485BPOS 1 woaallasset485bxbrl.htm 485BPOS

Securities Act Registration No. 333 -174926

Investment Company Act Registration No. 811 -22549

 

FORM N-1A

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

Pre-Effective Amendment No.___ o

 

Post-Effective Amendment No. 396 x

 

and/or

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY

ACT OF 1940

 

Amendment No. 398 x

 

(Check appropriate box or boxes.)

Northern Lights Fund Trust II

(Exact Name of Registrant as Specified in Charter)

 

(Address of Principal Executive Offices)(Zip Code)

Registrant’s Telephone Number, including Area Code: (402) 895-1600

17605 Wright Street

Omaha, NE 68130

402.895.1600

 

(Name and Address of Agent for Service)

The Corporation Trust Company

Corporate Trust Center

251 Little Falls Drive

Wilmington, DE 19808

 

With copy to:

 

David J. Baum, Esq.

Alston & Bird, LLP

950 F Street NW

Washington, DC 20004

(202) 239-3346

Kevin Wolf

Gemini Fund Services, LLC

80 Arkay Drive, Suite 110

Hauppauge, New York 11788

(631) 470-2635

 

Approximate date of proposed public offering:

It is proposed that this filing will become effective:

x Immediately upon filing pursuant to paragraph (b)

oOn (date) pursuant to paragraph (b)

o 60 days after filing pursuant to paragraph (a)(1)

o On ___________ pursuant to paragraph (a)(1)

o 75 days after filing pursuant to paragraph (a)(2)

o On (date) pursuant to paragraph (a)(2) of Rule 485.

If appropriate, check the following box:

oThis post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 
 

 


This filing relates solely to WOA All Asset I, a series of the Trust.


 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement pursuant to 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 396 to the Registration Statement on Form N-1A to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Hauppauge, State of New York, on July 5, 2018.

 

NORTHERN LIGHTS FUND TRUST II

 

By: ________________________

      Kevin Wolf*

      Principal Executive Officer

 

 

As required by the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities indicated on July 5, 2018.

 

.

 

Brian Nielsen* Trustee & Chairman July 5, 2018
Anthony Lewis* Trustee July 5, 2018
Keith Rhoades* Trustee July 5, 2018
Randy Skalla* Trustee July 5, 2018
Thomas Sarkany* Trustee July 5, 2018
Kevin Wolf* President and Principal Executive Officer July 5, 2018
Erik Naviloff* Treasurer and Principal Financial Officer July 5, 2018

 

 

 

*By: /s/ Allyson Stewart

Allyson Stewart, Attorney-in-fact*

 

* Attorney-in-Fact – pursuant to power of attorney incorporated by reference to Post-Effective Amendment No.351 (filed May 17, 2017) to Registrant’s Registration Statement on Form N-1A.

 

 
 

EXHIBIT INDEX

 

Index No.   Description of Exhibit
EX-101.INS   XBRL Instance Document
EX-101.SCH   XBRL Taxonomy Extension Schema Document
EX-101.CAL   XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF   XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB   XBRL Taxonomy Extension Labels Linkbase
EX-101.PRE   XBRL Taxonomy Extension Presentation Linkbase