0001518715-16-000244.txt : 20160415 0001518715-16-000244.hdr.sgml : 20160415 20160415194715 ACCESSION NUMBER: 0001518715-16-000244 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160411 FILED AS OF DATE: 20160415 DATE AS OF CHANGE: 20160415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HomeStreet, Inc. CENTRAL INDEX KEY: 0001518715 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 910186600 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 TWO UNION SQUARE STREET 2: 601 UNION STREET, STE. 2000 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-623-3050 MAIL ADDRESS: STREET 1: 2000 TWO UNION SQUARE STREET 2: 601 UNION STREET, STE. 2000 CITY: SEATTLE STATE: WA ZIP: 98101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Endresen William CENTRAL INDEX KEY: 0001672215 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35424 FILM NUMBER: 161575588 MAIL ADDRESS: STREET 1: 601 UNION STREET STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98101 3 1 wf-form3_146076402368563.xml FORM 3 X0206 3 2016-04-11 0 0001518715 HomeStreet, Inc. HMST 0001672215 Endresen William 601 UNION STREET SUITE 2000 SEATTLE WA 98101 0 1 0 0 EVP, Comm'l RE (Interim) Common Stock 1022 D Common Stock 280.754 I HomeStreet, Inc. 401(k) Savings Plan Restricted Stock Units Common Stock 4672.0 D Performance Share Units Common Stock 8541.0 D Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. Includes 2,044 restricted stock units ("RSUs") that vest incrementally on February 27, 2017 and February 27, 2018, respectively, and 2,628 RSUs that vest incrementally on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Each RSU represents a contingent right to receive one share of HomeStreet common stock. A maximum of 4,599 performance share units ("PSUs") are scheduled to vest in the first quarter of 2018 and a maximum of 3,942 PSUs are scheduled to vest in the first quarter of 2019, in each case when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals associated with each award in accordance with the provisions of the reporting person's respective award agreements. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. The number of PSUs represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of units scheduled to vest in the first quarter of 2018 is 3,066 units and the target number of units scheduled to vest in the first quarter of 2019 is 2,628 units. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria. /s/ Godfrey B. Evans, Attorney in fact for William Endresen 2016-04-15 EX-24 2 poa-williamendresen.htm POWER OF ATTORNEY - ENDRESEN 8-K




LIMITED POWER OF ATTORNEY FOR
REPORTING OBLIGATIONS under SECTION 16 of the securities exchange act of 1934
The undersigned hereby make, constitute and appoint each of Mark Mason and Godfrey Evans, acting either individually or together, as each of the undersigned’s true and lawful attorneys-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of each of the undersigned to:
(1) prepare, execute, acknowledge, deliver and file Forms 3, 4 and 5 (including any amendments thereto) with respect to the securities of HomeStreet Inc., a corporation formed under the laws of Washington (the “Company”), with the U.S. Securities and Exchange Commission, any national securities exchanges and the Company, as considered necessary or advisable under Section 16 of the Securities Exchange Act of 1934 (the “Exchange Act”) and the rules and regulations promulgated thereunder;
(2) seek or obtain, as each of the undersigned’s representative and on each of the undersigned’s behalf, information on transactions in the Company’s securities from any third party, including brokers, employee benefit plan administrators and trustees, in connection with the foregoing, and the undersigned hereby authorizes any such person to release any such information to any of the attorneys-in-fact and approve and ratify any such release of information; and
(3) perform any and all other acts which in the discretion of such attorney-in-fact are necessary or desirable for and on behalf of the undersigned in connection with the foregoing.
The undersigned acknowledge that:
(1) this Limited Power of Attorney authorizes, but does not require, each such attorney-in-fact to act in his or her discretion on information provided to such attorney-in-fact without independent verification of such information;
(2) any documents prepared and/or executed by any such attorney-in-fact on behalf of the undersigned pursuant to this Limited Power of Attorney will be in such form and will contain such information and disclosure as such attorney-in-fact, in his or her discretion, deems necessary or desirable;
(3) none of such attorneys-in-fact assumes (i) any liability for any responsibility of the undersigned to comply with the requirements of the Exchange Act, or (ii) any liability of the undersigned for any failure to comply with such requirements; and
(4) this Limited Power of Attorney does not relieve the undersigned from responsibility for compliance with the obligations of the undersigned under the Exchange Act, including without limitation the reporting requirements under Section 16 of the Exchange Act and the rules and regulations promulgated thereunder.
The undersigned hereby give and grant each of the foregoing attorneys-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary, appropriate or desirable to be done in and about the foregoing matters as fully to all intents and purposes as the undersigned might or could do if present, hereby ratifying all that each such attorney-in-fact of, for and on behalf of the undersigned, shall lawfully do or cause to be done by virtue of this Limited Power of Attorney.
This Limited Power of Attorney shall remain in full force and effect until the undersigned are no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to each such attorney-in-fact.
The undersigned have caused this Limited Power of Attorney to be executed as of this 11th day of April, 2016.
    

/s/ William Endresen    
By:     William Endresen            
Title: EVP, Commercial Real Estate (Interim)