0001518715-23-000139.txt : 20230707 0001518715-23-000139.hdr.sgml : 20230707 20230707181619 ACCESSION NUMBER: 0001518715-23-000139 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230504 FILED AS OF DATE: 20230707 DATE AS OF CHANGE: 20230707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hand Erik D CENTRAL INDEX KEY: 0001813509 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35424 FILM NUMBER: 231077901 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HomeStreet, Inc. CENTRAL INDEX KEY: 0001518715 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 910186600 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-623-3050 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 4/A 1 wk-form4a_1688768170.xml FORM 4/A X0407 4/A 2023-05-04 2023-05-08 0 0001518715 HomeStreet, Inc. HMST 0001813509 Hand Erik D 601 UNION STREET, SUITE 2000 SEATTLE WA 98101 0 1 0 0 EVP, Mortgage Lending Director 0 Common Stock 2023-05-04 4 P 0 5000 5.035 A 8991 D Common Stock 2023-05-05 4 I 0 3167 6.25 A 3167 I HomeStreet, Inc. 401(k) Savings Plan The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.87 to $5.20, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Participants in the Company 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. This amendment is being filed solely to correct the number of shares owned directly and indirectly by Mr. Hand on May 5, 2023. It was previously reported that Mr. Hand purchased 3,167 shares directly on May 5, 2023, when in fact he purchased these shares indirectly through the 401(k) Plan. /s/ Godfrey B. Evans, Attorney-in-Fact for Erik D. Hand 2023-07-07