0001519418-14-000014.txt : 20140514
0001519418-14-000014.hdr.sgml : 20140514
20140514154947
ACCESSION NUMBER: 0001519418-14-000014
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140514
DATE AS OF CHANGE: 20140514
EFFECTIVENESS DATE: 20140514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Kinetics LLC
CENTRAL INDEX KEY: 0001519418
IRS NUMBER: 450642972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14519
FILM NUMBER: 14841355
BUSINESS ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 646-495-7347
MAIL ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
13F-HR
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03-31-2014
03-31-2014
Horizon Kinetics LLC
470 PARK AVENUE SOUTH
4TH FLOOR SOUTH
NEW YORK
NY
10016
13F HOLDINGS REPORT
028-14519
N
Jay Kesslen
General Counsel
914-703-6904
Jay Kesslen
New York
NY
05-14-2014
3
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HORIZON ASSET MANAGEMENT LLC
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3
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Kinetics Advisers, LLC
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form13fhr-infoTable.xml
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9572
SH
DFND
1
9572
0
0
COMCAST CORP NEW
CL A
20030N101
777
15531
SH
DFND
1
15531
0
0
CONOCOPHILLIPS
COM
20825C104
236
3351
SH
DFND
1
3351
0
0
CONTINENTAL RESOURCES INC
COM
212015101
33595
270341
SH
DFND
1
270341
0
0
CONTINENTAL RESOURCES INC
COM
212015101
29901
240614
SH
DFND
2
240614
0
0
CONTINENTAL RESOURCES INC
COM
212015101
2001
16100
SH
DFND
3
16100
0
0
COPART INC
COM
217204106
1414
38860
SH
DFND
2
38860
0
0
CORELOGIC INC
COM
21871D103
1050
34946
SH
DFND
1
34946
0
0
COSTAMARE INC
SHS
Y1771G102
1746
81226
SH
DFND
1
81226
0
0
COSTAR GROUP INC
COM
22160N109
373
2000
SH
DFND
2
2000
0
0
COVANTA HLDG CORP
COM
22282E102
855
47389
SH
DFND
1
47389
0
0
CREDIT ACCEP CORP MICH
COM
225310101
794
5583
SH
DFND
1
5583
0
0
CRESUD S A C I F Y A SPONSORED ADR
ADR
226406106
622
66983
SH
DFND
1
66983
0
0
CRESUD S A C I F Y A SPONSORED ADR
ADR
226406106
8817
949092
SH
DFND
2
949092
0
0
CSX CORP
COM
126408103
20000
690367
SH
DFND
690367
0
0
CTRIP COM INTL LTD ADR
ADR
22943F100
292
5800
SH
DFND
2
5800
0
0
CUBIC CORP
COM
229669106
512
10019
SH
DFND
1
10019
0
0
CUBIST PHARMACEUTICALS INC
COM
229678107
1756
24000
SH
DFND
2
24000
0
0
CVR ENERGY INC
COM
12662P108
804
19041
SH
DFND
1
19041
0
0
CVR ENERGY INC
COM
12662P108
4588
108600
SH
DFND
2
108600
0
0
CVR REFNG LP
COMUNIT REP LT
12663P107
267
11469
SH
DFND
1
11469
0
0
D R HORTON INC
COM
23331A109
794
36666
SH
DFND
1
36666
0
0
DANAHER CORP
COM
235851102
3631
48411
SH
DFND
48411
0
0
DELUXE CORP
COM
248019101
989
18850
SH
DFND
1
18850
0
0
DENDREON CORP
COM
24823Q107
102
34000
SH
DFND
2
34000
0
0
DICKS SPORTING GOODSINC
COM
253393102
769
14081
SH
DFND
1
14081
0
0
DILLARDS INC
CL A
254067101
815
8815
SH
DFND
1
8815
0
0
DIREXION SM CAP BLL
COM
25459W847
42749
38000
SH
Put
DFND
1
38000
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
21806
263670
SH
DFND
1
263670
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
47000
568323
SH
DFND
2
568323
0
0
DISH NETWORK CORP
CL A
25470M109
99566
1600481
SH
DFND
1
1600481
0
0
DISH NETWORK CORP
CL A
25470M109
88801
1427445
SH
DFND
2
1427445
0
0
DISH NETWORK CORP
CL A
25470M109
8522
136980
SH
DFND
3
136980
0
0
DISNEY WALT CO DISNEY
COM
254687106
2813
35130
SH
DFND
35130
0
0
DOMINION DIAMOND CORP
COM
257287102
1022
76162
SH
DFND
1
76162
0
0
DORMAN PRODUCTS INC
COM
258278100
2142
36261
SH
DFND
1
36261
0
0
DORMAN PRODUCTS INC
COM
258278100
1228
20800
SH
DFND
2
20800
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
14026
660996
SH
DFND
1
660996
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
543
25600
SH
DFND
2
25600
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
212
10000
SH
DFND
3
10000
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
9192
397062
SH
DFND
397062
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
1320
24237
SH
DFND
1
24237
0
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
159240
5997741
SH
DFND
1
5997741
0
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
126565
4767038
SH
DFND
2
4767038
0
0
DREAMWORKS ANIMATION SKG INC
CL A
26153C103
8480
319400
SH
DFND
3
319400
0
0
DREYFUS MUN INCOME INC
COM
26201R102
445
49307
SH
DFND
1
49307
0
0
DREYFUS STRATEGIC MUN BD FD
COM
26202F107
149
19074
SH
DFND
1
19074
0
0
DREYFUS STRATEGIC MUNS INC
COM
261932107
183
22570
SH
DFND
22570
0
0
DST SYS INC
COM
233326107
852
8984
SH
DFND
1
8984
0
0
DSW INC
CL A
23334L102
786
21924
SH
DFND
1
21924
0
0
DWS MUN INCOME TR
COM
23338M106
297
22760
SH
DFND
1
22760
0
0
EATON VANCE CA MUN BD FD
COM
27828A100
382
35168
SH
DFND
1
35168
0
0
EATON VANCE FLTING RATE INC
COM
278279104
1537
97888
SH
DFND
97888
0
0
EATON VANCE LTD DUR INCOME FD
COM
27828H105
6765
443596
SH
DFND
443596
0
0
EATON VANCE MUN BD FD
COM
27827X101
153
12840
SH
DFND
1
12840
0
0
EATON VANCE MUNI INCOME TRUS
SH BEN INT
27826U108
475
39772
SH
DFND
1
39772
0
0
EATON VANCE NY MUN BD FD
COM
27827Y109
490
40890
SH
DFND
1
40890
0
0
EATON VANCE NY MUNI INCOME T
SH BEN INT
27826W104
535
38950
SH
DFND
1
38950
0
0
EATON VANCE SH TM DR DIVR INC
COM
27828V104
478
31458
SH
DFND
1
31458
0
0
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
2412
159076
SH
DFND
159076
0
0
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
1967
285117
SH
DFND
285117
0
0
EBAY INC
COM
278642103
863
15621
SH
DFND
1
15621
0
0
EBAY INC
COM
278642103
3977
72000
SH
DFND
2
72000
0
0
ECHOSTAR CORP
CL A
278768106
16746
352112
SH
DFND
1
352112
0
0
ECHOSTAR CORP
CL A
278768106
49914
1049493
SH
DFND
2
1049493
0
0
ECHOSTAR CORP
CL A
278768106
4759
100056
SH
DFND
3
100056
0
0
ELECTRONIC ARTS INC CONV 0.750% 07/15/16
NOTE
285512AA7
4357
3750000
PRN
DFND
2
3750000
0
0
EMERSON ELEC CO
COM
291011104
1374
20576
SH
DFND
1
20576
0
0
ENSTAR GROUP LIMITED
SHS
G3075P101
988
7249
SH
DFND
1
7249
0
0
ENTERPRISE PRODS PARTNERS LP
LP
293792107
1073
15470
SH
DFND
1
15470
0
0
EOG RES INC
COM
26875P101
275
2804
SH
DFND
1
2804
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
30651
754032
SH
DFND
1
754032
0
0
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
26690
656573
SH
DFND
2
656573
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
795
13716
SH
DFND
1
13716
0
0
EXPEDIA INC DEL
COM NEW
30212P303
3796
52353
SH
DFND
52353
0
0
EXXON MOBIL CORP
COM
30231G102
5399
55270
SH
DFND
1
55270
0
0
FAMILY DLR STORES INC
COM
307000109
1036
17865
SH
DFND
1
17865
0
0
FEDERAL MOGUL HLDGS CORP
COM
313549404
1274
68079
SH
DFND
1
68079
0
0
FEDERAL MOGUL HLDGS CORP
COM
313549404
8143
435200
SH
DFND
2
435200
0
0
FEDERATED INVS INC PA
CL B
314211103
1598
52328
SH
DFND
52328
0
0
FEDEX CORP
COM
31428X106
767
5785
SH
DFND
1
5785
0
0
FIDELITY NATL FINANCIAL INC
COM
31620R105
1541
49026
SH
DFND
1
49026
0
0
FIDELITY NATL INFORMATION SVC
COM
31620M106
345
6461
SH
DFND
1
6461
0
0
FIRST CTZNS BANCSHARES INC N
CL A
31946M103
791
3287
SH
DFND
1
3287
0
0
FIRST TR ABERDEEN GLBL OPP F
COM SHS
337319107
1032
73959
SH
DFND
1
73959
0
0
FIRST TR/FOUR CRNRS SR FLOAT
COM
33733U108
756
52300
SH
DFND
1
52300
0
0
FIRST TRUST STRATEGIC HIGH INCOME FD II
COM
337353304
730
45846
SH
DFND
45846
0
0
FIRSTENERGY CORP
COM
337932107
745
21891
SH
DFND
1
21891
0
0
FIRSTHAND TECH VALUE FD INC
COM
33766Y100
5782
270825
SH
DFND
1
270825
0
0
FLOWERS FOODS INC
COM
343498101
1188
55401
SH
DFND
1
55401
0
0
FOREST CITY ENT 4.250% 08/15/18
NOTE
345550AP2
498
446000
PRN
DFND
2
446000
0
0
FOREST CITY ENTERPRISES INC
CL A
345550107
6395
334811
SH
DFND
1
334811
0
0
FOREST CITY ENTERPRISES INC
CL A
345550107
44059
2306739
SH
DFND
2
2306739
0
0
FOREST CITY ENTERPRISES INC
CL A
345550107
2850
149200
SH
DFND
3
149200
0
0
FOREST LABS INC
COM
345838106
778
8432
SH
DFND
1
8432
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
2154
51179
SH
DFND
1
51179
0
0
FOSSIL GROUP INC
COM
34988V106
780
6688
SH
DFND
1
6688
0
0
FRANCO NEVADA CORP
COM
351858105
22676
494461
SH
DFND
494461
0
0
FRANKLIN RESOURCES INC
COM
354613101
812
14981
SH
DFND
1
14981
0
0
FRANKLIN TEMPLETON LTD DUR I
COM
35472T101
280
21423
SH
DFND
1
21423
0
0
FREEPORT MCMORAN COPPER&GOLD
CL B
35671D857
1183
35764
SH
DFND
1
35764
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
826
22658
SH
DFND
1
22658
0
0
GAP INC
COM
364760108
763
19034
SH
DFND
1
19034
0
0
GARMIN LTD
SHS
H2906T109
785
14198
SH
DFND
1
14198
0
0
GENERAL ELECTRIC CO
COM
369604103
1760
67992
SH
DFND
1
67992
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
18697
849847
SH
DFND
1
849847
0
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
498
22647
SH
DFND
2
22647
0
0
GENUINE PARTS CO
COM
372460105
426
4907
SH
DFND
1
4907
0
0
GLAXOSMITHKLINE PLC ADR SPONSORED
ADR
37733W105
1271
23792
SH
DFND
23792
0
0
GOOGLE INC
CL A
38259P508
29507
26475
SH
DFND
1
26475
0
0
GOOGLE INC
CL A
38259P508
15728
14112
SH
DFND
2
14112
0
0
GORMAN RUPP CO
COM
383082104
249
7847
SH
DFND
1
7847
0
0
GRAINGER W W INC
COM
384802104
786
3110
SH
DFND
1
3110
0
0
GREENLIGHT CAPITAL RE LTD
CL A
G4095J109
8592
261941
SH
DFND
1
261941
0
0
GREENLIGHT CAPITAL RE LTD
CL A
G4095J109
6403
195215
SH
DFND
2
195215
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
796
62650
SH
DFND
1
62650
0
0
HARBINGER GROUP INC
COM
41146A106
772
63162
SH
DFND
1
63162
0
0
HARRIS CORP DEL
COM
413875105
1539
21033
SH
DFND
1
21033
0
0
HEARTLAND EXPRESS INC
COM
422347104
794
35012
SH
DFND
1
35012
0
0
HEICO CORP NEW
CL A
422806208
4447
102442
SH
DFND
1
102442
0
0
HEICO CORP NEW
CL A
422806208
5244
120800
SH
DFND
2
120800
0
0
HEICO CORP NEW
CL A
422806208
332
7650
SH
DFND
3
7650
0
0
HELIOS ADVANTAGE INCOME FUND
COM
42327W206
2275
243358
SH
DFND
243358
0
0
HELIOS HIGH INCOME FUND
COM
42327X204
946
109637
SH
DFND
1
109637
0
0
HELIOS HIGH INCOME FUND
COM
42327X204
131
15200
SH
DFND
3
15200
0
0
HELIOS MULTI SECTOR HIGN INCOME FUND
COM
42327Y202
1388
204074
SH
DFND
1
204074
0
0
HELIOS MULTI SECTOR HIGN INCOME FUND
COM
42327Y202
114
16800
SH
DFND
3
16800
0
0
HELIOS STRATEGIC INCOME FUND
COM
42328A203
988
69276
SH
DFND
69276
0
0
HESS CORP
COM
42809H107
792
9562
SH
DFND
1
9562
0
0
HILLTOP HOLDINGS INC
COM
432748101
791
33269
SH
DFND
1
33269
0
0
HOLOGIC INC
COM
436440101
786
36555
SH
DFND
1
36555
0
0
HONEYWELL INTL INC
COM
438516106
1112
11990
SH
DFND
1
11990
0
0
HOST MARRIOTT CORP NEW
COM
44107P104
793
39197
SH
DFND
1
39197
0
0
HOWARD HUGHES CORP
COM
44267D107
420684
2947824
SH
DFND
1
2947824
0
0
HOWARD HUGHES CORP
COM
44267D107
332037
2326652
SH
DFND
2
2326652
0
0
HOWARD HUGHES CORP
COM
44267D107
27342
191589
SH
DFND
3
191589
0
0
HSN INC
COM
404303109
3000
50223
SH
DFND
1
50223
0
0
HUNTSMAN CORP
COM
447011107
814
33335
SH
DFND
1
33335
0
0
HYATT HOTELS CORP COM
CL A
448579102
776
14412
SH
DFND
1
14412
0
0
IAC INTERACTIVECORP COM PAR $.001
COM
44919P508
44314
620730
SH
DFND
1
620730
0
0
IAC INTERACTIVECORP COM PAR $.001
COM
44919P508
47334
663035
SH
DFND
2
663035
0
0
IAC INTERACTIVECORP COM PAR $.001
COM
44919P508
666
9324
SH
DFND
3
9324
0
0
ICAHN ENTERPRISES LP
UNIT
451100101
173482
1688721
SH
DFND
1
1688721
0
0
ICAHN ENTERPRISES LP
UNIT
451100101
224845
2188696
SH
DFND
2
2188696
0
0
ICAHN ENTERPRISES LP
UNIT
451100101
28496
277392
SH
DFND
3
277392
0
0
IDT CORP
CL B NEW
448947507
108
6512
SH
DFND
6512
0
0
ILLINOIS TOOL WORKS INC
COM
452308109
793
9745
SH
DFND
1
9745
0
0
IMPERIAL HLDGS INC
COM
452834104
655
113900
SH
DFND
1
113900
0
0
IMPERIAL HLDGS INC
COM
452834104
176
30600
SH
DFND
2
30600
0
0
IMPERIAL HLDGS INC
COM
452834104
135
23400
SH
DFND
3
23400
0
0
IMPERIAL OIL LTD
COM
453038408
854
18339
SH
DFND
1
18339
0
0
IMPERIAL OIL LTD
COM
453038408
324
6963
SH
DFND
2
6963
0
0
ING PRIME RATE TR
SH BEN INT
44977W106
1832
315894
SH
DFND
315894
0
0
INTER PARFUMS INC
COM
458334109
6696
184909
SH
DFND
1
184909
0
0
INTER PARFUMS INC
COM
458334109
5631
155500
SH
DFND
2
155500
0
0
INTERACTIVE BROKERS GROUP INC
COM
45841N107
2
100
SH
DFND
1
100
0
0
INTERCONTINENTALEXCHANGE GROUP
COM
45866F104
4036
20402
SH
DFND
1
20402
0
0
INTERCONTINENTALEXCHANGE GROUP
COM
45866F104
10950
55348
SH
DFND
2
55348
0
0
INTERDIGITAL INC CONV 2.500% 03/15/16
NOTE
458660AB3
4148
4000000
PRN
DFND
1
4000000
0
0
INTERNATIONAL SPEEDWAY CORP
CL A
460335201
797
23449
SH
DFND
1
23449
0
0
INTERNET INITIATIVE JAPAN INSPONSORED ADR
ADR
46059T109
793
67334
SH
DFND
67334
0
0
INTL FLAVORS & FRAGRANCES
COM
459506101
445
4650
SH
DFND
1
4650
0
0
INTUIT INC
COM
461202103
770
9909
SH
DFND
1
9909
0
0
INVESCO INSURED MUNICIPAL INCOME TRUST
COM
46132P108
393
27265
SH
DFND
1
27265
0
0
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST
COM
46132X101
1446
219134
SH
DFND
1
219134
0
0
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST
COM
46132X101
208
31503
SH
DFND
3
31503
0
0
INVESCO QUALITY MUNI INC TRS
COM
46133G107
498
42203
SH
DFND
1
42203
0
0
INVESCO VAN KAMPEN DYNAMIC CREDIT OPPORTUNIT
COM
46132R104
3711
286793
SH
DFND
286793
0
0
INVESCO VAN KAMPEN MUNI OPP
COM
46132C107
465
38106
SH
DFND
38106
0
0
INVESCO VAN KAMPEN SENIOR INCOME TRUST
COM
46131H107
3239
645281
SH
DFND
645281
0
0
INVESCO VAN KAMPEN TRUST INVESTMENT GRADE NE
COM
46131T101
1310
90285
SH
DFND
90285
0
0
ISHARES TR 1-3 YR TRS BD
COM
464287457
267
3167
SH
DFND
1
3167
0
0
ISHARES TR BARCLYS 1-3YR C
COM
464288646
3650
34601
SH
DFND
34601
0
0
ISHARES TR RUSL 2000 VALU
COM
464287630
12747
126410
SH
DFND
1
126410
0
0
ISHARES TR US TIPS BD FD
COM
464287176
2636
23515
SH
DFND
1
23515
0
0
ISIS PHARMACEUTICALS INC
COM
464330109
735
17000
SH
DFND
2
17000
0
0
JARDEN CORP
COM
471109108
249552
4171014
SH
DFND
1
4171014
0
0
JARDEN CORP
COM
471109108
66351
1109000
SH
DFND
2
1109000
0
0
JOHNSON & JOHNSON
COM
478160104
1800
18329
SH
DFND
1
18329
0
0
JOHNSON & JOHNSON
COM
478160104
1375
14000
SH
DFND
2
14000
0
0
KIMBERLY CLARK CORP
COM
494368103
423
3836
SH
DFND
1
3836
0
0
KINDER MORGAN INC
COM
49456B101
2274
70000
SH
Put
DFND
1
70000
0
0
KKR & CO LP
COM
48248M102
3789
165900
SH
DFND
1
165900
0
0
KKR & CO LP
COM
48248M102
284
12440
SH
DFND
2
12440
0
0
KKR & CO LP
COM
48248M102
664
29050
SH
DFND
3
29050
0
0
KLA-TENCOR CORP
COM
482480100
1044
15100
SH
DFND
1
15100
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
1311
23363
SH
DFND
1
23363
0
0
L 3 COMMUNICATIONS CORP CONV 3.000% 08/01/35
CONV
502413AW7
1265
950000
SH
DFND
2
950000
0
0
L BRANDS INC
COM
501797104
72307
1273691
SH
DFND
1
1273691
0
0
L BRANDS INC
COM
501797104
15026
264688
SH
DFND
2
264688
0
0
LANCASTER COLONY CORP
COM
513847103
840
8450
SH
DFND
1
8450
0
0
LAS VEGAS SANDS CORP
COM
517834107
12705
157275
SH
DFND
1
157275
0
0
LAS VEGAS SANDS CORP
COM
517834107
68882
852715
SH
DFND
2
852715
0
0
LAS VEGAS SANDS CORP
COM
517834107
2900
35900
SH
DFND
3
35900
0
0
LAUDER ESTEE COS INC
CL A
518439104
776
11604
SH
DFND
1
11604
0
0
LEGGETT & PLATT INC
COM
524660107
1103
33800
SH
DFND
1
33800
0
0
LENNAR CORP
CL A
526057104
12279
309917
SH
DFND
1
309917
0
0
LENNAR CORP
CL A
526057104
5157
130159
SH
DFND
2
130159
0
0
LEUCADIA NATIONAL CORP
COM
527288104
115907
4139543
SH
DFND
1
4139543
0
0
LEUCADIA NATIONAL CORP
COM
527288104
85594
3056946
SH
DFND
2
3056946
0
0
LEUCADIA NATIONAL CORP
COM
527288104
4347
155248
SH
DFND
3
155248
0
0
LEXINGTON REALTY TRUST
PFD CONV SER C
529043309
903
19485
SH
DFND
1
19485
0
0
LIBERTY GLOBAL PLC SHS
CL C
G5480U120
837
20553
SH
DFND
1
20553
0
0
LIBERTY GLOBAL PLC SHS
CL C
G5480U120
5862
144000
SH
DFND
2
144000
0
0
LIBERTY INTERACTIVE CORP
SER A
53071M104
95477
3307122
SH
DFND
1
3307122
0
0
LIBERTY INTERACTIVE CORP
SER A
53071M104
97880
3390379
SH
DFND
2
3390379
0
0
LIBERTY INTERACTIVE CORP
SER A
53071M104
10032
347500
SH
DFND
3
347500
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
346687
2651929
SH
DFND
1
2651929
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
238126
1821510
SH
DFND
2
1821510
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
23871
182600
SH
DFND
3
182600
0
0
LIBERTY VENTURES
SER A
53071M880
48737
747894
SH
DFND
1
747894
0
0
LIBERTY VENTURES
SER A
53071M880
77652
1191618
SH
DFND
2
1191618
0
0
LIBERTY VENTURES
SER A
53071M880
704
10800
SH
DFND
3
10800
0
0
LILLY, ELI AND COMPANY
COM
532457108
459
7797
SH
DFND
1
7797
0
0
LILLY, ELI AND COMPANY
COM
532457108
1354
23000
SH
DFND
2
23000
0
0
LIVE NATION ENTERTAINMENT 2.875% 07/15/27
NOTE
538034AB5
16855
16606000
PRN
DFND
1
16606000
0
0
LIVE NATION ENTERTAINMENT 2.875% 07/15/27
NOTE
538034AB5
2804
2763000
PRN
DFND
2
2763000
0
0
LIVE NATION ENTERTAINMENT INC.
COM
538034109
47539
2185718
SH
DFND
1
2185718
0
0
LIVE NATION ENTERTAINMENT INC.
COM
538034109
66485
3056800
SH
DFND
2
3056800
0
0
LIVE NATION ENTERTAINMENT INC.
COM
538034109
431
19800
SH
DFND
3
19800
0
0
LMP CORPORATE LN FD INC
COM
50208B100
6644
547715
SH
DFND
1
547715
0
0
LMP CORPORATE LN FD INC
COM
50208B100
170
14000
SH
DFND
2
14000
0
0
LMP CORPORATE LN FD INC
COM
50208B100
197
16200
SH
DFND
3
16200
0
0
LOEWS CORP
COM
540424108
2380
54027
SH
DFND
1
54027
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
1655
23397
SH
DFND
1
23397
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
2560
36200
SH
DFND
2
36200
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
368
5200
SH
DFND
3
5200
0
0
LYONDELLBASELL INDUSTRIES N
CL A
N53745100
775
8715
SH
DFND
1
8715
0
0
M & T BK CORP
COM
55261F104
5612
46262
SH
DFND
1
46262
0
0
MADISON SQUARE GARDEN CO
CL A
55826P100
14904
262485
SH
DFND
1
262485
0
0
MADISON SQUARE GARDEN CO
CL A
55826P100
5780
101800
SH
DFND
2
101800
0
0
MANAGED DURATION INVT GRD FUND
COM
56165R103
1599
124014
SH
DFND
124014
0
0
MANNKIND CORP
COM
56400P201
541
134495
SH
DFND
1
134495
0
0
MANTECH INTL CORP
CL A
564563104
1059
36000
SH
DFND
2
36000
0
0
MARATHON OIL CORP
COM
565849106
259
7300
SH
DFND
1
7300
0
0
MARKEL CORP
COM
570535104
5622
9431
SH
DFND
1
9431
0
0
MARKEL CORP
COM
570535104
14011
23505
SH
DFND
2
23505
0
0
MARKET VECTORS ETF TR GAMING ETF
COM
57060U829
8674
168195
SH
DFND
1
168195
0
0
MARKET VECTORS ETF TR HG YLD MUN ETF
COM
57060U878
239
8093
SH
DFND
1
8093
0
0
MARKET VECTORS ETF TR MKTVEC SMUNETF
COM
57060U803
462
26240
SH
DFND
1
26240
0
0
MARKET VECTORS ETF TR PRE-RF MUN ETF
COM
57060U738
280
11394
SH
DFND
1
11394
0
0
MARKETAXESS HLDGS INC
COM
57060D108
338
5700
SH
DFND
2
5700
0
0
MARRIOTT INTL INC NEW
CL A
571903202
2070
36958
SH
DFND
1
36958
0
0
MARRIOTT VACATIONS WRLDWDE C
COM
57164Y107
857
15336
SH
DFND
1
15336
0
0
MARVELL TECHNOLOGY GROUP ORD
COM
G5876H105
774
49165
SH
DFND
1
49165
0
0
MASTEC INC
COM
576323109
785
18065
SH
DFND
1
18065
0
0
MASTERCARD INC
CL A
57636Q104
11200
149934
SH
DFND
1
149934
0
0
MASTERCARD INC
CL A
57636Q104
14417
193000
SH
DFND
2
193000
0
0
MCDERMOTT INTL INC
COM
580037109
196
25008
SH
DFND
1
25008
0
0
MCDONALDS CORP
COM
580135101
687
7013
SH
DFND
1
7013
0
0
MCEWEN MNG INC
COM
58039P107
1492
629660
SH
DFND
1
629660
0
0
MCEWEN MNG INC
COM
58039P107
424
178752
SH
DFND
2
178752
0
0
MCGRAW HILL COMPANIES INC
COM
580645109
633
8297
SH
DFND
1
8297
0
0
MEDALLION FINL CORP
COM
583928106
1313
99428
SH
DFND
1
99428
0
0
MENTOR GRAPHICS CORP
COM
587200106
759
34490
SH
DFND
1
34490
0
0
MERCK & COMPANY
COM
58933Y105
1820
32051
SH
DFND
1
32051
0
0
MERCK & COMPANY
COM
58933Y105
908
16000
SH
DFND
2
16000
0
0
MERCURY GENL CORP NEW
COM
589400100
808
17915
SH
DFND
1
17915
0
0
MERRIMACK PHARMACEUTICALS IN
COM
590328100
60
12000
SH
DFND
2
12000
0
0
MFS CALIF MUN FD
COM
59318C106
181
17122
SH
DFND
1
17122
0
0
MFS HIGH INCOME MUN TR
SH BEN INT
59318D104
481
101275
SH
DFND
101275
0
0
MFS HIGH YIELD MUN TR
SH BEN INT
59318E102
254
57354
SH
DFND
1
57354
0
0
MFS MUN INCOME TR
SH BEN INT
552738106
142
21811
SH
DFND
1
21811
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
851
32900
SH
DFND
1
32900
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
26577
1027710
SH
DFND
2
1027710
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
2019
78080
SH
DFND
3
78080
0
0
MICROSOFT
COM
594918104
763
18619
SH
DFND
1
18619
0
0
MOHAWK INDUSTRIES INC
COM
608190104
775
5703
SH
DFND
1
5703
0
0
MONDELEZ INTL INC
COM
609207105
1883
54491
SH
DFND
1
54491
0
0
MONSANTO CO NEW
COM
61166W101
1387
12189
SH
DFND
12189
0
0
MONSTER BEVERAGE CORP
COM
611740101
799
11508
SH
DFND
1
11508
0
0
MONTGOMERY STR INCOME SECS
COM
614115103
3768
234205
SH
DFND
234205
0
0
MORNINGSTAR INC
COM
617700109
774
9801
SH
DFND
1
9801
0
0
MOVADO GROUP INC
COM
624580106
3138
68882
SH
DFND
1
68882
0
0
MOVADO GROUP INC
COM
624580106
2610
57300
SH
DFND
2
57300
0
0
MSC INDL DIRECT INC
CL A
553530106
15469
178792
SH
DFND
1
178792
0
0
NASDAQ OMX GROUP INC
COM
631103108
825
22322
SH
DFND
1
22322
0
0
NASDAQ OMX GROUP INC
COM
631103108
236
6400
SH
DFND
2
6400
0
0
NATIONAL INSTRS CORP
COM
636518102
751
26176
SH
DFND
1
26176
0
0
NAVISTAR INTL CONV 3.000% 10/15/14
NOTE
63934EAL2
1016
1000000
PRN
DFND
2
1000000
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
795
23461
SH
DFND
1
23461
0
0
NEUBERGER BERMAN INTER MUNI
COM
64124P101
711
49054
SH
DFND
1
49054
0
0
NEUBERGER BERMAN NY INT MUN
COM
64124K102
252
18577
SH
DFND
1
18577
0
0
NEWMARKET CORP
COM
651587107
940
2405
SH
DFND
1
2405
0
0
NEWS CORP NEW
CL A
65249B109
778
45168
SH
DFND
1
45168
0
0
NIKE INC
CL B
654106103
800
10835
SH
DFND
1
10835
0
0
NORDSTROM INC
COM
655664100
788
12613
SH
DFND
1
12613
0
0
NORFOLK SOUTHN CORP
COM
655844108
625
6429
SH
DFND
1
6429
0
0
NORFOLK SOUTHN CORP
COM
655844108
11587
119242
SH
DFND
2
119242
0
0
NOVACOPPER INC
COM
66988K102
129
95247
SH
DFND
95247
0
0
NOVAGOLD RES INC
COM NEW
66987E206
2384
660519
SH
DFND
660519
0
0
NOVARTIS AG SPONSORED ADR
ADR
66987V109
966
11358
SH
DFND
1
11358
0
0
NOVARTIS AG SPONSORED ADR
ADR
66987V109
1530
18000
SH
DFND
2
18000
0
0
NOVO-NORDISK A S ADR
ADR
670100205
353
7740
SH
DFND
1
7740
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
800
46567
SH
DFND
1
46567
0
0
NUVEEN AMT-FREE MUN FD
COM
670657105
827
63900
SH
DFND
1
63900
0
0
NUVEEN CA DIV ADV MUNI FD 3
SH BEN INT
67070Y109
185
15119
SH
DFND
1
15119
0
0
NUVEEN CA SELECT QUALITY MUN
COM
670975101
17
251719
SH
DFND
1
251719
0
0
NUVEEN CALIF AMT-FREE MUN INC FD
COM
670651108
200
15067
SH
DFND
1
15067
0
0
NUVEEN CREDIT STRATEGIES INCOME FUND
COM
67073D102
1179
123992
SH
DFND
1
123992
0
0
NUVEEN DIV ADV MUNI FD 3
SH BEN INT
67070X101
1051
80192
SH
DFND
1
80192
0
0
NUVEEN DIV ADVANTAGE MUN FD
COM
67070F100
695
51446
SH
DFND
51446
0
0
NUVEEN DIVID ADVANTAGE
COM
67071L106
281
21070
SH
DFND
21070
0
0
NUVEEN DIVID ADVANTAGE MUN F
COM
67066V101
3052
227923
SH
DFND
227923
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
1721
143893
SH
DFND
143893
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM
6706EN100
1750
143439
SH
DFND
1
143439
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM
6706EN100
182
14900
SH
DFND
3
14900
0
0
NUVEEN INS NY TX FR ADV MUN
COM
670656107
788
61698
SH
DFND
61698
0
0
NUVEEN INVT QUALITY MUN FD I
COM
67062E103
447
31675
SH
DFND
1
31675
0
0
NUVEEN MTG OPPTY TERM FD 2
COM
67074R100
291
12445
SH
DFND
1
12445
0
0
NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
648
49951
SH
DFND
1
49951
0
0
NUVEEN MUN HIGH INC OPP FD
COM
670682103
616
48447
SH
DFND
48447
0
0
NUVEEN MUN MKT OPPORTUNITY F
COM
67062W103
3525
276273
SH
DFND
276273
0
0
NUVEEN MUN OPPORTUNITY
COM
670984103
748
54370
SH
DFND
54370
0
0
NUVEEN NY DIV ADVANTG MUN FD
COM
67070A101
269
20548
SH
DFND
1
20548
0
0
NUVEEN NY DIVID ADVNTG MUN F
COM
67066X107
1495
112407
SH
DFND
112407
0
0
NUVEEN NY PERFORM PLUS MUN F
COM
67062R104
1690
121079
SH
DFND
1
121079
0
0
NUVEEN PERFORM PLUS MUN FD
COM
67062P108
12865
889096
SH
DFND
889096
0
0
NUVEEN PREM INCOME MUN FD
COM
67062T100
1248
95184
SH
DFND
1
95184
0
0
NUVEEN PREM INCOME MUN FD
COM
6706K4105
1897
152885
SH
DFND
1
152885
0
0
NUVEEN PREM INCOME MUN FD 2
COM
67063W102
1841
137497
SH
DFND
1
137497
0
0
NUVEEN PREMIER MUN INCOME FD
COM
670988104
1005
76501
SH
DFND
76501
0
0
NUVEEN QUALITY INCOME MUN FD
COM
670977107
773
58181
SH
DFND
1
58181
0
0
NUVEEN QUALITY MUN FD INC
COM
67062N103
392
30755
SH
DFND
1
30755
0
0
NUVEEN QUALITY PFD INCOME FD
COM
67072C105
142
16333
SH
DFND
16333
0
0
NUVEEN QUALITY PFD INCOME FD
COM
67071S101
291
36150
SH
DFND
36150
0
0
NUVEEN QUALITY PFD INCOME FD 3
COM
67072W101
108
12920
SH
DFND
12920
0
0
NUVEEN SELECT MAT MUN FD
SH BEN INT
67061T101
219
21500
SH
DFND
1
21500
0
0
NUVEEN SR INCOME FD
COM
67067Y104
3204
447504
SH
DFND
1
447504
0
0
NUVEEN SR INCOME FD
COM
67067Y104
78
10900
SH
DFND
3
10900
0
0
OAKTREE CAP GROUP LLC UNIT
CL A
674001201
66328
1140435
SH
DFND
1
1140435
0
0
OAKTREE CAP GROUP LLC UNIT
CL A
674001201
14084
242161
SH
DFND
2
242161
0
0
OAKTREE CAP GROUP LLC UNIT
CL A
674001201
3575
61464
SH
DFND
3
61464
0
0
OCH ZIFF CAP MGMT GROUP
CL A
67551U105
154
11200
SH
DFND
11200
0
0
OCWEN FINL CORP COM NEW
COM
675746309
838
21384
SH
DFND
21384
0
0
ONCONOVA THERAPEUTICS INC
COM
68232V108
114
18000
SH
DFND
2
18000
0
0
ONCOTHYREON INC
COM
682324108
97
32333
SH
DFND
2
32333
0
0
OPKO HEALTH INC
COM
68375N103
1148
123170
SH
DFND
123170
0
0
ORACLE CORP
COM
68389X105
616
15047
SH
DFND
1
15047
0
0
OSIRIS THERAPEUTICS INC NEW
COM
68827R108
236
18000
SH
DFND
2
18000
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
64
12000
SH
DFND
2
12000
0
0
PALL CORP
COM
696429307
2692
30090
SH
DFND
1
30090
0
0
PAPA JOHNS INTL INC
COM
698813102
769
14752
SH
DFND
1
14752
0
0
PAYCHEX INC
COM
704326107
785
18419
SH
DFND
1
18419
0
0
PCM FUND INC
COM
69323T101
5751
472197
SH
DFND
472197
0
0
PEABODY ENERGY CORP 4.750% 12/15/41
NOTE
704549AG9
446
552000
PRN
DFND
1
552000
0
0
PEGASYSTEMS INC
COM
705573103
755
42760
SH
DFND
1
42760
0
0
PENN WEST PETROLEUM LTD
COM
707887105
405
48408
SH
DFND
48408
0
0
PENNEY J C INC
COM
708160106
92
10724
SH
DFND
10724
0
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
3239
75753
SH
DFND
1
75753
0
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
1655
38700
SH
DFND
2
38700
0
0
PEPSICO INC
COM
713448108
1541
18454
SH
DFND
1
18454
0
0
PETROCHINA CO LTD SPONS ADR
ADR
71646E100
1182
10890
SH
DFND
1
10890
0
0
PFIZER INC
COM
717081103
541
16855
SH
DFND
1
16855
0
0
PFIZER INC
COM
717081103
1478
46000
SH
DFND
2
46000
0
0
PHARMACYCLICS INC
COM
716933106
688
6864
SH
DFND
1
6864
0
0
PHILIP MORRIS INTL INC
COM
718172109
2722
33252
SH
DFND
33252
0
0
PIMCO CALIF MUN INCOME FD II
COM
72201C109
119
11931
SH
DFND
1
11931
0
0
PIMCO CORPORATE INCOME FD
COM
72200U100
712
42856
SH
DFND
42856
0
0
PIMCO CORPORATE OPP FD
COM
72201B101
632
34974
SH
DFND
34974
0
0
PIMCO DYNAMIC CR INCOME FD
COM
72202D106
15157
670675
SH
DFND
670675
0
0
PIMCO DYNAMIC INCOME FD
SHS
72201Y101
14547
479775
SH
DFND
479775
0
0
PIMCO ETF TR ENHAN SHRT MAT
COM
72201R833
231
2283
SH
DFND
1
2283
0
0
PIMCO ETF TR ENHAN SHRT MAT
COM
72201R833
476
4700
SH
DFND
2
4700
0
0
PIMCO ETF TR SHTRM MUN BOND
COM
72201R874
201
4000
SH
DFND
1
4000
0
0
PIMCO ETF TR TOTL RETN ETF
COM
72201R775
560
5250
SH
DFND
1
5250
0
0
PIMCO ETF TR TOTL RETN ETF
COM
72201R775
1323
12400
SH
DFND
2
12400
0
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
16417
581534
SH
DFND
1
581534
0
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
453
16050
SH
DFND
2
16050
0
0
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
319
11300
SH
DFND
3
11300
0
0
PIMCO INCOME STRATEGY FUND
COM
72201H108
7580
646203
SH
DFND
1
646203
0
0
PIMCO INCOME STRATEGY FUND
COM
72201H108
221
18800
SH
DFND
2
18800
0
0
PIMCO INCOME STRATEGY FUND
COM
72201H108
361
30800
SH
DFND
3
30800
0
0
PIMCO INCOME STRATEGY FUND II
COM
72201J104
15649
1504751
SH
DFND
1
1504751
0
0
PIMCO INCOME STRATEGY FUND II
COM
72201J104
198
19060
SH
DFND
2
19060
0
0
PIMCO INCOME STRATEGY FUND II
COM
72201J104
414
39800
SH
DFND
3
39800
0
0
PIMCO MUN INCOME FD II
COM
72200W106
362
31273
SH
DFND
1
31273
0
0
PIMCO NEW YORK MUN INCM FD 1
COM
72201E105
137
14800
SH
DFND
1
14800
0
0
PIMCO NY MUNICIPAL INCOME FD
COM
72200T103
1527
138036
SH
DFND
1
138036
0
0
PIONEER FLOATING RATE TR
COM
72369J102
1612
127504
SH
DFND
127504
0
0
PIONEER MUN HIGH INCOME TR
COM
723763108
193
13000
SH
DFND
1
13000
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
58524
3072137
SH
DFND
1
3072137
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
6831
358600
SH
DFND
2
358600
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
2330
122300
SH
DFND
3
122300
0
0
POST HLDGS INC
COM
737446104
242
4383
SH
DFND
1
4383
0
0
POTASH CORP SASK INC
COM
73755L107
567
15650
SH
DFND
1
15650
0
0
PRESTIGE BRANDS HLDGS INC
COM
74112D101
2742
100636
SH
DFND
1
100636
0
0
PRICE T ROWE GROUP INC
COM
74144T108
404
4906
SH
DFND
1
4906
0
0
PRICESMART INC
COM
741511109
720
7130
SH
DFND
1
7130
0
0
PROCTER & GAMBLE COMPANY
COM
742718109
1005
12463
SH
DFND
1
12463
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
275
67200
SH
DFND
2
67200
0
0
PROGRESSIVE CORP OF OHIO
COM
743315103
862
35600
SH
DFND
1
35600
0
0
PROMOTORA DE INFORMACIONES S
ADR CL A SHS
74343G204
216
95579
SH
DFND
1
95579
0
0
PROMOTORA DE INFORMACIONES S
ADR CL A SHS
74343G204
201
88760
SH
DFND
2
88760
0
0
PROMOTORA DE INFORMACIONES S
ADR CL B CONV
74343G303
706
201590
SH
DFND
1
201590
0
0
PROMOTORA DE INFORMACIONES S
ADR CL B CONV
74343G303
883
252300
SH
DFND
2
252300
0
0
PROSHARES TR II ULT VIX SHRT TRM
COM
74347W346
14103
235400
SH
Put
DFND
1
235400
0
0
PROSHARES TR II ULT VIX SHRT TRM
COM
74347W346
4535
75700
SH
Put
DFND
2
75700
0
0
PROSHARES TR II ULT VIX SHRT TRM
COM
74347W346
5464
91200
SH
Put
DFND
3
91200
0
0
PUTMAN HIGH INCOME SEC FUND
SHS BEN INT
746779107
92
11013
SH
DFND
1
11013
0
0
PUTNAM MANAGED MUN INCOM TR
COM
746823103
238
34180
SH
DFND
1
34180
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
828
72839
SH
DFND
1
72839
0
0
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
94
17088
SH
DFND
1
17088
0
0
QUALCOMM INC
COM
747525103
836
10600
SH
DFND
1
10600
0
0
QUALCOMM INC
COM
747525103
552
7000
SH
DFND
2
7000
0
0
QUANTUM CORP CONV 4.500% 11/15/17
CONV
747906AJ4
510
500000
SH
DFND
2
500000
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
455
7850
SH
DFND
1
7850
0
0
RACKSPACE HOSTING INC
COM
750086100
783
23854
SH
DFND
1
23854
0
0
RALPH LAUREN CORP
CL A
751212101
785
4876
SH
DFND
1
4876
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
808
14440
SH
DFND
1
14440
0
0
RAYTHEON CO NEW
COM
755111507
884
8944
SH
DFND
1
8944
0
0
REALPAGE INC
COM
75606N109
770
42417
SH
DFND
1
42417
0
0
REGIS CORP 5.000% 07/15/14
NOTE
758932AA5
7977
7830000
PRN
DFND
1
7830000
0
0
REGIS CORP 5.000% 07/15/14
NOTE
758932AA5
1327
1303000
PRN
DFND
2
1303000
0
0
REYNOLDS AMERN INC
COM
761713106
652
12214
SH
DFND
1
12214
0
0
ROCKWELL INTL CORP NEW
COM
773903109
1054
8463
SH
DFND
1
8463
0
0
ROLLINS INC
COM
775711104
785
25968
SH
DFND
1
25968
0
0
ROUSE PPTYS INC
COM
779287101
67927
3940053
SH
DFND
1
3940053
0
0
ROUSE PPTYS INC
COM
779287101
51555
2990453
SH
DFND
2
2990453
0
0
ROUSE PPTYS INC
COM
779287101
2381
138100
SH
DFND
3
138100
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
1444
26465
SH
DFND
1
26465
0
0
ROYAL DUTCH SHELL PLC SPONSORED ADR RESP
ADR
780259206
920
12596
SH
DFND
1
12596
0
0
ROYAL GOLD INC 2.875% 06/15/19
NOTE
780287AA6
8856
8500000
PRN
DFND
1
8500000
0
0
ROYAL GOLD INC 2.875% 06/15/19
NOTE
780287AA6
3140
3014000
PRN
DFND
2
3014000
0
0
RPC INC
COM
749660106
810
39658
SH
DFND
1
39658
0
0
RYDEX ETF TRUST S&P 500 EQ TRD
COM
78355W106
349
4784
SH
DFND
1
4784
0
0
SALESFORCE COM INC
COM
79466L302
792
13871
SH
DFND
1
13871
0
0
SANOFI AVENTIS CONTGNT VAL RT
RTS
80105N113
5
15940
SH
DFND
15940
0
0
SANOFI SPONSORED ADR
SPONSORED ADR
80105N105
1359
26000
SH
DFND
2
26000
0
0
SCHLUMBERGER
COM
806857108
839
8606
SH
DFND
1
8606
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
751
27466
SH
DFND
1
27466
0
0
SCOTTS MIRACLE GRO CO
CL A
810186106
784
12800
SH
DFND
1
12800
0
0
SCRIPPS E W CO OHIO
CL A
811054402
1310
73949
SH
DFND
1
73949
0
0
SCRIPPS E W CO OHIO
CL A
811054402
1373
77500
SH
DFND
2
77500
0
0
SCRIPPS NETWORKS INTERACT IN
CL A
811065101
6430
84707
SH
DFND
1
84707
0
0
SCRIPPS NETWORKS INTERACT IN
CL A
811065101
12827
168973
SH
DFND
2
168973
0
0
SEABOARD CORP DEL
COM
811543107
341
130
SH
DFND
130
0
0
SEALED AIR CORP NEW
COM
81211K100
916
27875
SH
DFND
1
27875
0
0
SEARS HLDGS CORP
COM
812350106
188360
3943890
SH
DFND
1
3943890
0
0
SEARS HLDGS CORP
COM
812350106
52420
1097575
SH
DFND
2
1097575
0
0
SEARS HLDGS CORP
COM
812350106
5589
117020
SH
DFND
3
117020
0
0
SEARS HOMETOWN AND OUTLET ST
COM
812362101
20750
877386
SH
DFND
1
877386
0
0
SEARS HOMETOWN AND OUTLET ST
COM
812362101
16432
694781
SH
DFND
2
694781
0
0
SEARS HOMETOWN AND OUTLET ST
COM
812362101
1518
64167
SH
DFND
3
64167
0
0
SHIRE PHARMACEUTICALS GR PLC
ADR
82481R106
891
6000
SH
DFND
2
6000
0
0
SIGMA ALDRICH CORP
COM
826552101
3712
39750
SH
DFND
1
39750
0
0
SIGMA ALDRICH CORP
COM
826552101
16726
179115
SH
DFND
2
179115
0
0
SILGAN HOLDINGS INC
COM
827048109
791
15964
SH
DFND
1
15964
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
846
5158
SH
DFND
1
5158
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
1099
6700
SH
Put
DFND
1
6700
0
0
SONOCO PRODUCTS
COM
835495102
1101
26850
SH
DFND
1
26850
0
0
SOTHEBYS DE
COM
835898107
2482
57000
SH
DFND
57000
0
0
SPDR SERIES TRUST BARC CAPTL ETF
COM
78464A474
738
24000
SH
DFND
2
24000
0
0
SPDR SERIES TRUST BRCLY CP US BD
COM
78464A276
417
7247
SH
DFND
1
7247
0
0
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
8127
500148
SH
DFND
1
500148
0
0
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
462
28400
SH
DFND
2
28400
0
0
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
2179
134080
SH
DFND
3
134080
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
752
18800
SH
DFND
1
18800
0
0
STARBUCKS CORP
COM
855244109
760
10354
SH
DFND
1
10354
0
0
STARZ
COM
85571Q102
165797
5136206
SH
DFND
1
5136206
0
0
STARZ
COM
85571Q102
89191
2763034
SH
DFND
2
2763034
0
0
STARZ
COM
85571Q102
5891
182500
SH
DFND
3
182500
0
0
STRAIGHT PATH COMMUNICATNS I
CL B
862578101
74
10016
SH
DFND
10016
0
0
SUNCOR ENERGY INC NEW
COM
867224107
3197
91442
SH
DFND
1
91442
0
0
SUSSER HLDGS CORP
COM
869233106
4897
78390
SH
DFND
1
78390
0
0
SUSSER HLDGS CORP
COM
869233106
11613
185890
SH
DFND
185890
0
0
SUSSER PETE PARTNERS LP
COM U REP LP
869239103
1792
50968
SH
DFND
1
50968
0
0
SYNTA PHARMACEUTICALS CORP
COM
87162T206
47
11000
SH
DFND
2
11000
0
0
SYNTEL INC
COM
87162H103
784
8716
SH
DFND
1
8716
0
0
TAL INTL GROUP INC
COM
874083108
293
6832
SH
DFND
1
6832
0
0
TALISMAN ENERGY INC
COM
87425E103
782
78355
SH
DFND
1
78355
0
0
TATA MTRS LTD SPONSORED ADR
ADR
876568502
19175
541525
SH
DFND
2
541525
0
0
TAUBMAN CTRS INC
COM
876664103
800
11296
SH
DFND
1
11296
0
0
TELEFLEX INC
COM
879369106
716
6679
SH
DFND
1
6679
0
0
TELETECH HOLDINGS INC
COM
879939106
799
32588
SH
DFND
1
32588
0
0
TEMPLETON EMERG MKTS INCOME
COM
880192109
953
67968
SH
DFND
1
67968
0
0
TEMPLETON RUS AND EAST EUR F
COM
88022F105
149
11297
SH
DFND
11297
0
0
TEMPLETON RUS AND EAST EUR F
COM
88022F105
139
10600
SH
DFND
3
10600
0
0
TESLA MTRS INC
COM
88160R101
740
3552
SH
DFND
1
3552
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
875
16553
SH
DFND
1
16553
0
0
TEXAS PAC LD TR
SUB CTF PROP I T
882610108
61981
478614
SH
DFND
1
478614
0
0
TEXAS PAC LD TR
SUB CTF PROP I T
882610108
118078
911800
SH
DFND
2
911800
0
0
TEXAS PAC LD TR
SUB CTF PROP I T
882610108
17375
134170
SH
DFND
3
134170
0
0
TIME WARNER INC COM
COM NEW
887317303
17172
262858
SH
DFND
1
262858
0
0
TIME WARNER INC COM
COM NEW
887317303
5030
77000
SH
DFND
2
77000
0
0
TIME WARNER INC COM
COM NEW
887317303
210
3208
SH
DFND
3
3208
0
0
TIMKEN CO
COM
887389104
767
13054
SH
DFND
1
13054
0
0
TOOTSIE ROLL INDS INC
COM
890516107
814
27201
SH
DFND
1
27201
0
0
TRANSOCEAN LTD ZUG NAMEN AKT
COM
H8817H100
830
20084
SH
DFND
1
20084
0
0
TREE COM INC
COM
894675107
305
9833
SH
DFND
2
9833
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
818
25592
SH
DFND
1
25592
0
0
UNDER ARMOUR INC
CL A
904311107
753
13142
SH
DFND
1
13142
0
0
UNION PACIFIC CORP
COM
907818108
938
5000
SH
DFND
1
5000
0
0
UNION PACIFIC CORP
COM
907818108
17311
92248
SH
DFND
2
92248
0
0
UNITED PARCEL SVC INC
CL B
911312106
388
3988
SH
DFND
1
3988
0
0
URBAN OUTFITTERS INC
COM
917047102
780
21389
SH
DFND
1
21389
0
0
VALHI INC NEW
COM
918905100
1763
199864
SH
DFND
1
199864
0
0
VALHI INC NEW
COM
918905100
346
39200
SH
DFND
2
39200
0
0
VALMONT INDS INC
COM
920253101
506
3400
SH
DFND
1
3400
0
0
VANGUARD INDEX FDS EXTEND MKT ETF
COM
922908652
1247
14669
SH
DFND
1
14669
0
0
VANGUARD SHRT-TERM CORP BD ETF
COM
92206C409
344
4302
SH
DFND
4302
0
0
VEECO INSTRS INC DEL
COM
922417100
398
9500
SH
DFND
1
9500
0
0
VERISK ANALYTICS INC
CL A
92345Y106
462
7700
SH
DFND
2
7700
0
0
VERIZON COMMUNICATIONS
COM
92343V104
1248
26245
SH
DFND
1
26245
0
0
VIACOM INC NEW
CL B
92553P201
109813
1292070
SH
DFND
1
1292070
0
0
VIACOM INC NEW
CL B
92553P201
46139
542881
SH
DFND
2
542881
0
0
VIACOM INC NEW
CL B
92553P201
1583
18624
SH
DFND
3
18624
0
0
VIASAT INC
COM
92552V100
14714
213121
SH
DFND
213121
0
0
VICAL INC
COM
925602104
109
84500
SH
DFND
2
84500
0
0
VIRTUS INVT PARTNERS INC
COM
92828Q109
6001
34653
SH
DFND
1
34653
0
0
VISA INC COM
CL A
92826C839
19894
92160
SH
DFND
2
92160
0
0
VODAFONE GROUP PLC NEW SPNSR ADR NO PAR
ADR
92857W308
789
21429
SH
DFND
1
21429
0
0
VORNADO RLTY TR SBI
COM
929042109
6048
61363
SH
DFND
1
61363
0
0
VORNADO RLTY TR SBI
COM
929042109
9418
95560
SH
DFND
2
95560
0
0
W & T OFFSHORE INC
COM
92922P106
811
46876
SH
DFND
1
46876
0
0
W P CAREY INC
COM
92936U109
342
5700
SH
DFND
5700
0
0
WEBMD HEALTH CORP 2.250% 03/31/16
NOTE
94770VAH5
404
400000
PRN
DFND
2
400000
0
0
WEBMD HEALTH CORP CONV 2.500% 01/31/18
NOTE
94770VAF9
16428
16296000
PRN
DFND
1
16296000
0
0
WEBMD HEALTH CORP CONV 2.500% 01/31/18
NOTE
94770VAF9
4915
4875000
PRN
DFND
2
4875000
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
1860
1586
SH
DFND
1
1586
0
0
WENDYS COMPANY
COM
95058W100
171230
18775199
SH
DFND
1
18775199
0
0
WENDYS COMPANY
COM
95058W100
103837
11385647
SH
DFND
2
11385647
0
0
WENDYS COMPANY
COM
95058W100
9393
1029900
SH
DFND
3
1029900
0
0
WERNER ENTERPRISES INC
COM
950755108
793
31092
SH
DFND
1
31092
0
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
745
123183
SH
DFND
1
123183
0
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
142
23507
SH
DFND
3
23507
0
0
WESTERN ASSET MTG DEF OPPTY
COM
95790B109
4814
208500
SH
DFND
208500
0
0
WESTERN ASSETT MGD HI INCM F
COM
95766L107
111
19400
SH
DFND
1
19400
0
0
WESTERN ASSETT MGD HI INCM F
COM
95766L107
57
10000
SH
DFND
3
10000
0
0
WESTERN REFNG INC
COM
959319104
758
19629
SH
DFND
1
19629
0
0
WESTLAKE CHEM CORP
COM
960413102
776
11731
SH
DFND
1
11731
0
0
WHITE MOUNTAINS INSURANCE GROUP LTD
COM
G9618E107
1214
2024
SH
DFND
2024
0
0
WILLIAMS COS INC
COM
969457100
12397
305487
SH
DFND
1
305487
0
0
WINTHROP RLTY TR SH BEN INT NEW
BEN INT
976391300
156
13435
SH
DFND
1
13435
0
0
WISDOMTREE INVTS INC
COM
97717P104
11536
879300
SH
DFND
1
879300
0
0
WISDOMTREE INVTS INC
COM
97717P104
10951
834665
SH
DFND
2
834665
0
0
WISDOMTREE INVTS INC
COM
97717P104
1438
109600
SH
DFND
3
109600
0
0
WPX ENERGY INC
COM
98212B103
5861
325092
SH
DFND
1
325092
0
0
WPX ENERGY INC
COM
98212B103
1377
76399
SH
DFND
2
76399
0
0
WSTRN ASSET/CLYMRE US TR INF
COM
95766R104
6237
536271
SH
DFND
536271
0
0
WYNN RESORTS LTD
COM
983134107
59712
268793
SH
DFND
1
268793
0
0
WYNN RESORTS LTD
COM
983134107
38092
171470
SH
DFND
2
171470
0
0
WYNN RESORTS LTD
COM
983134107
2088
9400
SH
DFND
3
9400
0
0
XPO LOGISTICS INC
COM
983793100
858
29166
SH
DFND
1
29166
0
0
YAHOO INC
COM
984332106
765
21300
SH
DFND
1
21300
0
0
YAHOO INC
COM
984332106
2010
56000
SH
DFND
2
56000
0
0