0001518557-14-000004.txt : 20140514 0001518557-14-000004.hdr.sgml : 20140514 20140514152708 ACCESSION NUMBER: 0001518557-14-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140421 FILED AS OF DATE: 20140514 DATE AS OF CHANGE: 20140514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MainStay DefinedTerm Municipal Opportunities Fund CENTRAL INDEX KEY: 0001518557 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 51 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 212-576-7000 MAIL ADDRESS: STREET 1: 51 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: MainStay DefinedTerm Municipal High Income Fund DATE OF NAME CHANGE: 20110419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lawton Drew CENTRAL INDEX KEY: 0001605553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22551 FILM NUMBER: 14841161 MAIL ADDRESS: STREET 1: 51 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-04-21 0 0001518557 MainStay DefinedTerm Municipal Opportunities Fund MMD 0001605553 Lawton Drew 51 MADISON AVENUE NEW YORK NY 10010 0 0 0 1 CEO of Investment Manager Shares of beneficial interest 2014-04-21 4 S 0 0.951 17.05 D 0 D /s/Kevin M. Bopp, Attorney-in-Fact 2014-05-14