0001445546-24-003065.txt : 20240426 0001445546-24-003065.hdr.sgml : 20240426 20240426124407 ACCESSION NUMBER: 0001445546-24-003065 CONFORMED SUBMISSION TYPE: 24F-2NT/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231031 FILED AS OF DATE: 20240426 DATE AS OF CHANGE: 20240426 EFFECTIVENESS DATE: 20240426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED FUND IV CENTRAL INDEX KEY: 0001517936 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: 24F-2NT/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-174332 FILM NUMBER: 24880959 BUSINESS ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 630-765-8000 MAIL ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 0001517936 S000033458 First Trust North American Energy Infrastructure Fund C000102880 First Trust North American Energy Infrastructure Fund EMLP 0001517936 S000034146 First Trust Senior Loan Fund C000105232 First Trust Senior Loan Fund FTSL 0001517936 S000039493 First Trust Tactical High Yield ETF C000121641 First Trust Tactical High Yield ETF HYLS 0001517936 S000045797 First Trust Enhanced Short Maturity ETF C000142755 First Trust Enhanced Short Maturity ETF FTSM 0001517936 S000046109 First Trust High Income Strategic Focus ETF C000144296 First Trust High Income Strategic Focus ETF HISF 0001517936 S000046204 First Trust Low Duration Opportunities ETF C000144500 First Trust Low Duration Opportunities ETF LMBS 0001517936 S000050640 First Trust SSI Strategic Convertible Securities ETF C000159952 First Trust SSI Strategic Convertible Securities ETF FCVT 0001517936 S000064087 First Trust Long Duration Opportunities ETF C000207230 First Trust Long Duration Opportunities ETF LGOV 0001517936 S000066179 First Trust EIP Carbon Impact ETF C000213865 First Trust EIP Carbon Impact ETF ECLN 0001517936 S000070911 FT Vest S&P 500 Dividend Aristocrats Target Income ETF C000225182 FT Vest S&P 500 Dividend Aristocrats Target Income ETF KNG 0001517936 S000072703 First Trust Limited Duration Investment Grade Corporate ETF C000229146 First Trust Limited Duration Investment Grade Corporate ETF FSIG 0001517936 S000077479 FT Vest Rising Dividend Achievers Target Income ETF C000237940 FT Vest Rising Dividend Achievers Target Income ETF RDVI 0001517936 S000077877 FT Energy Income Partners Strategy ETF C000238479 FT Energy Income Partners Strategy ETF EIPX 0001517936 S000080125 FT Vest DJIA Dogs 10 Target Income ETF C000241798 FT Vest DJIA Dogs 10 Target Income ETF DOGG 0001517936 S000080998 First Trust Intermediate Government Opportunities ETF C000243637 First Trust Intermediate Government Opportunities ETF MGOV 0001517936 S000081272 First Trust Intermediate Duration Investment Grade Corporate ETF C000243955 First Trust Intermediate Duration Investment Grade Corporate ETF FIIG 0001517936 S000081275 FT Vest SMID Rising Dividend Achievers Target Income ETF C000243959 FT Vest SMID Rising Dividend Achievers Target Income ETF SDVD 0001517936 S000081278 FT Vest Technology Dividend Target Income ETF C000243963 FT Vest Technology Dividend Target Income ETF TDVI 24F-2NT/A 1 primary_doc.xml X0101 24F-2NT/A LIVE 0001517936 XXXXXXXX 333-174332 false false N-1A First Trust Exchange-Traded Fund IV 120 East Liberty Drive Suite 400 Wheaton IL X1 60187 First Trust North American Energy Infrastructure Fund S000033458 First Trust North American Energy Infrastructure Fund C000102880 First Trust EIP Carbon Impact ETF S000066179 First Trust EIP Carbon Impact ETF C000213865 FT Energy Income Partners Strategy ETF S000077877 FT Energy Income Partners Strategy ETF C000238479 First Trust Tactical High Yield ETF S000039493 First Trust Tactical High Yield ETF C000121641 First Trust Senior Loan Fund S000034146 First Trust Senior Loan Fund C000105232 First Trust High Income Strategic Focus ETF S000046109 First Trust High Income Strategic Focus ETF C000144296 First Trust Enhanced Short Maturity ETF S000045797 First Trust Enhanced Short Maturity ETF C000142755 First Trust Long Duration Opportunities ETF S000064087 First Trust Long Duration Opportunities ETF C000207230 First Trust Low Duration Opportunities ETF S000046204 First Trust Low Duration Opportunities ETF C000144500 FT Vest S&P 500 Dividend Aristocrats Target Income ETF S000070911 FT Vest S&P 500 Dividend Aristocrats Target Income ETF C000225182 First Trust Limited Duration Investment Grade Corporate ETF S000072703 First Trust Limited Duration Investment Grade Corporate ETF C000229146 FT Vest Rising Dividend Achievers Target Income ETF S000077479 FT Vest Rising Dividend Achievers Target Income ETF C000237940 FT Vest SMID Rising Dividend Achievers Target Income ETF S000081275 FT Vest SMID Rising Dividend Achievers Target Income ETF C000243959 FT Vest Technology Dividend Target Income ETF S000081278 FT Vest Technology Dividend Target Income ETF C000243963 FT Vest DJIA Dogs 10 Target Income ETF S000080125 FT Vest DJIA Dogs 10 Target Income ETF C000241798 First Trust Intermediate Duration Investment Grade Corporate ETF S000081272 First Trust Intermediate Duration Investment Grade Corporate ETF C000243955 First Trust Intermediate Government Opportunities ETF S000080998 First Trust Intermediate Government Opportunities ETF C000243637 First Trust SSI Strategic Convertible Securities ETF S000050640 First Trust SSI Strategic Convertible Securities ETF C000159952 811-22559 333-174332 10/31/2023 true 0.00 0.00 0.00 0.00 0.00 0.00 0.000147600 0.00 0.00 0.00 Amended filing submitted to add the series and class for First Trust SSI Strategic Convertible Securities ETF that was omitted on the original 24F-2NT filed on January 10, 2024. /s/ John Kunka John Kunka, Assistant Treasurer 04/26/2024