The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACCELERON PHARMA INC | COM | 00434H108 | 14,627 | 84,990 | SH | SOLE | 84,990 | 0 | 0 | ||
| ALPHABET INC | CAP STK CL A | 02079K305 | 3,564 | 1,333 | SH | SOLE | 1,333 | 0 | 0 | ||
| AMERICAN WOODMARK CORPORATIO | COM | 030506109 | 5,543 | 84,795 | SH | SOLE | 84,795 | 0 | 0 | ||
| BRIGHTSPHERE INVT GROUP INC | COM | 10948W103 | 874 | 33,437 | SH | SOLE | 33,437 | 0 | 0 | ||
| DECARBONIZATION PLUS ACQU II | CLASS A COM | 24279D105 | 6,127 | 609,604 | SH | SOLE | 609,604 | 0 | 0 | ||
| DELTA APPAREL INC | COM | 247368103 | 6,471 | 236,946 | SH | SOLE | 236,946 | 0 | 0 | ||
| DESTINATION XL GROUP INC | COM | 25065K104 | 1,489 | 243,266 | SH | SOLE | 243,266 | 0 | 0 | ||
| FORUM ENERGY TECHNOLOGIES IN | COM | 34984V209 | 4,671 | 207,215 | SH | SOLE | 207,215 | 0 | 0 | ||
| FORUM ENERGY TECHNOLOGIES IN | NOTE 9.000% 8/0 | 34984VAC4 | 11,392 | 12,057,273 | PRN | SOLE | 12,057,273 | 0 | 0 | ||
| FTS INTERNATIONAL INC | COM NEW CL A | 30283W302 | 4,671 | 189,867 | SH | SOLE | 189,867 | 0 | 0 | ||
| IHS MARKIT LTD | SHS | G47567105 | 27,475 | 235,591 | SH | SOLE | 235,591 | 0 | 0 | ||
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,633 | 219,100 | SH | Put | SOLE | 219,100 | 0 | 0 | |
| MARCUS CORP DEL | COM | 566330106 | 5,262 | 301,537 | SH | SOLE | 301,537 | 0 | 0 | ||
| MARLIN BUSINESS SVCS CORP | COM | 571157106 | 24,708 | 1,111,479 | SH | SOLE | 1,111,479 | 0 | 0 | ||
| MERRIMACK PHARMACEUTICALS IN | COM NEW | 590328209 | 6,132 | 1,269,558 | SH | SOLE | 1,269,558 | 0 | 0 | ||
| NI HLDGS INC | COM | 65342T106 | 1,943 | 110,661 | SH | SOLE | 110,661 | 0 | 0 | ||
| OFS CAP CORP | COM | 67103B100 | 2,478 | 239,154 | SH | SOLE | 239,154 | 0 | 0 | ||
| OLD POINT FINL CORP | COM | 680194107 | 867 | 40,805 | SH | SOLE | 40,805 | 0 | 0 | ||
| PAE INC | COM CL A | 69290Y109 | 4,904 | 820,137 | SH | SOLE | 820,137 | 0 | 0 | ||
| PARK AEROSPACE CORP | COM | 70014A104 | 3,087 | 225,663 | SH | SOLE | 225,663 | 0 | 0 | ||
| PFSWEB INC | COM NEW | 717098206 | 7,926 | 614,439 | SH | SOLE | 614,439 | 0 | 0 | ||
| PG&E CORP | COM | 69331C108 | 1,416 | 147,546 | SH | SOLE | 147,546 | 0 | 0 | ||
| PG&E CORP | COM | 69331C108 | 29 | 156,500 | SH | Put | SOLE | 156,500 | 0 | 0 | |
| PG&E CORP | UNIT 99/99/9999 | 69331C140 | 2,281 | 23,860 | SH | SOLE | 23,860 | 0 | 0 | ||
| POWER & DIGITAL INFRA ACQ CO | COM CL A | 739190106 | 2,535 | 250,762 | SH | SOLE | 250,762 | 0 | 0 | ||
| RMR GROUP INC | CL A | 74967R106 | 5,930 | 177,279 | SH | SOLE | 177,279 | 0 | 0 | ||
| SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 | 5,099 | 175,600 | SH | SOLE | 175,600 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 311 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
| STRATA SKIN SCIENCES INC | COM NEW | 86272A206 | 875 | 475,380 | SH | SOLE | 475,380 | 0 | 0 | ||
| TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 4,660 | 265,355 | SH | SOLE | 265,355 | 0 | 0 | ||
| VECTOR GROUP LTD | COM | 92240M108 | 6,067 | 475,810 | SH | SOLE | 475,810 | 0 | 0 | ||
| VILLAGE SUPER MKT INC | CL A NEW | 927107409 | 733 | 33,801 | SH | SOLE | 33,801 | 0 | 0 | ||