The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMBAC FINL GROUP INC | COM NEW | 023139884 | 9,708 | 312,846 | SH | DFND | 0 | 312,846 | 0 | ||
| AMBAC FINL GROUP INC | *W EXP 04/30/202 | 023139116 | 8,460 | 414,708 | SH | Call | DFND | 0 | 414,708 | 0 | |
| DFC GLOBAL CORP | COM | 23324T107 | 4,415 | 500,000 | SH | DFND | 0 | 500,000 | 0 | ||
| DFC GLOBAL CORP | NOTE 3.250% 4/1 | 23324TAB3 | 26,001 | 30,500,000 | PRN | DFND | 0 | 30,500,000 | 0 | ||
| DINEEQUITY INC | COM | 254423106 | 22,388 | 286,772 | SH | DFND | 0 | 286,772 | 0 | ||
| DRYSHIPS INC. | NOTE 5.000%12/0 | 262498AB4 | 40,903 | 41,368,000 | PRN | DFND | 0 | 41,368,000 | 0 | ||
| DYNEGY INC NEW DEL | COM | 26817R108 | 58,636 | 2,351,069 | SH | DFND | 0 | 2,351,069 | 0 | ||
| ENPRO INDS INC | COM | 29355X107 | 15,284 | 210,314 | SH | DFND | 0 | 210,314 | 0 | ||
| GENTIVA HEALTH SERVICES INC | COM | 37247A102 | 2,966 | 325,215 | SH | DFND | 0 | 325,215 | 0 | ||
| HARBINGER GROUP INC | COM | 41146A106 | 11,916 | 974,322 | SH | DFND | 0 | 974,322 | 0 | ||
| IRON MTN INC | COM | 462846106 | 14,520 | 526,661 | SH | DFND | 0 | 526,661 | 0 | ||
| K12 INC | COM | 48273U102 | 4,946 | 218,373 | SH | DFND | 0 | 218,373 | 0 | ||