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24F-2NT/A: Filer Information

Submission Contact Information

Name
 
Phone Number
 
E-mail Address
 

Notification Information

Notify via Filing Website only?Checkbox not checked

Payor Information

Payor CIK
 
Payor CCC
 

24F-2NT/A:Series/Class (Contract) Information

24F-2NT/A:Offerings and Fees

24F-2NT/A:Annual Filing Information

Form 24F-2 Annual Filing

Filers submitting a 24F-2 where the total fee due is based upon the aggregate net sales of all series and classes with the same fiscal year should only complete one copy of the form. To begin the form select "Add 24F-2 Form".
Filers calculating fees on a class-by-class or series-by-series basis must complete a separate Form 24F-2 for each class or series. The application will allow you to create a separate form for each series or class within a single submission. Simply select "Add 24F-2 Form" to begin each additional form.
Read instructions at end of Form before preparing Form. See "INSTRUCTIONS" link above.
Annual Filing Information Record:1

1. Name and address of issuer:

Name of Issuer

First Trust Exchange-Traded Fund IV 

Street 1

120 East Liberty Drive Suite 400 

Street 2

 

City

Wheaton 

State

ILLINOIS  

Country

UNITED STATES  

Zip code and zip code extension or foreign postal code

60187 


2. The name and EDGAR identifier of each series or class of securities for which this Form is filed (if the Form is being filed for all series and classes of securities of the issuer, check the box but do not list series or classes):

Series ID Record:1
Series Name
First Trust North American Energy Infrastructure Fund 
Series ID
S000033458 
Class ID Record:1
Class Name
First Trust North American Energy Infrastructure Fund 
Class ID
C000102880 
Series ID Record:2
Series Name
First Trust EIP Carbon Impact ETF 
Series ID
S000066179 
Class ID Record:1
Class Name
First Trust EIP Carbon Impact ETF 
Class ID
C000213865 
Series ID Record:3
Series Name
FT Energy Income Partners Strategy ETF 
Series ID
S000077877 
Class ID Record:1
Class Name
FT Energy Income Partners Strategy ETF 
Class ID
C000238479 
Series ID Record:4
Series Name
First Trust Tactical High Yield ETF 
Series ID
S000039493 
Class ID Record:1
Class Name
First Trust Tactical High Yield ETF 
Class ID
C000121641 
Series ID Record:5
Series Name
First Trust Senior Loan Fund 
Series ID
S000034146 
Class ID Record:1
Class Name
First Trust Senior Loan Fund 
Class ID
C000105232 
Series ID Record:6
Series Name
First Trust High Income Strategic Focus ETF 
Series ID
S000046109 
Class ID Record:1
Class Name
First Trust High Income Strategic Focus ETF 
Class ID
C000144296 
Series ID Record:7
Series Name
First Trust Enhanced Short Maturity ETF 
Series ID
S000045797 
Class ID Record:1
Class Name
First Trust Enhanced Short Maturity ETF 
Class ID
C000142755 
Series ID Record:8
Series Name
First Trust Long Duration Opportunities ETF 
Series ID
S000064087 
Class ID Record:1
Class Name
First Trust Long Duration Opportunities ETF 
Class ID
C000207230 
Series ID Record:9
Series Name
First Trust Low Duration Opportunities ETF 
Series ID
S000046204 
Class ID Record:1
Class Name
First Trust Low Duration Opportunities ETF 
Class ID
C000144500 
Series ID Record:10
Series Name
FT Vest S&P 500 Dividend Aristocrats Target Income ETF 
Series ID
S000070911 
Class ID Record:1
Class Name
FT Vest S&P 500 Dividend Aristocrats Target Income ETF 
Class ID
C000225182 
Series ID Record:11
Series Name
First Trust Limited Duration Investment Grade Corporate ETF 
Series ID
S000072703 
Class ID Record:1
Class Name
First Trust Limited Duration Investment Grade Corporate ETF 
Class ID
C000229146 
Series ID Record:12
Series Name
FT Vest Rising Dividend Achievers Target Income ETF 
Series ID
S000077479 
Class ID Record:1
Class Name
FT Vest Rising Dividend Achievers Target Income ETF 
Class ID
C000237940 
Series ID Record:13
Series Name
FT Vest SMID Rising Dividend Achievers Target Income ETF 
Series ID
S000081275 
Class ID Record:1
Class Name
FT Vest SMID Rising Dividend Achievers Target Income ETF 
Class ID
C000243959 
Series ID Record:14
Series Name
FT Vest Technology Dividend Target Income ETF 
Series ID
S000081278 
Class ID Record:1
Class Name
FT Vest Technology Dividend Target Income ETF 
Class ID
C000243963 
Series ID Record:15
Series Name
FT Vest DJIA Dogs 10 Target Income ETF 
Series ID
S000080125 
Class ID Record:1
Class Name
FT Vest DJIA Dogs 10 Target Income ETF 
Class ID
C000241798 
Series ID Record:16
Series Name
First Trust Intermediate Duration Investment Grade Corporate ETF 
Series ID
S000081272 
Class ID Record:1
Class Name
First Trust Intermediate Duration Investment Grade Corporate ETF 
Class ID
C000243955 
Series ID Record:17
Series Name
First Trust Intermediate Government Opportunities ETF 
Series ID
S000080998 
Class ID Record:1
Class Name
First Trust Intermediate Government Opportunities ETF 
Class ID
C000243637 
Series ID Record:18
Series Name
First Trust SSI Strategic Convertible Securities ETF 
Series ID
S000050640 
Class ID Record:1
Class Name
First Trust SSI Strategic Convertible Securities ETF 
Class ID
C000159952 

3. Investment Company Act File Number:
811-22559 
Securities Act File Number Record:1
Securities Act File Number:
333-174332 

4(a). Last day of fiscal year for which this Form is filed:
10/31/2023 
4(b). Check box if this Form is being filed late (i.e., more than 90 calendar days after the end of the issuer’s fiscal year). (See Instruction A.2)
Note: If the Form is being filed late, interest must be paid on the registration fee due.
Checkbox checked
4(c). Check box if this is the last time the issuer will be filing this Form.Checkbox not checked

5. Calculation of registration fee (if calculating on a class-by-class or series-by- series basis, provide the EDGAR identifier for each such class or series):

Series or Class (Contract) ID

 

(i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f):

0.00 

(ii) Aggregate price of securities redeemed or repurchased during the fiscal year:

0.00 

(iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission:

0.00 

(iv) Total available redemption credits [add Items 5(ii) and 5(iii)]:

0.00 

(v) Net sales -- if Item 5(i) is greater than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]:

0.00 

vi) Redemption credits available for use in future years -- if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]:

0.00 

(vii) Multiplier for determining registration fee (See Instruction C.9):

0.000147600 

viii) Registration fee due [multiply Item 5(v) by Item 5(vii)] (enter "0" if no fee is due):

0.00 


6. Prepaid Shares

If the response to Item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then report the amount of securities (number of shares or other units) deducted here:

 

If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here:

 


7. Interest due -- if this Form is being filed more than 90 days after the end of the issuer’s fiscal year (see Instruction D):

0.00 


8. Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]:

0.00 


9. Explanatory Notes (if any):

Amended filing submitted to add the series and class for First Trust SSI Strategic Convertible Securities ETF that was omitted on the original 24F-2NT filed on January 10, 2024. 


Signatures

This report has been signed below by the following persons on behalf of the issuer and in the capacities and on the dates indicated. By (Signature and Title)*
Name and Title
John Kunka, Assistant Treasurer 
Date
04/26/2024 
Signature
/s/ John Kunka