0001562180-16-003459.txt : 20161114 0001562180-16-003459.hdr.sgml : 20161111 20161114094915 ACCESSION NUMBER: 0001562180-16-003459 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161109 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: China John CENTRAL INDEX KEY: 0001519244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15637 FILM NUMBER: 161991405 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2016-11-09 false 0000719739 SVB FINANCIAL GROUP SIVB 0001519244 China John 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Head of Relationship Banking Common Stock 2016-11-09 4 M false 655.00 49.18 A 9843.00 D Common Stock 2016-11-09 4 M false 2368.00 54.88 A 12211.00 D Common Stock 2016-11-09 4 S false 655.00 130.00 D 11556.00 D Common Stock 2016-11-09 4 S false 2368.00 130.00 D 9188.00 D Stock Option 54.88 2016-11-09 4 M false 2368.00 0.00 D 2018-01-03 Common Stock 2368.00 0.00 D Stock Option 49.18 2016-11-09 4 M false 655.00 0.00 D 2017-04-30 Common Stock 655.00 0.00 D Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective March 2, 2016. Denise West, Attorney-in-Fact for John China 2016-11-14