0001518715-24-000010.txt : 20240104 0001518715-24-000010.hdr.sgml : 20240104 20240104211452 ACCESSION NUMBER: 0001518715-24-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240101 FILED AS OF DATE: 20240104 DATE AS OF CHANGE: 20240104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Parr David L CENTRAL INDEX KEY: 0001866512 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35424 FILM NUMBER: 24514292 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HomeStreet, Inc. CENTRAL INDEX KEY: 0001518715 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 910186600 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-623-3050 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 4 1 wk-form4_1704420881.xml FORM 4 X0508 4 2024-01-01 0 0001518715 HomeStreet, Inc. HMST 0001866512 Parr David L 601 UNION ST SUITE 2000 SEATTLE WA 98101 0 1 0 0 EVP, DIR. OF COMM'L BANKING 0 Common Stock 2024-01-01 4 M 0 561 A 4594 D Common Stock 2024-01-01 4 F 0 173 10.30 D 4421 D Common Stock 2024-01-01 4 M 0 373 A 4794 D Common Stock 2024-01-01 4 F 0 115 10.30 D 4679 D Common Stock 2024-01-01 4 M 0 767 A 5446 D Common Stock 2024-01-01 4 F 0 236 10.30 D 5210 D Common Stock 2208.329 I HomeStreet, Inc. 401(k) Savings Plan Restricted Stock Units 2024-01-01 4 A 0 7946 0 A Common Stock 7946 7946 D Restricted Stock Units 2024-01-01 4 M 0 561 0 D Common Stock 561 0 D Restricted Stock Units 2024-01-01 4 M 0 373 0 D Common Stock 373 373 D Restricted Stock Units 2024-01-01 4 M 0 767 0 D Common Stock 767 1536 D Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. Participants in HomeStreet Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of January 1, 2024. On January 1, 2024, the reporting person was granted 7,946 RSUs, of which 2,648 shares vest on January 1, 2025 and 2,649 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. On January 1, 2021, the reporting person was granted 1,683 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. On January 1, 2022, the reporting person was granted 1,119 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. On January 1, 2023, the reporting person was granted 2,303 RSUs, of which 767 shares vest on January 1, 2024 and 768 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. /s/ Godfrey B. Evans, Attorney-in-Fact for David L. Parr 2024-01-04