0000950123-14-011130.txt : 20141107
0000950123-14-011130.hdr.sgml : 20141107
20141107131703
ACCESSION NUMBER: 0000950123-14-011130
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141107
DATE AS OF CHANGE: 20141107
EFFECTIVENESS DATE: 20141107
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: American National Registered Investment Advisor, Inc.
CENTRAL INDEX KEY: 0001518195
IRS NUMBER: 273841963
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1211
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14457
FILM NUMBER: 141203777
BUSINESS ADDRESS:
STREET 1: ONE MOODY PLAZA
CITY: GALVESTON
STATE: TX
ZIP: 77550
BUSINESS PHONE: 281-521-3472
MAIL ADDRESS:
STREET 1: ONE MOODY PLAZA
CITY: GALVESTON
STATE: TX
ZIP: 77550
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001518195
XXXXXXXX
09-30-2014
09-30-2014
American National Registered Investment Advisor, Inc.
One Moody Plaza
Galveston
TX
77550
13F HOLDINGS REPORT
028-14457
N
Gordon D. Dixon
President/Chief Executive Officer
281-521-3482
Gordon D. Dixon
League City
TX
11-01-2014
1
228
208608
false
1
28-04382
American National Insurance Company
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
Abbott Labs
COM
002824100
548
13170
SH
DFND
1
13170
0
0
Abbvie Inc
COM
00287y109
873
15116
SH
DFND
1
15116
0
0
Activision Blizzard Inc
COM
00507v109
792
38114
SH
DFND
1
38114
0
0
Adobe Systems
COM
00724f101
879
12711
SH
DFND
1
12711
0
0
Aecom Technology Corp
COM
00766T100
324
9590
SH
DFND
1
9590
0
0
AGL Resources Inc.
COM
001204106
667
13000
SH
DFND
1
13000
0
0
Air Products & Chemicals, Inc.
COM
009158106
371
2850
SH
DFND
1
2850
0
0
Akamai Technologies Inc.
COM
00971t101
500
8365
SH
DFND
1
8365
0
0
Allegheny Technologies Inc.
COM
01741r102
329
8865
SH
DFND
1
8865
0
0
Allergan, Inc.
COM
018490102
1212
6803
SH
DFND
1
6803
0
0
Altria Group, Inc.
COM
02209s103
2269
49385
SH
DFND
1
49385
0
0
Amdocs Ltd
COM
G02602103
289
6300
SH
DFND
1
6300
0
0
American Express
COM
025816109
1219
13928
SH
DFND
1
13928
0
0
Anadarko Petroleum Corp.
COM
032511107
1094
10786
SH
DFND
1
10786
0
0
Apache Corp
COM
037411105
712
7586
SH
DFND
1
7586
0
0
Apple Inc
COM
037833100
5419
53788
SH
DFND
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53788
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0
Ares Capital Corp
COM
04010L103
564
34925
SH
DFND
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34925
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0
Arlington Asset Investment Cor
COM
041356205
216
8500
SH
DFND
1
8500
0
0
Arthur J. Gallagher & Co.
COM
363576109
837
18455
SH
DFND
1
18455
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0
AT&T Inc.
COM
00206R102
2816
79909
SH
DFND
1
79909
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0
Atmos Energy Corp.
COM
049560105
659
13825
SH
DFND
1
13825
0
0
Baker Hughes
COM
057224107
638
9803
SH
DFND
1
9803
0
0
Bank of New York Mellon Corp.
COM
064058100
888
22924
SH
DFND
1
22924
0
0
Baxter International, Inc.
COM
071813109
657
9148
SH
DFND
1
9148
0
0
BB&T Corporation
COM
054937107
484
13016
SH
DFND
1
13016
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0
Bed Bath & Beyond Inc.
COM
075896100
657
9980
SH
DFND
1
9980
0
0
Blackstone Group LP
COM
09253u108
567
18000
SH
DFND
1
18000
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0
Block H&R
COM
093671105
955
30795
SH
DFND
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30795
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0
Boardwalk Pipeline Partners L.
COM
096627104
238
12750
SH
DFND
1
12750
0
0
Boeing Company
COM
097023105
2216
17393
SH
DFND
1
17393
0
0
Boston Properties Inc
COM
101121101
637
5500
SH
DFND
1
5500
0
0
BP plc ADR
COM
055622104
625
14214
SH
DFND
1
14214
0
0
Broadcom Corp
COM
111320107
394
9740
SH
DFND
1
9740
0
0
Cameron International Corp
COM
13342B105
510
7680
SH
DFND
1
7680
0
0
Capital One Financial
COM
14040H105
758
9291
SH
DFND
1
9291
0
0
Carefusion Corp.
COM
14170T101
432
9555
SH
DFND
1
9555
0
0
Carrizo Oil & Gas Inc
COM
144577103
266
4950
SH
DFND
1
4950
0
0
Caterpillar Inc.
COM
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562
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1
5675
0
0
CBS Corp.
COM
124857202
910
17007
SH
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1
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0
Celanese Corp
COM
150870103
467
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SH
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Celgene Corp.
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151020104
1811
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1
19110
0
0
Charles Schwab Corp.
COM
808513105
1185
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1
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0
Chesapeake Energy Corp
COM
165167107
264
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SH
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1
11465
0
0
Chevron Corp.
COM
166764100
2663
22315
SH
DFND
1
22315
0
0
Church & Dwight Co.
COM
171340102
781
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SH
DFND
1
11135
0
0
Cinemark Holdings Inc.
COM
17243v102
633
18600
SH
DFND
1
18600
0
0
Cisco Systems
COM
17275R102
1371
54461
SH
DFND
1
54461
0
0
Citrix Systems Inc
COM
177376100
538
7540
SH
DFND
1
7540
0
0
CMS Energy Corp.
COM
125896100
737
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SH
DFND
1
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0
0
Coca-Cola
COM
191216100
1787
41886
SH
DFND
1
41886
0
0
Cognizant Tech Solutions Corp.
COM
192446102
376
8390
SH
DFND
1
8390
0
0
Columbia Sportswear Co
COM
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353
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SH
DFND
1
9876
0
0
Comerica, Inc.
COM
200340107
249
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SH
DFND
1
5000
0
0
Commvault Systems
COM
204166102
423
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DFND
1
8400
0
0
ConAgra Foods, Inc.
COM
205887102
525
15900
SH
DFND
1
15900
0
0
Constellation Brands
COM
21036p108
606
6950
SH
DFND
1
6950
0
0
Continental Resources Inc
COM
212015101
622
9360
SH
DFND
1
9360
0
0
Corning Inc.
COM
219350105
308
15918
SH
DFND
1
15918
0
0
Costco Co.
COM
22160k105
526
4200
SH
DFND
1
4200
0
0
Covidien PLC
COM
G2554f113
576
6653
SH
DFND
1
6653
0
0
Cracker Barrel Old Country Sto
COM
22410j106
310
3000
SH
DFND
1
3000
0
0
Cummins Inc
COM
231021106
618
4685
SH
DFND
1
4685
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0
CVS Health Corp
COM
126650100
1469
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SH
DFND
1
18461
0
0
Danaher Corp.
COM
235851102
919
12090
SH
DFND
1
12090
0
0
Darden Restaurants Inc.
COM
237194105
834
16215
SH
DFND
1
16215
0
0
Davita Healthcare Partners Inc
COM
23918K108
593
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SH
DFND
1
8110
0
0
DCP Midstream Partners LP
COM
23311p100
926
17000
SH
DFND
1
17000
0
0
Diebold Inc
COM
253651103
400
11325
SH
DFND
1
11325
0
0
Digital Realty
COM
253868103
655
10500
SH
DFND
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10500
0
0
DirectTV
COM
25490a309
866
10005
SH
DFND
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10005
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Dollar General
COM
256677105
446
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SH
DFND
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Dominion Resources
COM
25746u109
793
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DFND
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11483
0
0
Du Pont (E.I.) De Nemours & Co
COM
263534109
1356
18895
SH
DFND
1
18895
0
0
Duke Energy Corp.
COM
26441C204
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1
15667
0
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Duke Realty Corp.
COM
264411505
228
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1
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eBay Inc.
COM
278642103
848
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1
14975
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Edison Int'l
COM
281020107
795
14215
SH
DFND
1
14215
0
0
EMC Corp.
COM
268648102
990
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SH
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1
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0
0
Enbridge Energy Partners LP
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29250r106
625
16075
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1
16075
0
0
Endo International PLC
COM
G30401106
248
3625
SH
DFND
1
3625
0
0
Energizer Holdings Inc
COM
29266R108
767
6225
SH
DFND
1
6225
0
0
Energy XXI Bermuda
COM
g10082140
263
23210
SH
DFND
1
23210
0
0
Enterprise Products Partners L
COM
293792107
1189
29506
SH
DFND
1
29506
0
0
EOG Resources
COM
26875p101
999
10090
SH
DFND
1
10090
0
0
Equity Residential Properties
COM
29476l107
702
11400
SH
DFND
1
11400
0
0
Essex Property Trust Inc
COM
297178105
414
2315
SH
DFND
1
2315
0
0
Express
COM
30219e103
217
13915
SH
DFND
1
13915
0
0
Express Scripts Holding Compan
COM
30219g108
682
9650
SH
DFND
1
9650
0
0
Exxon Mobil Corp.
COM
30231g102
3360
35728
SH
DFND
1
35728
0
0
F5 Networks Inc.
COM
315616102
425
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SH
DFND
1
3578
0
0
Fedex Corp.
COM
31428x106
743
4605
SH
DFND
1
4605
0
0
Fifth Street Finance Corp
COM
31678a103
551
60040
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DFND
1
60040
0
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Fifth Third Bancorp
COM
316773100
494
24663
SH
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1
24663
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0
Finisar Corp
COM
31787a507
282
16956
SH
DFND
1
16956
0
0
Flowserve Corp.
COM
34354P105
752
10657
SH
DFND
1
10657
0
0
FMC Technologies Inc
COM
30249U101
507
9329
SH
DFND
1
9329
0
0
Freeport-McMoRan Inc
COM
35671d857
785
24045
SH
DFND
1
24045
0
0
Frontier Communications Corp
COM
35906a108
351
53867
SH
DFND
1
53867
0
0
Garmin Ltd
COM
H2906T109
307
5900
SH
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1
5900
0
0
General Electric Co.
COM
369604103
3222
125767
SH
DFND
1
125767
0
0
Genuine Parts Co.
COM
372460105
570
6500
SH
DFND
1
6500
0
0
Gilead Science Inc
COM
375558103
1485
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SH
DFND
1
13951
0
0
Goldman Sachs Group
COM
38141g104
1302
7092
SH
DFND
1
7092
0
0
Goodyear Tire & Rubber Company
COM
382550101
523
23142
SH
DFND
1
23142
0
0
Google Inc Cl C
COM
38259p706
1354
2345
SH
DFND
1
2345
0
0
Google Inc. Cl A
COM
38259P508
1378
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SH
DFND
1
2342
0
0
Halliburton Co.
COM
406216101
944
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SH
DFND
1
14637
0
0
Hawaiian Electric Ind.
COM
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523
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SH
DFND
1
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HCP Inc
COM
40414L109
686
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SH
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1
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Health Care REIT, Inc.
COM
42217k106
441
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SH
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Hess Corporation
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1
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Hologic Inc
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247
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1
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Home Depot, Inc.
COM
437076102
2634
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Home Properties Inc
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1
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Honeywell International, Inc.
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Intel Corp.
COM
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1
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International Business Machine
COM
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1
13738
0
0
Invesco Ltd
COM
g491bt108
945
23940
SH
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Johnson & Johnson
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Johnson Controls, Inc.
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676
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1
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Joy Global Inc.
COM
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257
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1
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JPMorgan Chase & Co.
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1
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Kimco Realty Corp.
COM
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416
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DFND
1
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Kinder Morgan Inc.
COM
49456b101
676
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SH
DFND
1
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Kraft Foods Group Inc.
COM
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445
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SH
DFND
1
7895
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0
L Brands Inc
COM
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742
11082
SH
DFND
1
11082
0
0
Lamar Advertising Co
COM
512815101
310
6300
SH
DFND
1
6300
0
0
Liberty Property Trust
COM
531172104
355
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SH
DFND
1
10675
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Lilly (Eli) & Co.
COM
532457108
1625
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SH
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1
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Linear Technology Corp.
COM
535678106
748
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SH
DFND
1
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Lorillard Inc.
COM
544147101
434
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SH
DFND
1
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0
Lowe's Co.
COM
548661107
1400
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SH
DFND
1
26460
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0
Macerich Co.
COM
554382101
481
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SH
DFND
1
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Marsh & McLennan Companies, In
COM
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1278
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SH
DFND
1
24425
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0
Mattel Inc.
COM
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710
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SH
DFND
1
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Maxim Integrated Products, Inc
COM
57772k101
732
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SH
DFND
1
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McCormick & Co.
COM
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522
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SH
DFND
1
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McDonald's Corp.
COM
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1429
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SH
DFND
1
15068
0
0
Merck & Co., Inc.
COM
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2111
35615
SH
DFND
1
35615
0
0
Metlife Inc
COM
59156R108
870
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SH
DFND
1
16193
0
0
Michael Kors Holdings
COM
G60754101
407
5700
SH
DFND
1
5700
0
0
Microsoft Corp
COM
594918104
3902
84171
SH
DFND
1
84171
0
0
Mitsubishi UFJ Financial Group
COM
606822104
122
21800
SH
DFND
1
21800
0
0
Molson Coors Brewing Company
COM
60871r209
963
12935
SH
DFND
1
12935
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0
Mondelez International Inc
COM
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806
23523
SH
DFND
1
23523
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0
Monsanto Co.
COM
61166w101
541
4808
SH
DFND
1
4808
0
0
Morgan Stanley, Dean Witter, D
COM
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1492
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SH
DFND
1
43163
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0
Mylan Inc.
COM
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687
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SH
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1
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National Fuel Gas Co.
COM
636180101
966
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SH
DFND
1
13800
0
0
National Oilwell Varco Inc
COM
637071101
552
7251
SH
DFND
1
7251
0
0
New York Community Bancorp
COM
649445103
263
16600
SH
DFND
1
16600
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0
NextEra Energy Inc
COM
65339f101
838
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SH
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1
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0
Nisource Inc.
COM
65473P105
1123
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DFND
1
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Northrop Grumman Corp.
COM
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1353
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SH
DFND
1
10265
0
0
Novartis ADR
COM
66987v109
235
2500
SH
DFND
1
2500
0
0
Novo Nordisk ADR
COM
670100205
238
5000
SH
DFND
1
5000
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0
Occidental Petroleum
COM
674599105
794
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SH
DFND
1
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0
Oracle Corp.
COM
68389x105
1674
43743
SH
DFND
1
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0
0
Owens-Illinois Inc
COM
690768403
295
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DFND
1
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0
Pepco Holdings, Inc.
COM
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874
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SH
DFND
1
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0
PepsiCo, Inc.
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1856
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SH
DFND
1
19938
0
0
Pfizer, Inc.
COM
717081103
2437
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SH
DFND
1
82403
0
0
Philip Morris International In
COM
718172109
530
6350
SH
DFND
1
6350
0
0
Pinnacle West Capital
COM
723484101
287
5250
SH
DFND
1
5250
0
0
Plains All American Pipeline L
COM
726503105
594
10100
SH
DFND
1
10100
0
0
Plum Creek Timber Co., Inc.
COM
729251108
437
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SH
DFND
1
11200
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PNC Financial Services Group
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DFND
1
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PPG Industries, Inc.
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PPL Corp.
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1
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Praxair, Inc.
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620
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DFND
1
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Principal Financial Group
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1
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Procter & Gamble, Inc.
COM
742718109
2463
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29415
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Prospect Capital Corp
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74348t102
542
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DFND
1
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Prudential Financial, Inc.
COM
744320102
2204
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1
25065
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PTC Inc
COM
69370c100
405
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SH
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1
10983
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Public Service Enterprise Grou
COM
744573106
380
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SH
DFND
1
10200
0
0
Qualcomm Inc.
COM
747525103
1411
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SH
DFND
1
18873
0
0
Quest Diagnostics Inc
COM
74834L100
280
4610
SH
DFND
1
4610
0
0
Regal Entertainment Group - A
COM
758766109
527
26525
SH
DFND
1
26525
0
0
Regions Financial Corp.
COM
7591EP100
142
14137
SH
DFND
1
14137
0
0
Rockwell Collins Inc.
COM
774341101
611
7785
SH
DFND
1
7785
0
0
Royal Dutch Shell PLC ADR
COM
780259206
681
8950
SH
DFND
1
8950
0
0
Sandisk Corp.
COM
80004c101
206
2100
SH
DFND
1
2100
0
0
Schlumberger Ltd.
COM
806857108
1497
14720
SH
DFND
1
14720
0
0
Seadrill Ltd
COM
G7945e105
573
21400
SH
DFND
1
21400
0
0
Sealed Air Corp.
COM
81211k100
301
8618
SH
DFND
1
8618
0
0
Seaspan Corp
COM
Y75638109
464
21600
SH
DFND
1
21600
0
0
Servicenow Inc
COM
81762p102
599
10183
SH
DFND
1
10183
0
0
Ship Finance Intl Ltd
COM
g81075106
260
15380
SH
DFND
1
15380
0
0
Simon Property Group, Inc.
COM
828806109
1004
6105
SH
DFND
1
6105
0
0
Southern Co.
COM
842587107
1499
34350
SH
DFND
1
34350
0
0
Spectra Energy Corp
COM
847560109
1109
28252
SH
DFND
1
28252
0
0
Starbucks Corp.
COM
855244109
397
5265
SH
DFND
1
5265
0
0
Starwood Hotels & Resorts Inc.
COM
85590A401
806
9687
SH
DFND
1
9687
0
0
State Street Corp.
COM
857477103
984
13363
SH
DFND
1
13363
0
0
Symantec Corp.
COM
871503108
360
15305
SH
DFND
1
15305
0
0
Target Corp.
COM
87612e106
1420
22656
SH
DFND
1
22656
0
0
Tessera Technologies Inc.
COM
88164L100
410
15426
SH
DFND
1
15426
0
0
Texas Instruments
COM
882508104
1689
35408
SH
DFND
1
35408
0
0
The Travelers Companies, Inc.
COM
89417E109
1427
15193
SH
DFND
1
15193
0
0
Thermo Fisher Scientific Inc
COM
883556102
1128
9266
SH
DFND
1
9266
0
0
Tiffany & Co.
COM
886547108
497
5158
SH
DFND
1
5158
0
0
Toyota Motor Corp. ADR
COM
892331307
323
2750
SH
DFND
1
2750
0
0
Transcanada Pipelines Ltd
COM
89353d107
853
16556
SH
DFND
1
16556
0
0
Tupperware Brands Corp
COM
899896104
642
9300
SH
DFND
1
9300
0
0
Twenty First Century Fox Inc
COM
90130a101
317
9250
SH
DFND
1
9250
0
0
U.S. Bancorp
COM
902973304
1506
36006
SH
DFND
1
36006
0
0
UDR Inc
COM
902653104
486
17831
SH
DFND
1
17831
0
0
Union Pacific
COM
907818108
1302
12007
SH
DFND
1
12007
0
0
United Health Group Inc.
COM
91324P102
807
9360
SH
DFND
1
9360
0
0
United Parcel Services Cl B
COM
911312106
1274
12960
SH
DFND
1
12960
0
0
United Technologies
COM
913017109
1113
10540
SH
DFND
1
10540
0
0
Varian Medical Systems Inc
COM
92220P105
570
7115
SH
DFND
1
7115
0
0
Verizon Communications Inc
COM
92343v104
2139
42793
SH
DFND
1
42793
0
0
Wal-Mart
COM
931142103
1728
22593
SH
DFND
1
22593
0
0
Walgreen Co.
COM
931422109
720
12156
SH
DFND
1
12156
0
0
Walt Disney Co.
COM
254687106
2408
27050
SH
DFND
1
27050
0
0
Weingarten Realty Investors
COM
948741103
313
9950
SH
DFND
1
9950
0
0
WellPoint, Inc.
COM
94973V107
773
6462
SH
DFND
1
6462
0
0
Wells Fargo Co.
COM
949746101
2398
46233
SH
DFND
1
46233
0
0
Western Gas Partners
COM
958254104
1058
14100
SH
DFND
1
14100
0
0
Westpac Banking Corp. Ltd ADR
COM
961214301
365
13000
SH
DFND
1
13000
0
0
Williams Cos.
COM
969457100
1173
21200
SH
DFND
1
21200
0
0
Windstream Holdings Inc
COM
97382a101
555
51501
SH
DFND
1
51501
0
0
Wisconsin Energy Corp.
COM
976657106
642
14941
SH
DFND
1
14941
0
0
Zoetis
COM
98978v103
439
11881
SH
DFND
1
11881
0
0
Kinder Morgan Inc Del Warrant
COM
49456b119
44
11999
SH
DFND
1
11999
0
0
Wisdomtree Emerging Markets Eq
COM
97717w315
705
14750
SH
DFND
1
14750
0
0