0001518715-24-000012.txt : 20240104 0001518715-24-000012.hdr.sgml : 20240104 20240104211631 ACCESSION NUMBER: 0001518715-24-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240101 FILED AS OF DATE: 20240104 DATE AS OF CHANGE: 20240104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MICHEL JOHN CENTRAL INDEX KEY: 0001594287 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35424 FILM NUMBER: 24514297 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVENUE, SUITE 750 CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HomeStreet, Inc. CENTRAL INDEX KEY: 0001518715 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 910186600 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-623-3050 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 4 1 wk-form4_1704420977.xml FORM 4 X0508 4 2024-01-01 0 0001518715 HomeStreet, Inc. HMST 0001594287 MICHEL JOHN 601 UNION STREET SUITE 2000 SEATTLE WA 98101 0 1 0 0 EVP, Chief Financial Officer 0 Common Stock 2024-01-01 4 M 0 1302 A 51302 D Common Stock 2024-01-01 4 M 0 882 A 52184 D Common Stock 2024-01-01 4 M 0 1699 A 53883 D Common Stock 32526 I J Michel and R Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 Restricted Stock Units 2024-01-01 4 A 0 16052 0 A Common Stock 16052 16052 D Restricted Stock Units 2024-01-01 4 M 0 1302 0 D Common Stock 1302 0 D Restricted Stock Units 2024-01-01 4 M 0 882 0 D Common Stock 882 883 D Restricted Stock Units 2024-01-01 4 M 0 1699 0 D Common Stock 1699 3399 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Excludes 1,807 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person. Includes 1,807 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person. Mr. Michel and his spouse, Rosetta Michel, are the co-trustees and beneficiaries of the J Michel and R Michel TTEE, The Michel Family Tr U/A DTD 6/14/18, and share voting and investment power over the assets of the trust. On January 1, 2024, the reporting person was granted 16,052 RSUs, of which 5,350 shares vest on January 1, 2025 and 5,351 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. On January 1, 2021, the reporting person was granted 3,905 RSUs, of which 1,301 shares vest on January 1, 2022 and 1,302 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. On January 1, 2022, the reporting person was granted 2,647 RSUs, of which 882 shares vest on each of January 1, 2023 and January 1, 2024, and 883 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. On January 1, 2023, the reporting person was granted 5,098 RSUs, of which 1,699 shares vest on each of January 1, 2024 and January 1, 2025, and 1,700 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. /s/ Godfrey B. Evans, Attorney in fact for John Michel 2024-01-04