
914-703-6904
Jay Kesslen
New York
NY
08-14-2017
4
792
3055938
false
1
0001056823
028-06986
HORIZON ASSET MANAGEMENT LLC
2
0001011814
028-05163
KINETICS ASSET MANAGEMENT LLC
3
0001527271
028-14521
Kinetics Advisers, LLC
4
0000019481
028-00085
Virtus Investment Advisers, Inc.
INFORMATION TABLE
2
form13fhr-infoTable.xml
3M CO
COM
88579Y101
5
26
SH
DFND
2
26
0
0
3M CO
COM
88579Y101
518
2486
SH
DFND
1
2486
0
0
A T & T INC
COM
00206R102
491
13027
SH
DFND
1
13027
0
0
ABBOTT LABS
COM
002824100
1190
24475
SH
DFND
1
24475
0
0
ABBVIE INC
COM
00287Y109
943
13000
SH
DFND
2
13000
0
0
ABBVIE INC
COM
00287Y109
1476
20351
SH
DFND
1
20351
0
0
AFLAC INC
COM
001055102
268
3446
SH
DFND
1
3446
0
0
AIR LEASE CORP
CL A
00912X302
388
10382
SH
OTR
4
0
10382
0
AKORN INC
COM
009728106
400
11935
SH
OTR
4
0
11935
0
ALBANY MOLECULAR RESH INC
COM
012423109
1215
56000
SH
DFND
2
56000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
210
1490
SH
DFND
1
1490
0
0
ALICO INC
COM
016230104
1007
32187
SH
DFND
1
32187
0
0
ALKERMES PLC
COM
G01767105
1275
22000
SH
DFND
2
22000
0
0
ALPHABET INC
CL A
02079K305
3773
4058
SH
DFND
1
4058
0
0
ALPHABET INC
CL A
02079K305
3876
4169
SH
DFND
2
4169
0
0
ALPHABET INC
CL C
02079K107
384
423
SH
OTR
4
0
423
0
ALPHABET INC
CL C
02079K107
3648
4014
SH
DFND
1
4014
0
0
ALPHABET INC
CL C
02079K107
3802
4184
SH
DFND
2
4184
0
0
ALTABA INC
COM
021346101
218
4000
SH
DFND
2
4000
0
0
ALTISOURCE PORTFOLIO SOLNS
REG SHS
L0175J104
4
191
SH
DFND
1
191
0
0
ALTISOURCE PORTFOLIO SOLNS
REG SHS
L0175J104
406
18629
SH
OTR
4
0
18629
0
ALTRIA GROUP INC
COM
02209S103
69
925
SH
DFND
2
925
0
0
ALTRIA GROUP INC
COM
02209S103
2450
32892
SH
DFND
1
32892
0
0
AMAZON COM INC
COM
023135106
85
88
SH
DFND
1
88
0
0
AMAZON COM INC
COM
023135106
401
414
SH
OTR
4
0
414
0
AMC NETWORKS INC
CL A
00164V103
3
57
SH
DFND
2
57
0
0
AMC NETWORKS INC
CL A
00164V103
383
7162
SH
OTR
4
0
7162
0
AMC NETWORKS INC
CL A
00164V103
40833
764513
SH
DFND
1
764513
0
0
AMERICAN EAGLE OUTFITTERS IN
COM
02553E106
1
96
SH
DFND
1
96
0
0
AMERICAN EAGLE OUTFITTERS IN
COM
02553E106
419
34808
SH
OTR
4
0
34808
0
AMERICAN EXPRESS COMPANY
COM
025816109
1062
12603
SH
DFND
1
12603
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
389
3917
SH
OTR
4
0
3917
0
AMERICAN HOMES 4 RENT
CL A
02665T306
402
17790
SH
OTR
4
0
17790
0
AMERICAN INTERNATIONAL GROUP INC
COM NEW
026874784
9
146
SH
DFND
2
146
0
0
AMERICAN INTERNATIONAL GROUP INC
COM NEW
026874784
1470
23517
SH
DFND
1
23517
0
0
AMERICAN INTL GROUP INC
W EXP 01/19/202
026874156
14
662
SH
DFND
1
662
0
0
AMERICAN INTL GROUP INC
W EXP 01/19/202
026874156
1071
50800
SH
DFND
3
50800
0
0
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COM
02916P103
296
7728
SH
DFND
1
7728
0
0
AMERICAN RAILCAR INDS INC
COM
02916P103
425
11090
SH
OTR
4
0
11090
0
AMERICAN RAILCAR INDS INC
COM
02916P103
1268
33100
SH
DFND
2
33100
0
0
AMERIPRISE FINL INC
COM
03076C106
341
2681
SH
DFND
1
2681
0
0
AMKOR TECHNOLOGY INC
COM
031652100
375
38356
SH
OTR
4
0
38356
0
AMTRUST FINANCIAL SERVICES I
COM
032359309
77
5079
SH
DFND
5079
0
0
AMTRUST FINANCIAL SERVICES I
COM
032359309
432
28538
SH
OTR
4
0
28538
0
ANALOG DEVICES INC
COM
032654105
798
10255
SH
DFND
1
10255
0
0
ANIXTER INTL INC COM
COM
035290105
399
5101
SH
OTR
4
0
5101
0
APPLE INC
COM
037833100
1835
12741
SH
DFND
1
12741
0
0
APPOLO INVT CORP
COM
03761U106
77
12006
SH
DFND
1
12006
0
0
AQUABOUNTY TECHNOLOGIES INC
COM NEW
03842K200
386
48184
SH
OTR
4
0
48184
0
ARES CAP CORP
COM
04010L103
232
14185
SH
DFND
1
14185
0
0
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CL A
045528106
3
100
SH
DFND
3
100
0
0
ASSOCIATED CAP GROUP INC
CL A
045528106
18933
556842
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DFND
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0
0
ASSOCIATED CAP GROUP INC
CL A
045528106
24676
725764
SH
DFND
1
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0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
10
302
SH
DFND
1
302
0
0
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SPONSORED ADR
046353108
963
28235
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DFND
2
28235
0
0
AUTONATION INC
COM
05329W102
17
412
SH
DFND
2
412
0
0
AUTONATION INC
COM
05329W102
394
9335
SH
OTR
4
0
9335
0
AUTONATION INC
COM
05329W102
1930
45781
SH
DFND
1
45781
0
0
BANCO SANTANDER CENT HISPANO
ADR
05964H105
978
146156
SH
DFND
1
146156
0
0
BANK AMER CORP
COM
060505104
1097
45213
SH
DFND
1
45213
0
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BANK OF NEW YORK MELLON CORP
COM
064058100
1861
36472
SH
DFND
1
36472
0
0
BAXTER INTL INC
COM
071813109
810
13372
SH
DFND
1
13372
0
0
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COM
084423102
396
5727
SH
OTR
4
0
5727
0
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CL A
084670108
3311
13
SH
DFND
1
13
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
396
2341
SH
OTR
4
0
2341
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
456
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DFND
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CL B NEW
084670702
26608
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101
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DFND
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CL A
05541T101
9238
730845
SH
DFND
1
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0
0
BIOGEN INC
COM
09062X103
243
895
SH
DFND
1
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0
0
BIOGEN INC
COM
09062X103
1018
3750
SH
DFND
2
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COM UNIT
09225M101
4924
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SH
DFND
1
312446
0
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COM
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852
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DFND
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100005
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DFND
1
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COM
091941104
285
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SH
DFND
1
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COM
09253X102
677
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SH
DFND
1
48218
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BLACKROCK MUNI N Y INTER DUR
COM
09255F109
353
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DFND
1
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0
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BLACKROCK MUNICIPAL INCOME INVEST TRUST
COM
09248H105
261
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1
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COM
09255C106
145
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SH
DFND
1
10440
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0
BLACKROCK MUNIYIELD N Y QUALITY FUND INC
COM
09255E102
277
21306
SH
DFND
1
21306
0
0
BLACKROCK NY MUN INC QUALITY TRUST
COM
09249U105
386
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SH
DFND
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BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
386
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DFND
1
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BLACKSTONE MTG TR INC
COM CL A
09257W100
205
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UT LTD PARTNER
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COM
097023105
1626
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DFND
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COM NEW
05561Q201
193
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DFND
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BOK FINL CORP
COM NEW
05561Q201
236
2800
SH
DFND
2
2800
0
0
BOK FINL CORP
COM NEW
05561Q201
394
4689
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OTR
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CL A
100557107
394
2985
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OTR
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0
BOSTON PPTYS INC
COM
101121101
45
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DFND
1
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0
BOSTON PPTYS INC
COM
101121101
386
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0
BOVIE MEDICAL CORP
COM
10211F100
1519
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SH
DFND
1
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BP PLC
SPONSORED ADR
055622104
1364
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DFND
1
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0
0
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COM
110122108
1337
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COM
110122108
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CL A LTD VT SH
112585104
35757
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SH
DFND
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CL A LTD VT SH
112585104
42044
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SH
DFND
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UNIT LTD LP
G16234109
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UNIT LTD LP
G16234109
394
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LP INT UNIT
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LP INT UNIT
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UNIT LTD PARTN
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SHS BEN INT
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DFND
1
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COM
115236101
388
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SH
OTR
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CL B
115637209
11
228
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1
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CL B
115637209
389
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OTR
4
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COM
116794108
415
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OTR
4
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14377
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COM
118440106
407
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OTR
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COM
05605H100
300
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SH
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1
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COM
126804301
417
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OTR
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CABLE ONE INC COM
COM
12685J105
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CL A
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34
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COM
136385101
381
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COM
140501107
281
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CARBO CERAMICS INC
COM
140781105
300
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UNIT 99/99/9999
143658300
46
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DFND
2
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UNIT 99/99/9999
143658300
400
6096
SH
OTR
4
0
6096
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
1819
27743
SH
DFND
1
27743
0
0
CARS COM INC
COM
14575E105
248
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SH
DFND
1
9327
0
0
CATERPILLAR INC DEL
COM
149123101
1224
11393
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DFND
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11393
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0
CBOE HLDGS INC
COM
12503M108
19602
214461
SH
DFND
2
214461
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0
CBOE HLDGS INC
COM
12503M108
26476
289670
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DFND
1
289670
0
0
CBS CORP NEW
CL B
124857202
415
6499
SH
OTR
4
0
6499
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CL B
124857202
7145
112026
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DFND
1
112026
0
0
CBS CORP NEW
CL B
124857202
7934
124401
SH
DFND
2
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0
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COM
151020104
117
900
SH
DFND
1
900
0
0
CELGENE CORP
COM
151020104
942
7255
SH
DFND
2
7255
0
0
CELLDEX THERAPEUTICS INC
COM
15117B103
0
41
SH
DFND
1
41
0
0
CELLDEX THERAPEUTICS INC
COM
15117B103
65
26294
SH
DFND
2
26294
0
0
CENTERPOINT ENERGY INC
COM
15189T107
1335
48773
SH
DFND
1
48773
0
0
CERNER CORP
COM
156782104
106
1600
SH
DFND
1
1600
0
0
CERNER CORP
COM
156782104
403
6059
SH
OTR
4
0
6059
0
CHENIERE ENERGY INC
COM NEW
16411R208
28
570
SH
DFND
1
570
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
418
8574
SH
OTR
4
0
8574
0
CHENIERE ENERGY INC
NOTE 4.250% 3/1
16411RAG4
690
1000000
PRN
DFND
2
1000000
0
0
CHENIERE ENERGY INC
NOTE 4.250% 3/1
16411RAG4
47095
68253500
PRN
DFND
1
68253500
0
0
CHEVRON CORP
COM
166764100
28
272
SH
DFND
2
272
0
0
CHEVRON CORP
COM
166764100
1389
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SH
DFND
1
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0
0
CHOICE HOTELS INTL INC
COM
169905106
384
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OTR
4
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CINCINNATI FINL CORP
COM
172062101
526
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SH
DFND
1
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0
0
CINTAS CORP
COM
172908105
394
3127
SH
OTR
4
0
3127
0
CISCO SYSTEMS INC
COM
17275R102
27
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SH
DFND
2
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0
0
CISCO SYSTEMS INC
COM
17275R102
1542
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SH
DFND
1
49281
0
0
CIVEO CORP CDA
COM
17878Y108
21
9800
SH
DFND
3
9800
0
0
CIVEO CORP CDA
COM
17878Y108
5987
2851161
SH
DFND
2
2851161
0
0
CIVEO CORP CDA
COM
17878Y108
32811
15624500
SH
DFND
1
15624500
0
0
CLEARBRIDGE ENERGY MLP FD INC
COM
184692101
4303
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SH
DFND
1
281992
0
0
CLEARBRIDGE ENERGY MLP TR FD
COM
18469Q108
74
5758
SH
DFND
2
5758
0
0
CLEARBRIDGE ENERGY MLP TR FD
COM
18469Q108
4666
365358
SH
DFND
1
365358
0
0
CME GROUP INC
COM
12572Q105
501
4000
SH
DFND
2
4000
0
0
CME GROUP INC
COM
12572Q105
683
5456
SH
DFND
1
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0
0
CMS ENERGY CORP
COM
125896100
1326
28662
SH
DFND
1
28662
0
0
COHEN & STEERS INC
COM
19247A100
394
9722
SH
OTR
4
0
9722
0
COHEN & STEERS QUALITY RLTY COM
COM
19247L106
869
69042
SH
DFND
1
69042
0
0
COLFAX CORP
COM
194014106
398
10111
SH
OTR
4
0
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0
COLFAX CORP
COM
194014106
1635
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DFND
2
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COLFAX CORP
COM
194014106
16003
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SH
DFND
1
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COM
194162103
302
4074
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DFND
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CL A COM
19625W104
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SH
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117
0
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CL A COM
19625W104
397
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OTR
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28168
0
COLUMBIA SPORTSWEAR CO
COM
198516106
404
6954
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OTR
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6954
0
COMCAST CORP NEW
CL A
20030N101
206
5302
SH
DFND
5302
0
0
COMCAST CORP NEW
CL A
20030N101
375
9636
SH
OTR
4
0
9636
0
COMMERCEHUB INC
COM SER A
20084V108
146
8399
SH
DFND
1
8399
0
0
COMMERCEHUB INC
COM SER A
20084V108
454
26078
SH
DFND
2
26078
0
0
COMMERCEHUB INC
COM SER C
20084V306
256
14660
SH
DFND
1
14660
0
0
COMMERCEHUB INC
COM SER C
20084V306
411
23590
SH
OTR
4
0
23590
0
COMMERCEHUB INC
COM SER C
20084V306
844
48388
SH
DFND
2
48388
0
0
CONDUENT INC
COM
206787103
2
105
SH
DFND
1
105
0
0
CONDUENT INC
COM
206787103
407
25532
SH
OTR
4
0
25532
0
CONTINENTAL RESOURCES INC
COM
212015101
391
12083
SH
OTR
4
0
12083
0
CONTINENTAL RESOURCES INC
COM
212015101
2668
82534
SH
DFND
2
82534
0
0
CONTINENTAL RESOURCES INC
COM
212015101
5902
182570
SH
DFND
1
182570
0
0
COPART INC
COM
217204106
2289
72000
SH
DFND
2
72000
0
0
CORELOGIC INC
COM
21871D103
1177
27139
SH
DFND
1
27139
0
0
COSTAMARE INC
SHS
Y1771G102
1681
229978
SH
DFND
1
229978
0
0
COSTAR GROUP INC
COM
22160N109
527
2000
SH
DFND
2
2000
0
0
COVANTA HLDG CORP
COM
22282E102
365
27618
SH
OTR
4
0
27618
0
CSW INDUSTRIALS INC
COM
126402106
612
15846
SH
DFND
1
15846
0
0
CSX CORP
COM
126408103
323
5912
SH
DFND
1
5912
0
0
CUBIC CORP
COM
229669106
651
14069
SH
DFND
1
14069
0
0
CVR ENERGY INC
COM
12662P108
435
19990
SH
OTR
4
0
19990
0
CVR REFNG LP
COMUNIT REP LT
12663P107
242
25481
SH
DFND
1
25481
0
0
CVS HEALTH CORP
COM
126650100
235
2917
SH
DFND
1
2917
0
0
D R HORTON INC
COM
23331A109
408
11806
SH
OTR
4
0
11806
0
DANAHER CORP
COM
235851102
68
800
SH
DFND
2
800
0
0
DANAHER CORP
COM
235851102
400
4734
SH
OTR
4
0
4734
0
DANAHER CORP
COM
235851102
2374
28130
SH
DFND
1
28130
0
0
DELTA AIR LINES INC DEL NEW
COM NEW
247361702
352
6550
SH
DFND
1
6550
0
0
DELUXE CORP
COM
248019101
810
11700
SH
DFND
1
11700
0
0
DICKS SPORTING GOODSINC
COM
253393102
391
9812
SH
OTR
4
0
9812
0
DILLARDS INC
CL A
254067101
414
7171
SH
OTR
4
0
7171
0
DIREXION SHARES ETF TRUST
20YR TRES BEAR
25459Y678
1438
73680
SH
DFND
1
73680
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
4701
182010
SH
DFND
1
182010
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
4735
183300
SH
DFND
2
183300
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
151
5970
SH
DFND
1
5970
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
394
15636
SH
OTR
4
0
15636
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
2383
94529
SH
DFND
2
94529
0
0
DISH NETWORK CORP
CL A
25470M109
384
6113
SH
OTR
4
0
6113
0
DISH NETWORK CORP
CL A
25470M109
24920
397063
SH
DFND
2
397063
0
0
DISH NETWORK CORP
CL A
25470M109
45133
719134
SH
DFND
1
719134
0
0
DISNEY WALT CO
COM DISNEY
254687106
475
4472
SH
DFND
1
4472
0
0
DOMINION DIAMOND CORP
COM
257287102
1106
88073
SH
DFND
1
88073
0
0
DORMAN PRODUCTS INC
COM
258278100
985
11900
SH
DFND
2
11900
0
0
DORMAN PRODUCTS INC
COM
258278100
2012
24306
SH
DFND
1
24306
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
478
23128
SH
DFND
2
23128
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
12169
589312
SH
DFND
1
589312
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258623107
1284
50900
SH
DFND
2
50900
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258623107
9399
372528
SH
DFND
1
372528
0
0
DSW INC
CL A
23334L102
404
22801
SH
OTR
4
0
22801
0
DUFF & PHELPS SLCT ENGY MLP
COM
26433F108
3
400
SH
DFND
2
400
0
0
DUFF & PHELPS SLCT ENGY MLP
COM
26433F108
1122
158212
SH
DFND
1
158212
0
0
DUFF & PHELPS UTIL CORP BD T
COM
26432K108
189
20525
SH
DFND
1
20525
0
0
EATON VANCE FLTING RATE INC
COM
278279104
245
16200
SH
DFND
1
16200
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
662
46938
SH
DFND
1
46938
0
0
EATON VANCE MUN BD FD
COM
27827X101
156
12263
SH
DFND
1
12263
0
0
EATON VANCE NY MUN BD FD
COM
27827Y109
270
21647
SH
DFND
1
21647
0
0
EATON VANCE NY MUNI INCOME T
SH BEN INT
27826W104
192
14706
SH
DFND
1
14706
0
0
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
330
22129
SH
DFND
1
22129
0
0
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
207
31166
SH
DFND
1
31166
0
0
EBAY INC
COM
278642103
57
1646
SH
DFND
1
1646
0
0
EBAY INC
COM
278642103
409
11711
SH
OTR
4
0
11711
0
EBAY INC
COM
278642103
1858
53200
SH
DFND
2
53200
0
0
ECHOSTAR CORP
CL A
278768106
394
6494
SH
OTR
4
0
6494
0
ECHOSTAR CORP
CL A
278768106
819
13492
SH
DFND
3
13492
0
0
ECHOSTAR CORP
CL A
278768106
16020
263916
SH
DFND
1
263916
0
0
ECHOSTAR CORP
CL A
278768106
29874
492158
SH
DFND
2
492158
0
0
EMERSON ELEC CO
COM
291011104
1447
24262
SH
DFND
1
24262
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
579
21367
SH
DFND
1
21367
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
402
4655
SH
OTR
4
0
4655
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
5337
61815
SH
DFND
1
61815
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
6968
80700
SH
DFND
2
80700
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
1
11
SH
DFND
1
11
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
388
5900
SH
OTR
4
0
5900
0
ERIE INDTY CO
CL A
29530P102
406
3250
SH
OTR
4
0
3250
0
EXPEDIA INC DEL
COM NEW
30212P303
361
2424
SH
DFND
1
2424
0
0
EXPEDIA INC DEL
COM NEW
30212P303
408
2739
SH
OTR
4
0
2739
0
EXTERRAN CORP
COM
30227H106
2
86
SH
DFND
1
86
0
0
EXTERRAN CORP
COM
30227H106
395
14789
SH
OTR
4
0
14789
0
EXXON MOBIL CORP
COM
30231G102
7
88
SH
DFND
2
88
0
0
EXXON MOBIL CORP
COM
30231G102
9461
117195
SH
DFND
1
117195
0
0
FACEBOOK INC
CL A
30303M102
163
1077
SH
DFND
1077
0
0
FACEBOOK INC
CL A
30303M102
403
2668
SH
OTR
4
0
2668
0
FEDERATED INVS INC PA
CL B
314211103
102
3600
SH
DFND
2
3600
0
0
FEDERATED INVS INC PA
CL B
314211103
901
31908
SH
DFND
1
31908
0
0
FEDERATED PREM INTR MUN INC
COM
31423M105
682
49935
SH
DFND
1
49935
0
0
FEDEX CORP
COM
31428X106
68
314
SH
DFND
1
314
0
0
FEDEX CORP
COM
31428X106
413
1899
SH
OTR
4
0
1899
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
1796
40073
SH
DFND
1
40073
0
0
FIDELITY NATL INFORMATION SVC
COM
31620M106
479
5611
SH
DFND
1
5611
0
0
FIRST CTZNS BANCSHARES INC NCL A
CL A
31946M103
402
1079
SH
OTR
4
0
1079
0
FLAHERTY & CRUMRINE PFD INC
COM
33848E106
153
12180
SH
DFND
1
12180
0
0
FLOWERS FOODS INC
COM
343498101
927
53551
SH
DFND
1
53551
0
0
FOREST CITY ENT
NOTE 4.250% 8/1
345550AP2
522
446000
PRN
DFND
2
446000
0
0
FOREST CITY REALTY TRUST
CL A
345605109
2078
85976
SH
DFND
1
85976
0
0
FOREST CITY REALTY TRUST
CL A
345605109
5825
241000
SH
DFND
2
241000
0
0
FORTIVE CORP
COM
34959J108
25
400
SH
DFND
2
400
0
0
FORTIVE CORP
COM
34959J108
401
6336
SH
OTR
4
0
6336
0
FORTIVE CORP
COM
34959J108
799
12615
SH
DFND
1
12615
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
1635
25056
SH
DFND
1
25056
0
0
FOSSIL GROUP INC
COM
34988V106
445
42950
SH
OTR
4
0
42950
0
FRANCO NEVADA CORP
COM
351858105
202
2800
SH
DFND
3
2800
0
0
FRANCO NEVADA CORP
COM
351858105
20991
290891
SH
DFND
1
290891
0
0
FRANCO NEVADA CORP
COM
351858105
27782
385000
SH
DFND
2
385000
0
0
FRANKLIN RESOURCES INC
COM
354613101
402
8979
SH
OTR
4
0
8979
0
FREEPORT MCMORAN INC
CL B
35671D857
417
34756
SH
OTR
4
0
34756
0
FREEPORT MCMORAN INC
CL B
35671D857
1216
101260
SH
DFND
1
101260
0
0
FRONTLINE LTD
SHS NEW
G3682E192
119
20800
SH
DFND
1
20800
0
0
GAMCO INVESTORS INC
COM
361438104
3
100
SH
DFND
3
100
0
0
GAMCO INVESTORS INC
COM
361438104
636
21500
SH
DFND
2
21500
0
0
GAMCO INVESTORS INC
COM
361438104
2147
72529
SH
DFND
1
72529
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
2
45
SH
DFND
1
45
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
414
10999
SH
OTR
4
0
10999
0
GANNETT SPINCO INC
COM
36473H104
130
14897
SH
DFND
1
14897
0
0
GAP INC
COM
364760108
2
112
SH
DFND
2
112
0
0
GAP INC
COM
364760108
381
17313
SH
OTR
4
0
17313
0
GARMIN LTD
SHS
H2906T109
3
59
SH
DFND
1
59
0
0
GARMIN LTD
SHS
H2906T109
394
7728
SH
OTR
4
0
7728
0
GDL FUND
COM SH BEN IT
361570104
3155
307527
SH
DFND
1
307527
0
0
GENERAL DYNAMICS CORP
COM
369550108
51
259
SH
DFND
2
259
0
0
GENERAL DYNAMICS CORP
COM
369550108
212
1069
SH
DFND
1
1069
0
0
GENERAL ELECTRIC CO
COM
369604103
6
225
SH
DFND
2
225
0
0
GENERAL ELECTRIC CO
COM
369604103
2188
81022
SH
DFND
1
81022
0
0
GENERAL MLS INC
COM
370334104
29
524
SH
DFND
2
524
0
0
GENERAL MLS INC
COM
370334104
221
3993
SH
DFND
1
3993
0
0
GENERAL MTRS CO
COM
37045V100
935
26775
SH
DFND
1
26775
0
0
GENTEX CORP
COM
371901109
492
25915
SH
DFND
1
25915
0
0
GENUINE PARTS CO
COM
372460105
383
4130
SH
DFND
1
4130
0
0
GGP INC
COM
36174X101
2175
92335
SH
DFND
1
92335
0
0
GILEAD SCIENCES INC
COM
375558103
28
400
SH
DFND
1
400
0
0
GILEAD SCIENCES INC
COM
375558103
637
9000
SH
DFND
2
9000
0
0
GLADSTONE LD CORP
COM
376549101
1058
90624
SH
DFND
1
90624
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
60
1400
SH
DFND
1
1400
0
0
GLAXOSMITHKLINE PLC ADR
SPONSORED ADR
37733W105
978
22673
SH
DFND
2
22673
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
6
27
SH
DFND
2
27
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
516
2327
SH
DFND
1
2327
0
0
GORMAN RUPP CO
COM
383082104
211
8272
SH
DFND
1
8272
0
0
GRAHAM HLDGS CO
COM
384637104
1519
2533
SH
DFND
1
2533
0
0
GRAINGER W W INC
COM
384802104
381
2109
SH
DFND
1
2109
0
0
GRAINGER W W INC
COM
384802104
407
2257
SH
OTR
4
0
2257
0
GREEN BRICK PARTNERS INC
COM
392709101
734
64071
SH
DFND
1
64071
0
0
GREEN BRICK PARTNERS INC
COM
392709101
965
84300
SH
DFND
2
84300
0
0
GREENLIGHT CAPITAL RE LTD
CL A
G4095J109
408
19545
SH
OTR
4
0
19545
0
GREENLIGHT CAPITAL RE LTD
CL A
G4095J109
881
42132
SH
DFND
2
42132
0
0
GREENLIGHT CAPITAL RE LTD
CL A
G4095J109
1509
72186
SH
DFND
1
72186
0
0
RYDEX ETF TRUST
GUG S&P00 EQ WT
78355W106
1183
12759
SH
DFND
1
12759
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
393
30629
SH
OTR
4
0
30629
0
HALYARD HEALTH INC
COM
40650V100
772
19658
SH
DFND
1
19658
0
0
HANCOCK JOHN PFD INCOME FD I
COM
41013X106
329
14978
SH
DFND
1
14978
0
0
HARRIS CORP DEL
COM
413875105
1807
16563
SH
DFND
1
16563
0
0
HEARTLAND EXPRESS INC
COM
422347104
399
19187
SH
OTR
4
0
19187
0
HERC HLDGS INC
COM
42704L104
150
3806
SH
DFND
1
3806
0
0
HERC HLDGS INC
COM
42704L104
419
10646
SH
OTR
4
0
10646
0
HERTZ GLOBAL HOLDINGS INC
COM
42806J106
130
11280
SH
DFND
1
11280
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42806J106
481
41804
SH
OTR
4
0
41804
0
HESS CORP
COM
42809H107
5
115
SH
DFND
2
115
0
0
HESS CORP
COM
42809H107
403
9182
SH
OTR
4
0
9182
0
HILLTOP HOLDINGS INC
COM
432748101
393
14998
SH
OTR
4
0
14998
0
HONEYWELL INTL INC
COM
438516106
7
54
SH
DFND
2
54
0
0
HONEYWELL INTL INC
COM
438516106
1536
11523
SH
DFND
1
11523
0
0
HORNBECK OFFSHORE SVCS INC N
NOTE 1.500% 9/0
440543AN6
44
60000
PRN
DFND
1
60000
0
0
HOST MARRIOTT CORP NEW
COM
44107P104
392
21477
SH
OTR
4
0
21477
0
HOWARD HUGHES CORP
COM
44267D107
394
3207
SH
OTR
4
0
3207
0
HOWARD HUGHES CORP
COM
44267D107
4554
37072
SH
DFND
3
37072
0
0
HOWARD HUGHES CORP
COM
44267D107
107005
871089
SH
DFND
2
871089
0
0
HOWARD HUGHES CORP
COM
44267D107
204636
1665875
SH
DFND
1
1665875
0
0
HRG GROUP INC
COM
40434J100
129
7300
SH
DFND
7300
0
0
HRG GROUP INC
COM
40434J100
373
21045
SH
OTR
4
0
21045
0
HUNTSMAN CORP
COM
447011107
434
16788
SH
OTR
4
0
16788
0
HYATT HOTELS CORP
COM CL A
448579102
391
6950
SH
OTR
4
0
6950
0
IAC INTERACTIVECORP
COM
44919P508
73
706
SH
DFND
2
706
0
0
IAC INTERACTIVECORP
COM
44919P508
409
3958
SH
OTR
4
0
3958
0
IAC INTERACTIVECORP
COM
44919P508
618
5985
SH
DFND
1
5985
0
0
ICAHN ENTERPRISES LP
DEP UNIT
451100101
1678
32476
SH
DFND
3
32476
0
0
ICAHN ENTERPRISES LP
DEP UNIT
451100101
62903
1217629
SH
DFND
2
1217629
0
0
ICAHN ENTERPRISES LP
DEP UNIT
451100101
74929
1450427
SH
DFND
1
1450427
0
0
INSYS THERAPEUTICS INC NEW
COM NEW
45824V209
446
35236
SH
OTR
4
0
35236
0
INTER PARFUMS INC
COM
458334109
2551
69600
SH
DFND
2
69600
0
0
INTER PARFUMS INC
COM
458334109
5237
142904
SH
DFND
1
142904
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
659
10000
SH
DFND
2
10000
0
0
INTERCONTINENTAL EXCHANGE INC
COM
45866F104
2779
42150
SH
DFND
1
42150
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
415
11054
SH
OTR
4
0
11054
0
INTERNET INITIATIVE JAPAN
SPONSORED ADR
46059T109
1
100
SH
DFND
2
100
0
0
INTERNET INITIATIVE JAPAN
SPONSORED ADR
46059T109
401
44960
SH
DFND
1
44960
0
0
INTL FLAVORS & FRAGRANCES
COM
459506101
628
4650
SH
DFND
1
4650
0
0
INTREXON CORP
COM
46122T102
422
17507
SH
OTR
4
0
17507
0
INTUIT INC
COM
461202103
379
2852
SH
OTR
4
0
2852
0
INVESCO QUALITY MUNI INC TRS
COM
46133G107
216
16970
SH
DFND
1
16970
0
0
INVESCO DYNAMIC CR OPP FD
COM
46132R104
389
32406
SH
DFND
1
32406
0
0
INVESCO SR INCOME TR
COM
46131H107
396
86877
SH
DFND
1
86877
0
0
INVESCO TR INVT GRADE NY MUN
COM
46131T101
524
38314
SH
DFND
1
38314
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
10
200
SH
DFND
1
200
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
865
17000
SH
DFND
2
17000
0
0
ISHARES TR
1-3 YR CR BD ETF
464288646
2843
27000
SH
DFND
2
27000
0
0
ISHARES TR
SHRT TRS BD ETF
464288679
748
6780
SH
DFND
1
6780
0
0
ISHARES TR
MICRO-CAP ETF
464288869
567
6381
SH
DFND
1
6381
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
642
4555
SH
DFND
1
4555
0
0
JOHNSON & JOHNSON
COM
478160104
1196
9037
SH
DFND
2
9037
0
0
JOHNSON & JOHNSON
COM
478160104
2007
15169
SH
DFND
1
15169
0
0
JP MORGAN CHASE & CO
COM
46625H100
22
237
SH
DFND
2
237
0
0
JP MORGAN CHASE & CO
COM
46625H100
724
7923
SH
DFND
1
7923
0
0
KAYNE ANDERSON ENERGY DEV CO
COM
48660Q102
75
4125
SH
DFND
2
4125
0
0
KAYNE ANDERSON ENERGY DEV CO
COM
48660Q102
3952
218093
SH
DFND
1
218093
0
0
KEYCORP NEW
COM
493267108
5
260
SH
DFND
2
260
0
0
KEYCORP NEW
COM
493267108
239
12745
SH
DFND
1
12745
0
0
KIMBERLY CLARK CORP
COM
494368103
445
3446
SH
DFND
1
3446
0
0
KLA-TENCOR CORP
COM
482480100
1313
14350
SH
DFND
1
14350
0
0
KRAFT HEINZ COMPANY
COM
500754106
373
4355
SH
OTR
4
0
4355
0
KRAFT HEINZ COMPANY
COM
500754106
3761
43920
SH
DFND
1
43920
0
0
L BRANDS INC
COM
501797104
75
1390
SH
DFND
2
1390
0
0
L BRANDS INC
COM
501797104
413
7672
SH
OTR
4
0
7672
0
L BRANDS INC
COM
501797104
4680
86848
SH
DFND
1
86848
0
0
L3 TECHNOLOGIES INC
COM
502413107
205
1226
SH
DFND
1
1226
0
0
LANCASTER COLONY CORP
COM
513847103
379
3093
SH
OTR
4
0
3093
0
LANDS END INC NEW
COM
51509F105
23
1539
SH
DFND
1
1539
0
0
LANDS END INC NEW
COM
51509F105
388
26012
SH
OTR
4
0
26012
0
LAS VEGAS SANDS CORP
COM
517834107
394
6170
SH
OTR
4
0
6170
0
LAS VEGAS SANDS CORP
COM
517834107
4378
68523
SH
DFND
1
68523
0
0
LAS VEGAS SANDS CORP
COM
517834107
6621
103632
SH
DFND
2
103632
0
0
LAUDER ESTEE COS INC
CL A
518439104
393
4097
SH
OTR
4
0
4097
0
LEGGETT & PLATT INC
COM
524660107
239
4550
SH
DFND
1
4550
0
0
LENDINGTREE INC NEW
COM
52603B107
1418
8233
SH
DFND
2
8233
0
0
LENNAR CORP
CL A
526057104
155
2905
SH
DFND
1
2905
0
0
LENNAR CORP
CL A
526057104
401
7526
SH
OTR
4
0
7526
0
LEUCADIA NATIONAL CORP
COM
527288104
405
15485
SH
OTR
4
0
15485
0
LEUCADIA NATIONAL CORP
COM
527288104
2587
98887
SH
DFND
1
98887
0
0
LEUCADIA NATIONAL CORP
COM
527288104
9138
349314
SH
DFND
2
349314
0
0
LIBERTY MEDIA CORP DELAWARE
COM A BRAVES GRP
531229706
49
2050
SH
DFND
3
2050
0
0
LIBERTY MEDIA CORP DELAWARE
COM A BRAVES GRP
531229706
1370
57329
SH
DFND
2
57329
0
0
LIBERTY MEDIA CORP DELAWARE
COM A BRAVES GRP
531229706
1980
82879
SH
DFND
1
82879
0
0
LIBERTY MEDIA CORP DELAWARE
COM C BRAVES GRP
531229888
398
16615
SH
OTR
4
0
16615
0
LIBERTY MEDIA CORP DELAWARE
COM C BRAVES GRP
531229888
2772
115645
SH
DFND
1
115645
0
0
LIBERTY MEDIA CORP DELAWARE
COM C BRAVES GRP
531229888
3150
131430
SH
DFND
2
131430
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
240
2800
SH
DFND
3
2800
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
9300
108402
SH
DFND
2
108402
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
11645
135742
SH
DFND
1
135742
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
396
4562
SH
OTR
4
0
4562
0
LIBERTY BROADBAND CORP
COM SER C
530307305
38405
442711
SH
DFND
2
442711
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
42625
491350
SH
DFND
1
491350
0
0
LIBERTY EXPEDIA HOLDINGS
SER A COM
53046P109
421
7800
SH
OTR
4
0
7800
0
LIBERTY EXPEDIA HOLDINGS
SER A COM
53046P109
1129
20902
SH
DFND
1
20902
0
0
LIBERTY EXPEDIA HOLDINGS
SER A COM
53046P109
1857
34370
SH
DFND
2
34370
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER A FRMLA
531229870
206
5875
SH
DFND
3
5875
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER A FRMLA
531229870
4910
140155
SH
DFND
2
140155
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER A FRMLA
531229870
5768
164659
SH
DFND
1
164659
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C FRMLA
531229854
411
11219
SH
OTR
4
0
11219
0
LIBERTY MEDIA CORP DELAWARE
COM SER C FRMLA
531229854
551
15050
SH
DFND
3
15050
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C FRMLA
531229854
9768
266728
SH
DFND
1
266728
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C FRMLA
531229854
11374
310587
SH
DFND
2
310587
0
0
LIBERTY GLOBAL PLC
LILAC SHS CL C
G5480U153
3
143
SH
DFND
1
143
0
0
LIBERTY GLOBAL PLC
LILAC SHS CL C
G5480U153
354
16518
SH
DFND
2
16518
0
0
LIBERTY GLOBAL PLC
LILAC SHS CL C
G5480U153
431
20130
SH
OTR
4
0
20130
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
27
878
SH
DFND
1
878
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
446
14314
SH
OTR
4
0
14314
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
2251
72182
SH
DFND
2
72182
0
0
LIBERTY INTERACTIVE CORP
QVC GP COM SER A
53071M104
403
16404
SH
OTR
4
0
16404
0
LIBERTY INTERACTIVE CORP
QVC GP COM SER A
53071M104
655
26677
SH
DFND
1
26677
0
0
LIBERTY INTERACTIVE CORP
QVC GP COM SER A
53071M104
7070
288100
SH
DFND
2
288100
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
418
10024
SH
OTR
4
0
10024
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
913
21900
SH
DFND
3
21900
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
58304
1398185
SH
DFND
2
1398185
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
76366
1831325
SH
DFND
1
1831325
0
0
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
1629
38800
SH
DFND
3
38800
0
0
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
19417
462518
SH
DFND
2
462518
0
0
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
42206
1005374
SH
DFND
1
1005374
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
25
2152
SH
DFND
2
2152
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
127
10932
SH
DFND
1
10932
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
405
34901
SH
OTR
4
0
34901
0
LIBERTY INTERACTIVE CORP
LBT VEN COM A NE
53071M856
396
7569
SH
OTR
4
0
7569
0
LIBERTY INTERACTIVE CORP
LBT VEN COM A NE
53071M856
1971
37684
SH
DFND
1
37684
0
0
LIBERTY INTERACTIVE CORP
LBT VEN COM A NE
53071M856
7619
145714
SH
DFND
2
145714
0
0
LILLY, ELI AND COMPANY
COM
532457108
501
6082
SH
DFND
1
6082
0
0
LILLY, ELI AND COMPANY
COM
532457108
1594
19365
SH
DFND
2
19365
0
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
50
1899
SH
DFND
3
1899
0
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
421
16014
SH
OTR
4
0
16014
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
21054
801137
SH
DFND
2
801137
0
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
52633
2002794
SH
DFND
1
2002794
0
0
LIVE NATION ENTERTAINMENT INC.
COM
538034109
18325
525813
SH
DFND
1
525813
0
0
LIVE NATION ENTERTAINMENT INC.
COM
538034109
31393
900814
SH
DFND
2
900814
0
0
LOCKHEED MARTIN CORP
COM
539830109
6
22
SH
DFND
2
22
0
0
LOCKHEED MARTIN CORP
COM
539830109
218
784
SH
DFND
1
784
0
0
LOEWS CORP
COM
540424108
389
8306
SH
OTR
4
0
8306
0
LOEWS CORP
COM
540424108
3691
78842
SH
DFND
1
78842
0
0
LORAL SPACE & COMMUNICATNS L
COM
543881106
548
13200
SH
DFND
2
13200
0
0
LORAL SPACE & COMMUNICATNS L
COM
543881106
699
16813
SH
DFND
1
16813
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
420
4981
SH
OTR
4
0
4981
0
M & T BK CORP
COM
55261F104
1926
11892
SH
DFND
1
11892
0
0
MADISON SQUARE GARDEN CO NEW
CL A
55825T103
402
2043
SH
OTR
4
0
2043
0
MADISON SQUARE GARDEN CO NEW
CL A
55825T103
4391
22300
SH
DFND
2
22300
0
0
MADISON SQUARE GARDEN CO NEW
CL A
55825T103
10357
52598
SH
DFND
1
52598
0
0
MANAGED DURATION INVT GRD FUND
COM
56165R103
244
17679
SH
DFND
1
17679
0
0
MANITOWOC INC
COM
563571108
193
32100
SH
DFND
1
32100
0
0
MANITOWOC INC
COM
563571108
408
67932
SH
OTR
4
0
67932
0
MANTECH INTL CORP
CL A
564563104
1034
25000
SH
DFND
2
25000
0
0
MARATHON PETE CORP
COM
56585A102
5
102
SH
DFND
2
102
0
0
MARATHON PETE CORP
COM
56585A102
243
4644
SH
DFND
1
4644
0
0
MARCUS & MILLICHAP INC
COM
566324109
411
15596
SH
OTR
4
0
15596
0
MARKEL CORP
COM
570535104
4962
5085
SH
DFND
1
5085
0
0
MARKEL CORP
COM
570535104
15748
16138
SH
DFND
2
16138
0
0
MARKETAXESS HLDGS INC
COM
57060D108
1146
5700
SH
DFND
2
5700
0
0
MARRIOTT INTL INC NEW
CL A
571903202
12
122
SH
DFND
1
122
0
0
MARRIOTT INTL INC NEW
CL A
571903202
383
3817
SH
OTR
4
0
3817
0
MARRIOTT VACATIONS WRLDWDE C
COM
57164Y107
94
800
SH
DFND
1
800
0
0
MARRIOTT VACATIONS WRLDWDE C
COM
57164Y107
380
3225
SH
OTR
4
0
3225
0
MASCO CORP
COM
574599106
288
7550
SH
DFND
1
7550
0
0
MASTEC INC
COM
576323109
405
8974
SH
OTR
4
0
8974
0
MASTERCARD INC
CL A
57636Q104
2053
16908
SH
DFND
2
16908
0
0
MASTERCARD INC
CL A
57636Q104
7008
57706
SH
DFND
1
57706
0
0
MCDONALDS CORP
COM
580135101
683
4457
SH
DFND
1
4457
0
0
MCEWEN MNG INC
COM
58039P107
386
146660
SH
DFND
1
146660
0
0
MCEWEN MNG INC
COM
58039P107
439
167081
SH
DFND
2
167081
0
0
MERCK & COMPANY
COM
58933Y105
1003
15656
SH
DFND
2
15656
0
0
MERCK & COMPANY
COM
58933Y105
2154
33606
SH
DFND
1
33606
0
0
MERCURY GENL CORP NEW
COM
589400100
11
200
SH
DFND
1
200
0
0
MERCURY GENL CORP NEW
COM
589400100
385
7137
SH
OTR
4
0
7137
0
MERRIMACK PHARMACEUTICALS IN
COM
590328100
31
25000
SH
DFND
2
25000
0
0
MFS CALIF MUN FD
COM
59318C106
132
11315
SH
DFND
1
11315
0
0
MFS HIGH INCOME MUN TR
SH BEN INT
59318D104
2447
470646
SH
DFND
1
470646
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
72
2300
SH
DFND
1
2300
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
2184
69800
SH
DFND
2
69800
0
0
MICROSOFT
COM
594918104
42
614
SH
DFND
2
614
0
0
MICROSOFT
COM
594918104
1288
18689
SH
DFND
1
18689
0
0
MOHAWK INDUSTRIES INC
COM
608190104
398
1646
SH
OTR
4
0
1646
0
MONDELEZ INTL INC
COM
609207105
3
66
SH
DFND
2
66
0
0
MONDELEZ INTL INC
COM
609207105
1517
35114
SH
DFND
1
35114
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
387
7781
SH
OTR
4
0
7781
0
MORNINGSTAR INC
COM
617700109
400
5111
SH
OTR
4
0
5111
0
MOVADO GROUP INC
COM
624580106
919
36400
SH
DFND
2
36400
0
0
MOVADO GROUP INC
COM
624580106
2545
100781
SH
DFND
1
100781
0
0
MSC INDL DIRECT INC
CL A
553530106
411
4779
SH
OTR
4
0
4779
0
MSG NETWORK INC
CL A
553573106
410
18248
SH
OTR
4
0
18248
0
MSG NETWORK INC
CL A
553573106
1504
67003
SH
DFND
2
67003
0
0
MSG NETWORK INC
CL A
553573106
3385
150768
SH
DFND
1
150768
0
0
NASDAQ INC
COM
631103108
129
1800
SH
DFND
2
1800
0
0
NASDAQ INC
COM
631103108
652
9121
SH
DFND
1
9121
0
0
NATIONAL GEN HLDGS CORP
COM
636220303
387
18327
SH
OTR
4
0
18327
0
NATIONAL INSTRS CORP
COM
636518102
413
10263
SH
OTR
4
0
10263
0
NAVIGATOR HOLDINGS LTD
SHS
Y62132108
12174
1466745
SH
DFND
1
1466745
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
386
14724
SH
OTR
4
0
14724
0
NEUBERGER BERMAN INTER MUNI
COM
64124P101
860
56502
SH
DFND
1
56502
0
0
NEUBERGER BERMAN NY INT MUN
COM
64124K102
168
13177
SH
DFND
1
13177
0
0
NEW MEDIA INVT GROUP INC
COM
64704V106
672
49846
SH
DFND
1
49846
0
0
NEWELL BRANDS INC
COM
651229106
13571
253104
SH
DFND
2
253104
0
0
NEWELL BRANDS INC
COM
651229106
16049
299311
SH
DFND
1
299311
0
0
NEWMARKET CORP
COM
651587107
24
53
SH
DFND
2
53
0
0
NEWMARKET CORP
COM
651587107
395
858
SH
OTR
4
0
858
0
NEWS CORP NEW
CL A
65249B109
2
179
SH
DFND
1
179
0
0
NEWS CORP NEW
CL A
65249B109
402
29357
SH
OTR
4
0
29357
0
NIKE INC
CL B
654106103
83
1409
SH
DFND
1409
0
0
NIKE INC
CL B
654106103
446
7556
SH
OTR
4
0
7556
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
401
28403
SH
OTR
4
0
28403
0
NORDSTROM INC
COM
655664100
406
8495
SH
OTR
4
0
8495
0
NORFOLK SOUTHN CORP
COM
655844108
42
349
SH
DFND
2
349
0
0
NORFOLK SOUTHN CORP
COM
655844108
677
5565
SH
DFND
1
5565
0
0
NORTHROP GRUMMAN CORP
COM
666807102
7
28
SH
DFND
2
28
0
0
NORTHROP GRUMMAN CORP
COM
666807102
289
1126
SH
DFND
1
1126
0
0
NOVAGOLD RES INC
COM NEW
66987E206
18
4000
SH
DFND
2
4000
0
0
NOVAGOLD RES INC
COM NEW
66987E206
228
49942
SH
DFND
1
49942
0
0
NOVAGOLD RES INC
COM NEW
66987E206
448
98192
SH
OTR
4
0
98192
0
NOVARTIS AG
SPONSORED ADR
66987V109
1088
13040
SH
DFND
1
13040
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
1169
14000
SH
DFND
2
14000
0
0
NOVO-NORDISK A S
ADR
670100205
332
7740
SH
DFND
1
7740
0
0
NUVEEN AMT-FREE QLTY MUN INCOME
COM
670657105
6283
458928
SH
DFND
1
458928
0
0
NUVEEN BUILD AMER BD FD
COM
67074C103
898
42783
SH
DFND
1
42783
0
0
NUVEEN BUILD AMER BD OPPTNY
COM
67074Q102
1686
78328
SH
DFND
1
78328
0
0
NUVEEN DIV QLTY MUNI FD 3
COM SH BEN INT
67070X101
1108
74280
SH
DFND
1
74280
0
0
NUVEEN DIVID AMT FREE MUNI CRED INC FD
COM
67071L106
491
32408
SH
DFND
1
32408
0
0
NUVEEN ENERGY MLP TOTL RTRNF
COM
67074U103
5
400
SH
DFND
2
400
0
0
NUVEEN ENERGY MLP TOTL RTRNF
COM
67074U103
8517
644728
SH
DFND
1
644728
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
426
35912
SH
DFND
1
35912
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
759
65002
SH
DFND
1
65002
0
0
NUVEEN INT DUR QUAL MUN TRM
COM
670677103
313
24162
SH
DFND
1
24162
0
0
NUVEEN INTER DURATION MN TMF
COM
670671106
328
24591
SH
DFND
1
24591
0
0
NUVEEN MUN HIGH INC OPP FD
COM
670682103
275
20470
SH
DFND
1
20470
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
309
31056
SH
DFND
1
31056
0
0
NUVEEN NY QLTY INCOME FD
COM
67066X107
1005
71130
SH
DFND
1
71130
0
0
NUVEEN PFD & CONV INC FD
COM
67073B106
577
55491
SH
DFND
1
55491
0
0
NUVEEN PREFERRED SECURITIES INC FD
COM
67072C105
755
73805
SH
DFND
1
73805
0
0
NUVEEN QUALITY MUNI INC FD
COM
67066V101
1922
136868
SH
DFND
1
136868
0
0
NUVEEN SELECT MAT MUN FD
SH BEN INT
67061T101
217
21500
SH
DFND
1
21500
0
0
NUVEEN SR INCOME FD
COM
67067Y104
924
135436
SH
DFND
1
135436
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
1482
31800
SH
DFND
2
31800
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
14852
318710
SH
DFND
1
318710
0
0
OBSIDIAN ENERGY LTD
COM
674482104
82
64562
SH
DFND
1
64562
0
0
OCWEN FINL CORP
COM NEW
675746309
4
1503
SH
DFND
1
1503
0
0
OCWEN FINL CORP
COM NEW
675746309
382
142080
SH
OTR
4
0
142080
0
OPKO HEALTH INC
COM
68375N103
408
61934
SH
OTR
4
0
61934
0
ORACLE CORP
COM
68389X105
46
915
SH
DFND
2
915
0
0
ORACLE CORP
COM
68389X105
221
4415
SH
DFND
1
4415
0
0
ORACLE CORP
COM
68389X105
448
8940
SH
OTR
4
0
8940
0
PACIFIC BIOSCIENCES CALIF INCOM
COM
69404D108
43
12000
SH
DFND
2
12000
0
0
PAPA JOHNS INTL INC
COM
698813102
367
5116
SH
OTR
4
0
5116
0
PAR PACIFIC HOLDINGS INC
COM NEW
69888T207
422
23368
SH
OTR
4
0
23368
0
PAR PACIFIC HOLDINGS INC
COM NEW
69888T207
1413
78319
SH
DFND
2
78319
0
0
PAR PACIFIC HOLDINGS INC
COM NEW
69888T207
2471
136970
SH
DFND
1
136970
0
0
PATTERSON UTI ENERGY INC COM
COM
703481101
13805
683749
SH
DFND
1
683749
0
0
PAYCHEX INC
COM
704326107
52
919
SH
DFND
919
0
0
PAYCHEX INC
COM
704326107
375
6586
SH
OTR
4
0
6586
0
PAYPAL HLDGS INC
COM
70450Y103
410
7646
SH
OTR
4
0
7646
0
PAYPAL HLDGS INC
COM
70450Y103
1526
28432
SH
DFND
1
28432
0
0
PAYPAL HLDGS INC
COM
70450Y103
3403
63400
SH
DFND
2
63400
0
0
PCM FUND INC
COM
69323T101
2397
213466
SH
DFND
1
213466
0
0
PEGASYSTEMS INC
COM
705573103
393
6734
SH
OTR
4
0
6734
0
PENN NATL GAMING INC
COM
707569109
397
18565
SH
OTR
4
0
18565
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
399
9086
SH
OTR
4
0
9086
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
454
10338
SH
DFND
1
10338
0
0
PEPSICO INC
COM
713448108
2116
18323
SH
DFND
1
18323
0
0
PERKINELMER INC
COM
714046109
388
5700
SH
DFND
1
5700
0
0
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
1440
165500
SH
DFND
2
165500
0
0
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
2873
330244
SH
DFND
1
330244
0
0
PERRIGO CO PLC
SHS
G97822103
827
10957
SH
DFND
1
10957
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
275
4482
SH
DFND
1
4482
0
0
PFIZER INC
COM
717081103
996
29660
SH
DFND
1
29660
0
0
PFIZER INC
COM
717081103
1489
44316
SH
DFND
2
44316
0
0
PHILIP MORRIS INTL INC
COM
718172109
22
190
SH
DFND
2
190
0
0
PHILIP MORRIS INTL INC
COM
718172109
3601
30656
SH
DFND
1
30656
0
0
PIMCO CORPORATE INCOME FD
COM
72200U100
228
13147
SH
DFND
1
13147
0
0
PIMCO CORPORATE OPP FD
COM
72201B101
323
19600
SH
DFND
1
19600
0
0
PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FD
COM SHS
72202D106
77
3447
SH
DFND
2
3447
0
0
PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FD
COM SHS
72202D106
2867
128465
SH
DFND
1
128465
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
2656
88000
SH
DFND
2
88000
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
7965
263919
SH
DFND
1
263919
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
12
116
SH
DFND
1
116
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
478
4700
SH
DFND
2
4700
0
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
242
9000
SH
DFND
2
9000
0
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
4346
161847
SH
DFND
1
161847
0
0
PIMCO INCOME STRATEGY FUND
COM
72201H108
118
10000
SH
DFND
2
10000
0
0
PIMCO INCOME STRATEGY FUND
COM
72201H108
3909
330970
SH
DFND
1
330970
0
0
PIMCO INCOME STRATEGY FUND II
COM
72201J104
104
10000
SH
DFND
2
10000
0
0
PIMCO INCOME STRATEGY FUND II
COM
72201J104
6523
624766
SH
DFND
1
624766
0
0
PIMCO MUN INCOME FD II
COM
72200W106
213
16200
SH
DFND
1
16200
0
0
PIMCO NY MUNICIPAL INCOME FD
COM
72200T103
738
56232
SH
DFND
1
56232
0
0
PIONEER FLOATING RATE TR
COM
72369J102
310
26038
SH
DFND
1
26038
0
0
PIONEER MUN HIGH INC ADV TR
COM
723762100
228
19495
SH
DFND
1
19495
0
0
PIONEER MUN HIGH INCOME TR
COM SHS
723763108
46
3835
SH
DFND
2
3835
0
0
PIONEER MUN HIGH INCOME TR
COM SHS
723763108
748
61755
SH
DFND
1
61755
0
0
PJT PARTNERS INC
COM CL A
69343T107
22
555
SH
DFND
555
0
0
PJT PARTNERS INC
COM CL A
69343T107
408
10137
SH
OTR
4
0
10137
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
76
6000
SH
DFND
3
6000
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
418
32994
SH
OTR
4
0
32994
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
3563
281024
SH
DFND
1
281024
0
0
PLATFORM SPECIALTY PRODS CO
COM
72766Q105
3788
298738
SH
DFND
2
298738
0
0
POTASH CORP SASK INC
COM
73755L107
183
11200
SH
DFND
1
11200
0
0
PRICE T ROWE GROUP INC
COM
74144T108
297
4000
SH
DFND
1
4000
0
0
PRICESMART INC
COM
741511109
396
4524
SH
OTR
4
0
4524
0
PROCTER & GAMBLE COMPANY
COM
742718109
5
57
SH
DFND
2
57
0
0
PROCTER & GAMBLE COMPANY
COM
742718109
425
4878
SH
DFND
1
4878
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
0
60
SH
DFND
1
60
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
456
67200
SH
DFND
2
67200
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
175
13997
SH
DFND
1
13997
0
0
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
538
99128
SH
DFND
1
99128
0
0
QUALCOMM INC
COM
747525103
3
49
SH
DFND
2
49
0
0
QUALCOMM INC
COM
747525103
290
5251
SH
DFND
1
5251
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
6
58
SH
DFND
2
58
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
728
6550
SH
DFND
1
6550
0
0
RALPH LAUREN CORP
CL A
751212101
412
5584
SH
OTR
4
0
5584
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
407
5079
SH
OTR
4
0
5079
0
RAYONIER ADVANCED MATLS INC
COM
75508B104
734
46716
SH
DFND
1
46716
0
0
RAYTHEON CO NEW
COM
755111507
917
5681
SH
DFND
1
5681
0
0
REALPAGE INC COM
COM
75606N109
406
11284
SH
OTR
4
0
11284
0
RESTAURANT BRANDS INTL INC
COM
76131D103
6
95
SH
DFND
3
95
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
187
2984
SH
DFND
2
2984
0
0
RESTAURANT BRANDS INTL INC
COM
76131D103
419
6706
SH
OTR
4
0
6706
0
RESTAURANT BRANDS INTL INC
COM
76131D103
529
8461
SH
DFND
1
8461
0
0
REYNOLDS AMERN INC
COM
761713106
23
353
SH
DFND
2
353
0
0
REYNOLDS AMERN INC
COM
761713106
1020
15675
SH
DFND
1
15675
0
0
ROCKWELL AUTOMATION INC
COM
773903109
1249
7713
SH
DFND
1
7713
0
0
ROLLINS INC COM
COM
775711104
376
9233
SH
OTR
4
0
9233
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
5
48
SH
OTR
4
0
48
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
1902
17415
SH
DFND
1
17415
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
3
63
SH
DFND
2
63
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
803
15096
SH
DFND
1
15096
0
0
ROYAL GOLD INC
NOTE 2.875% 6/1
780287AA6
9403
8722000
PRN
DFND
1
8722000
0
0
ROYAL GOLD INC
COM
780287108
27562
352596
SH
DFND
1
352596
0
0
ROYCE MICRO-CAP TR INC
COM
780915104
25650
2965348
SH
DFND
1
2965348
0
0
ROYCE VALUE TR INC
COM
780910105
1660
113769
SH
DFND
1
113769
0
0
RPC INC
COM
749660106
398
19697
SH
OTR
4
0
19697
0
S&P GLOBAL INC
COM
78409V104
756
5176
SH
DFND
1
5176
0
0
SABINE ROYALTY TR
UNIT BEN INT
785688102
1767
45609
SH
DFND
1
45609
0
0
SALESFORCE COM INC
COM
79466L302
401
4633
SH
OTR
4
0
4633
0
SANDRIDGE ENERGY INC
COM NEW
80007P869
1315
76432
SH
DFND
1
76432
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
22
5600
SH
DFND
5600
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
2076
536438
SH
DFND
1
536438
0
0
SANOFI
RIGHT 12/31/2020
80105N113
0
402
SH
DFND
1
402
0
0
SANOFI
RIGHT 12/31/2020
80105N113
6
15538
SH
DFND
2
15538
0
0
SANOFI
SPONSORED ADR
80105N105
33
697
SH
DFND
1
697
0
0
SANOFI
SPONSORED ADR
80105N105
1198
25000
SH
DFND
2
25000
0
0
SCHLUMBERGER
COM
806857108
3
41
SH
DFND
2
41
0
0
SCHLUMBERGER
COM
806857108
938
14239
SH
DFND
1
14239
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
35
804
SH
DFND
1
804
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
407
9483
SH
OTR
4
0
9483
0
SCOTTS MIRACLE GRO CO
CL A
810186106
404
4521
SH
OTR
4
0
4521
0
SCRIPPS E W CO OHIO
CL A
811054402
883
49600
SH
DFND
2
49600
0
0
SCRIPPS E W CO OHIO
CL A
811054402
1321
74198
SH
DFND
1
74198
0
0
SCRIPPS NETWORKS INTERACT IN
CL A
811065101
5
70
SH
DFND
1
70
0
0
SCRIPPS NETWORKS INTERACT IN
CL A
811065101
1585
23200
SH
DFND
2
23200
0
0
SEABOARD CORP
COM
811543107
280
70
SH
DFND
70
0
0
SEABOARD CORP
COM
811543107
400
100
SH
DFND
2
100
0
0
SEADRILL LIMITED
SHS
G7945E105
5
12694
SH
OTR
4
0
12694
0
SEALED AIR CORP NEW
COM
81211K100
1508
33680
SH
DFND
1
33680
0
0
SEARS CANADA INC
COM
81234D109
36
45296
SH
DFND
1
45296
0
0
SEARS CANADA INC
COM
81234D109
498
621100
SH
DFND
2
621100
0
0
SEARS HLDGS CORP
COM
812350106
103
11610
SH
DFND
1
11610
0
0
SEARS HLDGS CORP
COM
812350106
516
58202
SH
OTR
4
0
58202
0
SEARS HLDGS CORP
*W EXP 12/15/201
812350155
3
1407
SH
DFND
2
1407
0
0
SEARS HLDGS CORP
*W EXP 12/15/201
812350155
318
150813
SH
DFND
1
150813
0
0
SEARS HOMETOWN AND OUTLET ST
COM
812362101
0
54
SH
DFND
1
54
0
0
SEARS HOMETOWN AND OUTLET ST
COM
812362101
385
142603
SH
OTR
4
0
142603
0
SEASPAN CORP
SHS
Y75638109
507
71055
SH
OTR
4
0
71055
0
SERITAGE GROWTH PPTYS
CL A
81752R100
395
9416
SH
OTR
4
0
9416
0
SHIRE PHARMACEUTICALS GR PLC
SPONSORED ADR
82481R106
826
5000
SH
DFND
2
5000
0
0
SILGAN HOLDINGS INC
COM
827048109
401
12629
SH
OTR
4
0
12629
0
SIMON PPTY GROUP INC NEW
COM
828806109
46
282
SH
DFND
1
282
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
402
2484
SH
OTR
4
0
2484
0
SONOCO PRODUCTS
COM
835495102
1275
24800
SH
DFND
1
24800
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
244
768
SH
DFND
1
768
0
0
SPDR SERIES TRUST BLOOMBERG
BARC SHT TR CP
78464A474
735
24000
SH
DFND
2
24000
0
0
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
216
14200
SH
DFND
2
14200
0
0
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
706
46446
SH
DFND
1
46446
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
397
10333
SH
OTR
4
0
10333
0
STARBUCKS CORP
COM
855244109
40
681
SH
DFND
681
0
0
STARBUCKS CORP
COM
855244109
388
6652
SH
OTR
4
0
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0
STRAIGHT PATH COMMUNICATNS I
CL B
862578101
436
2427
SH
DFND
1
2427
0
0
STRYKER CORP
COM
863667101
278
2000
SH
DFND
1
2000
0
0
SUNCOR ENERGY INC NEW
COM
867224107
6
218
SH
DFND
2
218
0
0
SUNCOR ENERGY INC NEW
COM
867224107
1922
65816
SH
DFND
1
65816
0
0
SUNOCO LP
COM U REP LP
86765K109
663
21672
SH
DFND
1
21672
0
0
SWEDISH EXPT CR CORP
RG ENRGY ETN22
870297306
274
125000
SH
DFND
1
125000
0
0
SYNTEL INC
COM
87162H103
409
24143
SH
OTR
4
0
24143
0
TAUBMAN CTRS INC
COM
876664103
400
6714
SH
OTR
4
0
6714
0
TEGNA INC
COM
87901J105
401
27800
SH
DFND
1
27800
0
0
TELEFLEX INC
COM
879369106
840
4045
SH
DFND
1
4045
0
0
TELETECH HOLDINGS INC
COM
879939106
385
9433
SH
OTR
4
0
9433
0
TERRA NITROGEN CO L P
COM UNIT
881005201
2026
23593
SH
DFND
1
23593
0
0
TESLA INC COM
COM
88160R101
384
1063
SH
OTR
4
0
1063
0
TEXAS PAC LD TR
SUB CTF PROP I T
882610108
12965
44133
SH
DFND
3
44133
0
0
TEXAS PAC LD TR
SUB CTF PROP I T
882610108
232541
791550
SH
DFND
2
791550
0
0
TEXAS PAC LD TR
SUB CTF PROP I T
882610108
264987
901992
SH
DFND
1
901992
0
0
THIRD PT REINS LTD
COM
G8827U100
411
29597
SH
OTR
4
0
29597
0
TIME INC NEW
COM
887228104
215
15006
SH
DFND
1
15006
0
0
TIME INC NEW
COM
887228104
517
36000
SH
DFND
2
36000
0
0
TIME WARNER INC
COM NEW
887317303
6429
64032
SH
DFND
1
64032
0
0
TIMKEN CO
COM
887389104
403
8717
SH
OTR
4
0
8717
0
TIMKENSTEEL CORP
COM
887399103
2
159
SH
DFND
1
159
0
0
TIMKENSTEEL CORP
COM
887399103
459
29852
SH
OTR
4
0
29852
0
TOOTSIE ROLL INDS INC
COM
890516107
18
508
SH
DFND
1
508
0
0
TOOTSIE ROLL INDS INC
COM
890516107
388
11127
SH
OTR
4
0
11127
0
TORONTO DOMINION BK ONT
COM NEW
891160509
738
14650
SH
DFND
1
14650
0
0
TORTOISE ENERGY INFRA CORP
COM
89147L100
18
600
SH
DFND
2
600
0
0
TORTOISE ENERGY INFRA CORP
COM
89147L100
4490
147750
SH
DFND
1
147750
0
0
TORTOISE MLP FD INC
COM
89148B101
27
1400
SH
DFND
2
1400
0
0
TORTOISE MLP FD INC
COM
89148B101
10466
542561
SH
DFND
1
542561
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
13
1560
SH
DFND
1
1560
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
408
49561
SH
OTR
4
0
49561
0
TRI POINTE GROUP INC
COM
87265H109
1071
81200
SH
DFND
2
81200
0
0
TRI POINTE GROUP INC
COM
87265H109
2420
183439
SH
DFND
1
183439
0
0
TRIBUNE MEDIA CO
CL A
896047503
279
6849
SH
DFND
1
6849
0
0
TRILOGY METALS INC
COM
89621C105
0
666
SH
DFND
2
666
0
0
TRILOGY METALS INC
COM
89621C105
18
27872
SH
DFND
1
27872
0
0
TRITON INTERNATIONAL LTD
CL A
G9078F107
205
6133
SH
DFND
1
6133
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
6
200
SH
DFND
1
200
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
408
14397
SH
OTR
4
0
14397
0
UNDER ARMOUR INC
CL C
904311206
396
19630
SH
OTR
4
0
19630
0
UNION PACIFIC CORP
COM
907818108
4
36
SH
DFND
2
36
0
0
UNION PACIFIC CORP
COM
907818108
1453
13344
SH
DFND
1
13344
0
0
UNITED PARCEL SVC INC
CL B
911312106
4
40
SH
DFND
2
40
0
0
UNITED PARCEL SVC INC
CL B
911312106
447
4038
SH
DFND
1
4038
0
0
URBAN EDGE PPTYS
COM
91704F104
17
736
SH
DFND
1
736
0
0
URBAN EDGE PPTYS
COM
91704F104
379
15983
SH
OTR
4
0
15983
0
URBAN OUTFITTERS INC
COM
917047102
408
21985
SH
OTR
4
0
21985
0
US BANCORP DEL
COM NEW
902973304
8
154
SH
DFND
2
154
0
0
US BANCORP DEL
COM NEW
902973304
450
8664
SH
DFND
1
8664
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
455
26273
SH
DFND
1
26273
0
0
VALMONT INDS INC
COM
920253101
445
2975
SH
DFND
1
2975
0
0
VANECK VECTORS ETF TR
GAMING ETF
92189F882
227
5574
SH
DFND
1
5574
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
3857
17371
SH
DFND
1
17371
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
473
3489
SH
DFND
1
3489
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
5426
43599
SH
DFND
1
43599
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
152
1899
SH
DFND
1
1899
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1737
21700
SH
DFND
2
21700
0
0
VENTAS INC
COM
92276F100
237
3415
SH
DFND
1
3415
0
0
VERISK ANALYTICS INC
CL A
92345Y106
641
7600
SH
DFND
2
7600
0
0
VERIZON COMMUNICATIONS
COM
92343V104
29
641
SH
DFND
2
641
0
0
VERIZON COMMUNICATIONS
COM
92343V104
1422
31842
SH
DFND
1
31842
0
0
VIACOM INC NEW
CL B
92553P201
383
11423
SH
OTR
4
0
11423
0
VIACOM INC NEW CL B
CL B
92553P201
1432
42656
SH
DFND
2
42656
0
0
VIACOM INC NEW CL B
CL B
92553P201
17224
513068
SH
DFND
1
513068
0
0
VIASAT INC
COM
92552V100
141
2136
SH
DFND
2
2136
0
0
VIASAT INC
COM
92552V100
1807
27294
SH
DFND
1
27294
0
0
VIRTU FINL INC
CL A
928254101
404
22895
SH
OTR
4
0
22895
0
VISA INC
COM CL A
92826C839
234
2499
SH
DFND
1
2499
0
0
VISA INC
COM CL A
92826C839
3425
36519
SH
DFND
2
36519
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
961
33464
SH
DFND
1
33464
0
0
VORNADO RLTY TR
SH BEN INT
929042109
3
27
SH
DFND
1
27
0
0
VORNADO RLTY TR
SH BEN INT
929042109
397
4230
SH
OTR
4
0
4230
0
W & T OFFSHORE INC
COM
92922P106
386
196921
SH
OTR
4
0
196921
0
W P CAREY INC
COM
92936U109
724
10962
SH
DFND
1
10962
0
0
WEBMD HEALTH CORP
NOTE 2.500% 1/3
94770VAF9
58
56000
PRN
DFND
1
56000
0
0
WEIGHT WATCHERS INTL INC NEW
COM
948626106
464
13869
SH
OTR
4
0
13869
0
WELBILT INC
COM
949090104
394
20888
SH
OTR
4
0
20888
0
WELBILT INC
COM
949090104
629
33390
SH
DFND
1
33390
0
0
WELLS FARGO & CO NEW
COM
949746101
61
1101
SH
DFND
2
1101
0
0
WELLS FARGO & CO NEW
COM
949746101
479
8644
SH
DFND
1
8644
0
0
WENDYS COMPANY
COM
95058W100
408
26309
SH
OTR
4
0
26309
0
WENDYS COMPANY
COM
95058W100
27152
1750587
SH
DFND
2
1750587
0
0
WENDYS COMPANY
COM
95058W100
86679
5588575
SH
DFND
1
5588575
0
0
WERNER ENTERPRISES INC
COM
950755108
397
13542
SH
OTR
4
0
13542
0
WESTERN ASSET CLYM INFL SEC
COM SH BEN INT
95766Q106
18
1600
SH
DFND
2
1600
0
0
WESTERN ASSET CLYM INFL SEC
COM SH BEN INT
95766Q106
369
32613
SH
DFND
1
32613
0
0
WESTERN ASSET CORPORATE LN FD COM
COM
95790J102
2108
189366
SH
DFND
1
189366
0
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
211
41557
SH
DFND
1
41557
0
0
WESTERN ASSET INTM MUNI FD I
COM
958435109
393
39979
SH
DFND
1
39979
0
0
WESTERN ASSET MTG DEF OPPTY COM
COM
95790B109
507
19200
SH
DFND
2
19200
0
0
WESTERN ASSET MTG DEF OPPTY COM
COM
95790B109
1295
49074
SH
DFND
1
49074
0
0
WESTLAKE CHEM CORP
COM
960413102
423
6386
SH
OTR
4
0
6386
0
WHEATON PRECIOUS METALS CORP
COM
962879102
875
44012
SH
DFND
2
44012
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
70971
3568156
SH
DFND
1
3568156
0
0
WHITE MOUNTAINS INSURANCE GROUP LTD
COM
G9618E107
462
532
SH
DFND
1
532
0
0
WILLIAMS COS INC
COM
969457100
6362
210117
SH
DFND
1
210117
0
0
WISDOMTREE INVTS INC
COM
97717P104
25
2500
SH
DFND
2
2500
0
0
WISDOMTREE INVTS INC
COM
97717P104
415
40837
SH
OTR
4
0
40837
0
WISDOMTREE INVTS INC
COM
97717P104
881
86600
SH
DFND
1
86600
0
0
WPX ENERGY INC COM
COM
98212B103
639
66149
SH
DFND
1
66149
0
0
WSTRN ASSET/CLYMRE US TR INF
COM
95766R104
24
2200
SH
DFND
2
2200
0
0
WSTRN ASSET/CLYMRE US TR INF
COM
95766R104
1226
111248
SH
DFND
1
111248
0
0
WYNN RESORTS LTD
COM
983134107
399
2977
SH
OTR
4
0
2977
0
WYNN RESORTS LTD
COM
983134107
5217
38896
SH
DFND
2
38896
0
0
WYNN RESORTS LTD
COM
983134107
6837
50975
SH
DFND
1
50975
0
0
XEROX CORP
COM NEW
984121608
412
14357
SH
OTR
4
0
14357
0
XPO LOGISTICS INC
COM
983793100
422
6537
SH
OTR
4
0
6537
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06740Q252
60914
2278800
SH
Call
DFND
1
2278800
0
0