0001518715-24-000010.txt : 20240104
0001518715-24-000010.hdr.sgml : 20240104
20240104211452
ACCESSION NUMBER: 0001518715-24-000010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240101
FILED AS OF DATE: 20240104
DATE AS OF CHANGE: 20240104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Parr David L
CENTRAL INDEX KEY: 0001866512
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35424
FILM NUMBER: 24514292
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HomeStreet, Inc.
CENTRAL INDEX KEY: 0001518715
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 910186600
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-623-3050
MAIL ADDRESS:
STREET 1: 601 UNION STREET
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98101
4
1
wk-form4_1704420881.xml
FORM 4
X0508
4
2024-01-01
0
0001518715
HomeStreet, Inc.
HMST
0001866512
Parr David L
601 UNION ST
SUITE 2000
SEATTLE
WA
98101
0
1
0
0
EVP, DIR. OF COMM'L BANKING
0
Common Stock
2024-01-01
4
M
0
561
A
4594
D
Common Stock
2024-01-01
4
F
0
173
10.30
D
4421
D
Common Stock
2024-01-01
4
M
0
373
A
4794
D
Common Stock
2024-01-01
4
F
0
115
10.30
D
4679
D
Common Stock
2024-01-01
4
M
0
767
A
5446
D
Common Stock
2024-01-01
4
F
0
236
10.30
D
5210
D
Common Stock
2208.329
I
HomeStreet, Inc. 401(k) Savings Plan
Restricted Stock Units
2024-01-01
4
A
0
7946
0
A
Common Stock
7946
7946
D
Restricted Stock Units
2024-01-01
4
M
0
561
0
D
Common Stock
561
0
D
Restricted Stock Units
2024-01-01
4
M
0
373
0
D
Common Stock
373
373
D
Restricted Stock Units
2024-01-01
4
M
0
767
0
D
Common Stock
767
1536
D
Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of January 1, 2024.
On January 1, 2024, the reporting person was granted 7,946 RSUs, of which 2,648 shares vest on January 1, 2025 and 2,649 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
On January 1, 2021, the reporting person was granted 1,683 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
On January 1, 2022, the reporting person was granted 1,119 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
On January 1, 2023, the reporting person was granted 2,303 RSUs, of which 767 shares vest on January 1, 2024 and 768 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
/s/ Godfrey B. Evans, Attorney-in-Fact for David L. Parr
2024-01-04